Purchases and Sales Made in Q3 2021 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q3 2021. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.96MNew |
$58.7M - $62.5M
|
3.96M
$52.3M
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
221K+ 86.66% |
$3.27M - $3.49M
|
476K
$6.29M
|
|
Oct 20, 2021
Q3 2021
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
208KNew |
$3.09M - $3.29M
|
208K
$2.75M
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
120KNew |
$1.78M - $1.89M
|
120K
$1.58M
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
106K+ 7.01% |
$1.57M - $1.67M
|
1.61M
$21.3M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
83.8K+ 3.07% |
$1.24M - $1.32M
|
2.82M
$37.2M
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
40.2KNew |
$596K - $635K
|
40.2K
$531K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
38.4K+ 5.73% |
$569K - $606K
|
708K
$9.36M
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
34.2KNew |
$507K - $540K
|
34.2K
$452K
|
|
Nov 08, 2021
Q3 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
26.6KNew |
$394K - $420K
|
26.6K
$352K
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
22.4K+ 5.41% |
$332K - $354K
|
436K
$5.77M
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
17K+ 2.97% |
$252K - $269K
|
589K
$7.78M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
16KNew |
$237K - $253K
|
16K
$212K
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
13.6K+ 11.08% |
$202K - $215K
|
136K
$1.8M
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
12.1KNew |
$179K - $191K
|
12.1K
$160K
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.7KNew |
$174K - $185K
|
11.7K
$155K
|
|
Nov 01, 2021
Q3 2021
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
11.1KNew |
$165K - $175K
|
11.1K
$147K
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
9.89K+ 59.12% |
$147K - $156K
|
26.6K
$352K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.52K+ 9.9% |
$126K - $135K
|
94.5K
$1.25M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
8.46KNew |
$125K - $134K
|
8.46K
$112K
|
|
Oct 13, 2021
Q3 2021
|
Mjp Associates Inc
|
BUY
|
- |
6.95K+ 3.45% |
$103K - $110K
|
208K
$2.75M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.49K+ 5.38% |
$96.2K - $103K
|
127K
$1.68M
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
6.46K+ 21.98% |
$95.8K - $102K
|
35.9K
$474K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$74.2K - $79K
|
5K
$66.1K
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
4.74KNew |
$70.4K - $75K
|
4.74K
$62.7K
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
4.3K+ 0.27% |
$63.7K - $67.9K
|
1.62M
$21.4M
|
|
Nov 05, 2021
Q3 2021
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
4.18K+ 3.84% |
$61.9K - $66K
|
113K
$1.49M
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
4.12KNew |
$61K - $65K
|
4.12K
$54.4K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.31K+ 10.92% |
$49K - $52.3K
|
33.6K
$444K
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
2.16K+ 1.48% |
$32.1K - $34.2K
|
149K
$1.97M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.15K+ 5.22% |
$31.9K - $34K
|
43.4K
$573K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.56K+ 10.71% |
$23.1K - $24.6K
|
16.1K
$213K
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.5K+ 7.61% |
$22.2K - $23.7K
|
21.2K
$280K
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
1.26K+ 3.96% |
$18.7K - $19.9K
|
33K
$437K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
1.05K+ 2.18% |
$15.5K - $16.5K
|
49K
$647K
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
1.01K+ 1.72% |
$15K - $16K
|
60K
$794K
|
|
Nov 05, 2021
Q3 2021
|
Argent Advisors, Inc.
Monroe, LA |
BUY
|
- |
831+ 6.31% |
$12.3K - $13.1K
|
14K
$185K
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
822+ 2.75% |
$12.2K - $13K
|
30.7K
$406K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
646+ 2.47% |
$9.58K - $10.2K
|
26.8K
$354K
|
|
Nov 15, 2021
Q3 2021
|
Advisor Os, LLC
|
BUY
|
- |
471+ 2.27% |
$6.98K - $7.44K
|
21.3K
$281K
|
|
Oct 25, 2021
Q3 2021
|
Orion Capital Management LLC
|
BUY
|
- |
360New |
$5.34K - $5.69K
|
360
$4.76K
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
313New |
$4.64K - $4.95K
|
313
$4.14K
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
215New |
$3.19K - $3.4K
|
215
$2.84K
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
164+ 0.26% |
$2.43K - $2.59K
|
64.4K
$852K
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
96+ 0.7% |
$1.42K - $1.52K
|
13.9K
$183K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
24+ 0.17% |
$356 - $379
|
14.6K
$192K
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
20+ 1.47% |
$297 - $316
|
1.38K
$18.2K
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
14+ 1.45% |
$208 - $221
|
977
$12.9K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-24- 0.19% |
$356 - $379
|
12.8K
$169K
|