Purchases and Sales Made in Q3 2023 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q3 2023. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
3MNew |
$33.9M - $38.5M
|
3M
$39.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
865K+ 56.86% |
$9.79M - $11.1M
|
2.39M
$31.6M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
498KNew |
$5.63M - $6.38M
|
498K
$6.58M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
174K+ 83.53% |
$1.97M - $2.23M
|
381K
$5.04M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
121K+ 1.17% |
$1.37M - $1.56M
|
10.5M
$139M
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
114K+ 4.32% |
$1.29M - $1.46M
|
2.75M
$36.4M
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
89.7K+ 18.96% |
$1.02M - $1.15M
|
563K
$7.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
49.7K+ 5.1% |
$562K - $637K
|
1.02M
$13.5M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
43.1KNew |
$488K - $553K
|
43.1K
$570K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
40.8K+ 4.09% |
$462K - $523K
|
1.04M
$13.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
40.1KNew |
$454K - $514K
|
40.1K
$530K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
36.8KNew |
$417K - $473K
|
36.8K
$487K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
34.2K+ 310.06% |
$388K - $439K
|
45.3K
$599K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
31.8KNew |
$360K - $408K
|
31.8K
$421K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
31.3K+ 62.73% |
$354K - $402K
|
81.2K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
30.2KNew |
$342K - $388K
|
30.2K
$400K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
27K+ 127.66% |
$305K - $346K
|
48.1K
$636K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
25.1KNew |
$284K - $321K
|
25.1K
$331K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
21.5K+ 17.06% |
$244K - $276K
|
148K
$1.95M
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
19.1K+ 3.74% |
$216K - $245K
|
529K
$7M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
18.2KNew |
$206K - $234K
|
18.2K
$241K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
15.8K+ 57.31% |
$179K - $203K
|
43.5K
$575K
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
12.8K+ 37.62% |
$144K - $164K
|
46.7K
$617K
|
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
12.3KNew |
$140K - $158K
|
12.3K
$163K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
12.1K+ 20.36% |
$137K - $155K
|
71.6K
$947K
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
11.7KNew |
$132K - $150K
|
11.7K
$154K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.4KNew |
$129K - $147K
|
11.4K
$151K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.4KNew |
$129K - $147K
|
11.4K
$151K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.91K+ 1.94% |
$89.5K - $101K
|
415K
$5.49M
|
|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
BUY
|
- |
6.31K+ 14.82% |
$71.4K - $80.9K
|
48.9K
$646K
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
6K+ 0.51% |
$67.9K - $77K
|
1.17M
$15.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
5.01KNew |
$56.7K - $64.3K
|
5.01K
$66.2K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
4.2K+ 4.83% |
$47.5K - $53.8K
|
91.1K
$1.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
3.46K+ 4.75% |
$39.2K - $44.4K
|
76.3K
$1.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Clear Street Markets LLC
|
BUY
|
- |
3.05KNew |
$34.5K - $39.1K
|
3.05K
$40.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.76K+ 1.95% |
$31.2K - $35.4K
|
144K
$1.91M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
2.4K+ 15.22% |
$27.2K - $30.8K
|
18.2K
$240K
|
|
|
Nov 02, 2023
Q3 2023
|
Advisor Os, LLC
|
BUY
|
- |
2K+ 7.78% |
$22.6K - $25.6K
|
27.7K
$366K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
1.8K+ 9.6% |
$20.3K - $23K
|
20.5K
$271K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.68K+ 2.8% |
$19.1K - $21.6K
|
61.7K
$816K
|
|
|
Nov 07, 2023
Q3 2023
|
Pointe Capital Management LLC
|
BUY
|
- |
1.36K+ 1.56% |
$15.3K - $17.4K
|
88.5K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.21K+ 1.41% |
$13.7K - $15.5K
|
87.1K
$1.15M
|
|
|
Oct 13, 2023
Q3 2023
|
Hb Wealth Management, LLC
|
BUY
|
- |
908+ 2.11% |
$10.3K - $11.6K
|
43.9K
$581K
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
800+ 1.89% |
$9.06K - $10.3K
|
43.2K
$571K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
656+ 2.63% |
$7.43K - $8.42K
|
25.6K
$338K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
539+ 4.68% |
$6.1K - $6.92K
|
12.1K
$159K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
465+ 0.95% |
$5.26K - $5.97K
|
49.2K
$650K
|
|
|
Nov 13, 2023
Q3 2023
|
Jupiter Wealth Management LLC
Glendale, CO |
BUY
|
- |
434+ 2.11% |
$4.91K - $5.57K
|
21K
$278K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
335+ 0.74% |
$3.79K - $4.3K
|
45.5K
$602K
|
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
250New |
$2.83K - $3.21K
|
250
$3.31K
|