Purchases and Sales Made in Q3 2022 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q3 2022. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
42K+ 41.94% |
$442K - $515K
|
142K
$0
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
38.2K+ 59.93% |
$402K - $469K
|
102K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
8.95K+ 11.54% |
$94.2K - $110K
|
86.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8KNew |
$84.2K - $98.2K
|
8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.87K+ 13.46% |
$40.8K - $47.5K
|
32.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
3.74K+ 14.94% |
$39.4K - $45.9K
|
28.8K
$0
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.45% |
$10.5K - $12.3K
|
11.6K
$0
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
300New |
$3.16K - $3.68K
|
300
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-654- 0.57% |
$6.89K - $8.02K
|
113K
$0
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.19K- 2.01% |
$23K - $26.8K
|
106K
$0
|
|
Nov 14, 2022
Q3 2022
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-10.2K- 19.99% |
$107K - $125K
|
40.8K
$0
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
SELL
|
- |
-11K- 13.31% |
$116K - $136K
|
72K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13K- 11.83% |
$137K - $160K
|
96.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-43.8K- 62.18% |
$461K - $537K
|
26.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-79.2K- 48.21% |
$834K - $971K
|
85K
$0
|