Latest Institutional Transactions on Nova Bay Pharmaceuticals, Inc. (NBY)
This table provides information on the latest institutional transactions involving Nova Bay Pharmaceuticals, Inc. (NBY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
3New |
$0.6 - $1.38
|
3
$1.95
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Nvwm, LLC
|
SELL
|
- |
-2.91K- 97.13% |
$291 - $397K
|
86
$55.9
|
|
| Q3 2022 | |||||||
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.94KNew |
$323 - $433K
|
2.94K
$1.91K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Altium Capital Management LP
New York, NY |
BUY
|
- |
1.1MNew |
$121K - $162M
|
1.1M
$712K
|
|
|
Nov 14, 2022
Q3 2022
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
6.45K+ 3.41% |
$710 - $951K
|
196K
$127K
|
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-20.6K- 58.37% |
$2.27K - $3.04M
|
14.7K
$9.57K
|
|
|
Nov 14, 2022
Q3 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
55.1K+ 13.45% |
$6.06K - $8.12M
|
465K
$302K
|
|
|
Nov 14, 2022
Q3 2022
|
Hrt Financial LP
New York, NY |
BUY
|
- |
14KNew |
$1.54K - $2.07M
|
14K
$9.12K
|
|
|
Nov 14, 2022
Q3 2022
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
380KNew |
$41.8K - $56.1M
|
380K
$247K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9+ 3.27% |
$0.99 - $1.33K
|
284
$185
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.3K- 22.5% |
$143 - $191K
|
4.47K
$2.9K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
15KNew |
$1.65K - $2.21M
|
15K
$9.75K
|
|
|
Oct 12, 2022
Q3 2022
|
C2 C Wealth Management, LLC
|
SELL
|
- |
-49.1K- 71.05% |
$5.4K - $7.23M
|
20K
$13K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-11.5KClosed |
$2.07K - $3.57K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
500New |
$90 - $155
|
500
$325
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-700Closed |
$126 - $217
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-148K- 90.37% |
$26.6K - $45.8K
|
15.7K
$10.2K
|
|
|
Aug 09, 2022
Q2 2022
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
1.28KNew |
$230 - $397
|
1.28K
$832
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10KClosed |
$1.81K - $3.11K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-11.5KClosed |
$3.1K - $4.59K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-320Closed |
$86.4 - $128
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
15KNew |
$4.05K - $6K
|
15K
$9.75K
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
107K+ 21.97% |
$40.5K - $65K
|
592K
$385K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
100KNew |
$38K - $61K
|
100K
$65K
|
|
|
Jan 31, 2022
Q4 2021
|
United Asset Strategies, Inc.
Garden City, NY |
BUY
|
- |
10.9KNew |
$4.13K - $6.63K
|
10.9K
$7.07K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-34.8K- 37.91% |
$20.2K - $24K
|
57.1K
$37.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12- 0.4% |
$6.96 - $8.28
|
3K
$1.95K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
300New |
$174 - $207
|
300
$195
|
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-110KClosed |
$63.9K - $76.1K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-39.8KClosed |
$24.3K - $38.6K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-170K- 52.31% |
$104K - $165K
|
155K
$101K
|
|
|
Aug 11, 2021
Q2 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
657New |
$401 - $637
|
657
$427
|
|
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1KClosed |
$610 - $970
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-42KClosed |
$25.6K - $40.7K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-60.3KClosed |
$44K - $86.2K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2K- 61.35% |
$1.46K - $2.86K
|
1.26K
$819
|
|
|
May 05, 2021
Q1 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-500Closed |
$365 - $715
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-8.75KClosed |
$4.55K - $7.09K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Addison Advisors LLC
|
BUY
|
- |
118New |
$61.4 - $95.6
|
118
$76.7
|
|
| Q3 2020 | |||||||
|
Dec 01, 2020
Q3 2020
|
Townsquare Capital LLC
|
BUY
|
- |
53.7KNew |
$38.6K - $86.4K
|
53.7K
$34.9K
|
|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
15.6K+ 122.12% |
$11.2K - $25.1K
|
28.3K
$18.4K
|
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-37Closed |
$26.6 - $59.6
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3KClosed |
$2.13K - $3.87K
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
2KNew |
$1.42K - $2.58K
|
2K
$1.3K
|
|
| Q3 2019 | |||||||
|
Jul 17, 2024
Q3 2019
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-100Closed |
$45 - $173
|
0
$0
|
|
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5KClosed |
$2.25K - $8.65K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-20.5KClosed |
$9.23K - $35.5K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-1.1KClosed |
$496 - $1.91K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-2KClosed |
$900 - $3.46K
|
0
$0
|
|