Purchases and Sales Made in Q3 2023 in Virtus Allianz Gi Convertible & Income Fund (NCV)
This table provides information about the institutional ownership of Virtus Allianz Gi Convertible & Income Fund (NCV) during Q3 2023. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Convertible & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.31M+ 23.52% |
$3.98M - $4.65M
|
6.88M
$23.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
438K+ 139.14% |
$1.33M - $1.55M
|
752K
$2.61M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
359KNew |
$1.09M - $1.27M
|
359K
$1.25M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
302KNew |
$917K - $1.07M
|
302K
$1.05M
|
|
|
Oct 13, 2023
Q3 2023
|
Congress Park Capital LLC
|
BUY
|
- |
164K+ 105.14% |
$498K - $581K
|
320K
$1.11M
|
|
|
Dec 14, 2023
Q3 2023
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
108K+ 24.06% |
$330K - $385K
|
559K
$1.94M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
64.5K+ 59.35% |
$196K - $229K
|
173K
$601K
|
|
|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
49.3KNew |
$150K - $175K
|
49.3K
$171K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
44.5KNew |
$135K - $158K
|
44.5K
$154K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
38.8K+ 55.3% |
$118K - $138K
|
109K
$378K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
33.4K+ 127.4% |
$101K - $118K
|
59.6K
$207K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
30.8K+ 39.47% |
$93.7K - $109K
|
109K
$378K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
29.2KNew |
$88.8K - $104K
|
29.2K
$101K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
28K+ 8.78% |
$85.2K - $99.5K
|
347K
$1.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
27.3K+ 33.1% |
$83.1K - $97.1K
|
110K
$382K
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
22.9KNew |
$69.7K - $81.4K
|
22.9K
$79.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
19.8KNew |
$60.3K - $70.4K
|
19.8K
$68.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
17.9K+ 3.28% |
$54.4K - $63.6K
|
565K
$1.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
15.5K+ 52.54% |
$47.1K - $55K
|
45K
$156K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.4K+ 5.73% |
$46.7K - $54.5K
|
284K
$984K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
12.8KNew |
$38.8K - $45.3K
|
12.8K
$44.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
12.2K+ 8.17% |
$37.2K - $43.5K
|
162K
$563K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
12.1K+ 36.19% |
$36.6K - $42.8K
|
45.4K
$157K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
11.7KNew |
$35.6K - $41.5K
|
11.7K
$40.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.7KNew |
$35.5K - $41.4K
|
11.7K
$40.5K
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
11.2K+ 34.71% |
$34.1K - $39.8K
|
43.5K
$151K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10K+ 2.43% |
$30.4K - $35.5K
|
422K
$1.46M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
8.15K+ 3.83% |
$24.8K - $28.9K
|
221K
$766K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.03K+ 1.9% |
$24.4K - $28.5K
|
430K
$1.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.96K+ 2.9% |
$24.2K - $28.2K
|
282K
$979K
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
6.93K+ 14.31% |
$21.1K - $24.6K
|
55.4K
$192K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
4.59K+ 28.54% |
$13.9K - $16.3K
|
20.7K
$71.7K
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
3.97K+ 32.4% |
$12.1K - $14.1K
|
16.2K
$56.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.44K+ 18.66% |
$10.5K - $12.2K
|
21.9K
$76K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3K+ 7.66% |
$9.12K - $10.7K
|
42.2K
$146K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.47K+ 10.54% |
$7.51K - $8.76K
|
25.9K
$89.8K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.41KNew |
$7.33K - $8.56K
|
2.41K
$8.37K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.39K+ 4.09% |
$7.27K - $8.49K
|
60.8K
$211K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.24K+ 2.0% |
$6.82K - $7.96K
|
114K
$397K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.05K+ 12.81% |
$6.24K - $7.29K
|
18.1K
$62.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
942+ 1.05% |
$2.86K - $3.34K
|
91K
$316K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
570+ 0.72% |
$1.73K - $2.02K
|
80.1K
$278K
|
|
|
Nov 08, 2023
Q3 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
531+ 2.0% |
$1.61K - $1.89K
|
27.1K
$94.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
371+ 0.79% |
$1.13K - $1.32K
|
47.4K
$164K
|
|
|
Oct 13, 2023
Q3 2023
|
Venture Visionary Partners LLC
|
BUY
|
- |
350+ 1.61% |
$1.06K - $1.24K
|
22K
$76.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
267New |
$812 - $948
|
267
$926
|
|
|
Nov 06, 2023
Q3 2023
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
100New |
$304 - $355
|
100
$347
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
96+ 0.94% |
$292 - $341
|
10.3K
$35.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
77+ 0.26% |
$234 - $273
|
29.8K
$103K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|