Purchases and Sales Made in Q3 2020 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q3 2020. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
97.4KNew |
$1.26M - $1.33M
|
97.4K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
55.1KNew |
$710K - $754K
|
55.1K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Matisse Capital
|
BUY
|
- |
30.3K+ 219.7% |
$391K - $415K
|
44.1K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Evoke Wealth, LLC
|
BUY
|
- |
30.2K+ 466.14% |
$389K - $413K
|
36.7K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
25.1K+ 149.21% |
$324K - $344K
|
41.9K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
11.4K+ 8.98% |
$147K - $156K
|
138K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
10.1K+ 34.57% |
$130K - $138K
|
39.3K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.71K+ 4.23% |
$73.7K - $78.2K
|
141K
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
5.1K+ 19.46% |
$65.8K - $69.8K
|
31.3K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-331- 0.99% |
$4.27K - $4.53K
|
33K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-731- 2.23% |
$9.43K - $10K
|
32K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-833Closed |
$10.7K - $11.4K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.98K- 5.95% |
$38.5K - $40.8K
|
47.1K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-4.82K- 2.76% |
$62.2K - $66K
|
170K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-9.74K- 9.44% |
$126K - $133K
|
93.5K
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-16.7KClosed |
$216K - $229K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-27.8K- 12.64% |
$359K - $381K
|
192K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-141K- 73.06% |
$1.81M - $1.92M
|
51.8K
$0
|