Purchases and Sales Made in Q3 2023 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q3 2023. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
359KNew |
$7.13M - $7.85M
|
359K
$8.73M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
326KNew |
$6.48M - $7.13M
|
326K
$7.93M
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
45.2KNew |
$897K - $988K
|
45.2K
$1.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
44.2K+ 32.62% |
$876K - $965K
|
180K
$4.36M
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
42.2K+ 438.54% |
$837K - $921K
|
51.8K
$1.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
31.9K+ 6.96% |
$632K - $696K
|
490K
$11.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.1K+ 23.03% |
$359K - $395K
|
96.6K
$2.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
11.4KNew |
$226K - $249K
|
11.4K
$277K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
9.32KNew |
$185K - $204K
|
9.32K
$227K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.8K+ 1.83% |
$155K - $171K
|
435K
$10.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
7.32K+ 3.09% |
$145K - $160K
|
244K
$5.94M
|
|
|
Nov 03, 2023
Q3 2023
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
5.99K+ 3.03% |
$119K - $131K
|
203K
$4.95M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
4.38K+ 29.35% |
$86.8K - $95.6K
|
19.3K
$469K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.47K+ 11.24% |
$69K - $75.9K
|
34.4K
$836K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.2K+ 17.83% |
$63.5K - $70K
|
21.1K
$514K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.37KNew |
$27.1K - $29.9K
|
1.37K
$33.2K
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
892+ 7.15% |
$17.7K - $19.5K
|
13.4K
$325K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
888+ 1.0% |
$17.6K - $19.4K
|
89.9K
$2.19M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
688+ 4.17% |
$13.7K - $15K
|
17.2K
$418K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
673+ 4.42% |
$13.4K - $14.7K
|
15.9K
$387K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
670+ 3.78% |
$13.3K - $14.6K
|
18.4K
$447K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
185+ 2.0% |
$3.67K - $4.04K
|
9.43K
$229K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
147+ 0.55% |
$2.92K - $3.21K
|
26.8K
$650K
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
BUY
|
- |
77+ 0.17% |
$1.53K - $1.68K
|
44.3K
$1.08M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
71+ 0.67% |
$1.41K - $1.55K
|
10.7K
$261K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
65+ 0.42% |
$1.29K - $1.42K
|
15.4K
$375K
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
21+ 0.15% |
$417 - $459
|
14.1K
$342K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
8+ 0.05% |
$159 - $175
|
16.6K
$405K
|
|
|
Oct 30, 2023
Q3 2023
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
6+ 2.51% |
$119 - $131
|
245
$5.96K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-111- 4.97% |
$2.2K - $2.43K
|
2.12K
$51.6K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-150- 1.47% |
$2.98K - $3.28K
|
10.1K
$245K
|
|
|
Oct 10, 2023
Q3 2023
|
Stolper CO
|
SELL
|
- |
-172- 0.56% |
$3.41K - $3.76K
|
30.4K
$738K
|
|
|
Oct 13, 2023
Q3 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-216- 1.36% |
$4.29K - $4.72K
|
15.7K
$381K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-312- 0.34% |
$6.19K - $6.82K
|
90.5K
$2.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-526- 0.8% |
$10.4K - $11.5K
|
65.2K
$1.58M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.52K- 8.08% |
$30.1K - $33.1K
|
17.3K
$419K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.38K- 3.89% |
$47.3K - $52.1K
|
58.9K
$1.43M
|
|
|
Nov 07, 2023
Q3 2023
|
Smh Capital Advisors Inc
|
SELL
|
- |
-3.69K- 21.56% |
$73.2K - $80.6K
|
13.4K
$326K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-4.16K- 21.26% |
$82.6K - $91K
|
15.4K
$375K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.45K- 1.5% |
$108K - $119K
|
357K
$8.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-5.83K- 27.44% |
$116K - $127K
|
15.4K
$375K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-6.07K- 20.79% |
$120K - $133K
|
23.1K
$562K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.08K- 7.53% |
$121K - $133K
|
74.7K
$1.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-9.01K- 13.33% |
$179K - $197K
|
58.6K
$1.42M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-9.73K- 3.06% |
$193K - $213K
|
308K
$7.49M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11K- 2.31% |
$218K - $241K
|
464K
$11.3M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-40.1K- 10.8% |
$795K - $876K
|
331K
$8.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-41.6K- 3.31% |
$825K - $909K
|
1.21M
$29.5M
|