Latest Institutional Transactions on Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information on the latest institutional transactions involving Virtus Allianz Gi Equity & Convertible Income Fund (NIE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 15, 2026
Q4 2025
|
Oxen Free Capital LLC
Satellite Beach, FL |
BUY
|
- |
556+ 0.99% |
$14K - $14.4K
|
56.6K
$1.43M
|
|
|
Jan 15, 2026
Q4 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.8K+ 25.89% |
$347K - $358K
|
67.2K
$1.69M
|
|
|
Jan 15, 2026
Q4 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
150+ 67.87% |
$3.77K - $3.89K
|
371
$9.34K
|
|
|
Jan 14, 2026
Q4 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-15K- 47.18% |
$377K - $389K
|
16.8K
$423K
|
|
|
Jan 13, 2026
Q4 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-4.25K- 7.09% |
$107K - $110K
|
55.7K
$1.4M
|
|
|
Jan 12, 2026
Q4 2025
|
Stolper CO
|
BUY
|
- |
719+ 2.25% |
$18.1K - $18.6K
|
32.6K
$822K
|
|
|
Jan 12, 2026
Q4 2025
|
David J Yvars Group
|
BUY
|
- |
3.62K+ 20.63% |
$90.8K - $93.7K
|
21.1K
$532K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
5.96K+ 1.5% |
$150K - $155K
|
402K
$10.1M
|
|
| Q3 2025 | |||||||
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-11.9K- 50.0% |
$282K - $301K
|
11.9K
$298K
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
30KNew |
$715K - $763K
|
30K
$756K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-2.47K- 6.75% |
$58.8K - $62.7K
|
34.1K
$858K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
165New |
$3.93K - $4.19K
|
165
$4.15K
|
|
|
Nov 17, 2025
Q3 2025
|
Keystone Financial Group
|
SELL
|
- |
-1.63K- 3.19% |
$38.7K - $41.3K
|
49.3K
$1.24M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-2.97K- 5.09% |
$70.7K - $75.4K
|
55.4K
$1.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.93K+ 3.28% |
$69.8K - $74.5K
|
92.3K
$2.32M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.57KNew |
$109K - $116K
|
4.57K
$115K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.71K+ 13.26% |
$112K - $119K
|
40.2K
$1.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.17K- 4.65% |
$147K - $157K
|
126K
$3.18M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.2K- 6.15% |
$838K - $894K
|
538K
$13.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.2K+ 16.96% |
$76.2K - $81.3K
|
22.1K
$556K
|
|
|
Nov 14, 2025
Q3 2025
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-724- 4.12% |
$17.2K - $18.4K
|
16.8K
$424K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-5.77K- 1.22% |
$137K - $147K
|
466K
$11.7M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3- 0.04% |
$71.4 - $76.2
|
7.15K
$180K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.22K+ 10.33% |
$52.7K - $56.3K
|
23.7K
$596K
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
9.91KNew |
$236K - $251K
|
9.91K
$249K
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
16.5KNew |
$393K - $419K
|
16.5K
$416K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-10.1K- 2.34% |
$240K - $256K
|
420K
$10.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
17.5K+ 1.73% |
$416K - $443K
|
1.03M
$25.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-3.18K- 1.84% |
$75.8K - $80.8K
|
170K
$4.28M
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
101+ 0.58% |
$2.4K - $2.56K
|
17.5K
$440K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.18K- 6.31% |
$171K - $182K
|
107K
$2.69M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
45+ 0.56% |
$1.07K - $1.14K
|
8.05K
$203K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-7.41K- 28.31% |
$176K - $188K
|
18.8K
$473K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
181+ 0.46% |
$4.31K - $4.6K
|
39.8K
$1M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-357- 0.45% |
$8.5K - $9.06K
|
79K
$1.99M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.55K- 6.25% |
$132K - $141K
|
83.2K
$2.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.28K- 3.81% |
$30.5K - $32.5K
|
32.3K
$813K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-375- 78.62% |
$8.93K - $9.52K
|
102
$2.57K
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.99K+ 20.14% |
$95K - $101K
|
23.8K
$600K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
23K+ 12.09% |
$547K - $583K
|
213K
$5.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Smh Capital Advisors Inc
|
BUY
|
- |
144+ 1.37% |
$3.43K - $3.66K
|
10.7K
$269K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
4.14KNew |
$98.4K - $105K
|
4.14K
$104K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
114+ 4.16% |
$2.71K - $2.89K
|
2.86K
$71.9K
|
|
|
Nov 07, 2025
Q3 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-30.2K- 58.08% |
$719K - $767K
|
21.8K
$549K
|
|
|
Nov 07, 2025
Q3 2025
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
2.25K+ 1.06% |
$53.5K - $57.1K
|
214K
$5.38M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.56K- 79.5% |
$37.1K - $39.6K
|
402
$10.1K
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
111K+ 97.88% |
$2.64M - $2.81M
|
224K
$5.64M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-249- 0.88% |
$5.93K - $6.32K
|
28.1K
$708K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.49K- 13.56% |
$35.5K - $37.9K
|
9.51K
$240K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-135K- 13.52% |
$3.2M - $3.42M
|
860K
$21.7M
|
|