Purchases and Sales Made in Q2 2022 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q2 2022. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
32.8K+ 40.4% |
$350K - $400K
|
114K
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
31.8K+ 46.63% |
$340K - $388K
|
100K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
10.6K+ 73.19% |
$113K - $129K
|
25K
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.3KNew |
$110K - $125K
|
10.3K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
9.37K+ 13.75% |
$100K - $114K
|
77.6K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
5KNew |
$53.5K - $61.1K
|
5K
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.77KNew |
$40.3K - $46.1K
|
3.77K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.1K+ 2.98% |
$11.8K - $13.4K
|
38K
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-294- 0.46% |
$3.14K - $3.59K
|
63.8K
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-708- 23.5% |
$7.57K - $8.64K
|
2.31K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-2.13K- 4.02% |
$22.8K - $26K
|
50.9K
$0
|
|
|
Aug 12, 2022
Q2 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-3.16K- 14.78% |
$33.7K - $38.5K
|
18.2K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.43K- 13.35% |
$47.4K - $54.1K
|
28.8K
$0
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.43K- 13.35% |
$47.4K - $54.1K
|
28.8K
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-7.2K- 9.27% |
$77K - $87.9K
|
70.4K
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.5K- 6.39% |
$80.2K - $91.6K
|
110K
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.9KClosed |
$160K - $182K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-54.9K- 33.59% |
$587K - $670K
|
108K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-71.2K- 30.23% |
$761K - $869K
|
164K
$0
|