Purchases and Sales Made in Q4 2023 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q4 2023. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
247K+ 1868.33% |
$4.62M - $5.21M
|
260K
$6.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
237K+ 53.14% |
$4.44M - $5.01M
|
682K
$16.1M
|
|
|
Jan 29, 2024
Q4 2023
|
Oxen Free Capital LLC
Satellite Beach, FL |
BUY
|
- |
60KNew |
$1.12M - $1.27M
|
60K
$1.41M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
59.1KNew |
$1.11M - $1.25M
|
59.1K
$1.39M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
52.7K+ 101.74% |
$987K - $1.11M
|
104K
$2.46M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
33.2K+ 7.14% |
$622K - $702K
|
497K
$11.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
29.7K+ 6.06% |
$557K - $628K
|
520K
$12.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28.1K+ 43.08% |
$527K - $594K
|
93.3K
$2.2M
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebrook Private Inc.
Northville, MI |
BUY
|
- |
23.1KNew |
$434K - $489K
|
23.1K
$544K
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
22.3KNew |
$418K - $472K
|
22.3K
$525K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
20.6KNew |
$387K - $436K
|
20.6K
$485K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
19.9KNew |
$374K - $422K
|
19.9K
$470K
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
19.5K+ 5.97% |
$365K - $412K
|
346K
$8.14M
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
14.1K+ 61.15% |
$265K - $299K
|
37.3K
$877K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
13.4KNew |
$251K - $283K
|
13.4K
$315K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
11.9K+ 26.41% |
$224K - $252K
|
57.1K
$1.35M
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
11.5KNew |
$216K - $244K
|
11.5K
$272K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.1K+ 65.77% |
$190K - $215K
|
25.6K
$602K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
9.95KNew |
$187K - $210K
|
9.95K
$234K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
6.99K+ 1.95% |
$131K - $148K
|
366K
$8.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.87K+ 1.12% |
$91.4K - $103K
|
440K
$10.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.72K+ 4.88% |
$88.4K - $99.7K
|
101K
$2.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.06K+ 19.2% |
$76.1K - $85.8K
|
25.2K
$593K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.94K+ 4.38% |
$73.9K - $83.3K
|
93.9K
$2.21M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.57K+ 4.78% |
$67K - $75.6K
|
78.3K
$1.84M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
3.28K+ 35.2% |
$61.5K - $69.4K
|
12.6K
$297K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.12K+ 0.43% |
$39.8K - $44.9K
|
497K
$11.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
1.79K+ 12.73% |
$33.6K - $37.9K
|
15.9K
$373K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
1.5KNew |
$28.1K - $31.7K
|
1.5K
$35.3K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
1.02K+ 8.98% |
$19.2K - $21.6K
|
12.4K
$292K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
777+ 8.24% |
$14.6K - $16.4K
|
10.2K
$240K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
686+ 4.31% |
$12.9K - $14.5K
|
16.6K
$391K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
444+ 4.14% |
$8.33K - $9.39K
|
11.2K
$263K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
365+ 1.06% |
$6.84K - $7.72K
|
34.8K
$818K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
285+ 0.08% |
$5.34K - $6.03K
|
357K
$8.41M
|
|
|
Feb 13, 2024
Q4 2023
|
Fairfield, Bush & Co.
Darien, CT |
BUY
|
- |
250New |
$4.69K - $5.29K
|
250
$5.89K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
177+ 8.35% |
$3.32K - $3.74K
|
2.3K
$54.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
102New |
$1.91K - $2.16K
|
102
$2.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
6+ 2.45% |
$113 - $127
|
251
$5.91K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Smh Capital Advisors Inc
|
SELL
|
- |
-17- 0.13% |
$319 - $360
|
13.4K
$315K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-200- 1.98% |
$3.75K - $4.23K
|
9.88K
$233K
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-394- 2.14% |
$7.39K - $8.33K
|
18K
$423K
|
|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-400- 2.55% |
$7.5K - $8.46K
|
15.3K
$360K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-493- 2.96% |
$9.24K - $10.4K
|
16.2K
$380K
|
|
|
Feb 09, 2024
Q4 2023
|
Keystone Financial Group
|
SELL
|
- |
-525- 1.19% |
$9.84K - $11.1K
|
43.7K
$1.03M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-667- 3.09% |
$12.5K - $14.1K
|
20.9K
$492K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-734- 3.81% |
$13.8K - $15.5K
|
18.5K
$437K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-963- 5.61% |
$18.1K - $20.4K
|
16.2K
$382K
|
|
|
Jan 12, 2024
Q4 2023
|
Stolper CO
|
SELL
|
- |
-1.37K- 4.51% |
$25.7K - $29K
|
29K
$683K
|