Purchases and Sales Made in Q1 2023 in Nuveen California Amt Free Quality Municipal Income Fund (NKX)
This table provides information about the institutional ownership of Nuveen California Amt Free Quality Municipal Income Fund (NKX) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
89.5K+ 5.57% |
$1.02M - $1.15M
|
1.7M
$20.9M
|
|
|
Apr 27, 2023
Q1 2023
|
Leisure Capital Management
|
BUY
|
- |
86.9K+ 92.91% |
$991K - $1.12M
|
180K
$2.22M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
85.9K+ 14.93% |
$979K - $1.11M
|
661K
$8.14M
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
54.1KNew |
$617K - $698K
|
54.1K
$666K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
37.5KNew |
$427K - $483K
|
37.5K
$461K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
32.7K+ 10.29% |
$373K - $422K
|
351K
$4.32M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
30.2KNew |
$344K - $389K
|
30.2K
$371K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
25.4K+ 1896.42% |
$289K - $328K
|
26.7K
$329K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
25.2KNew |
$287K - $325K
|
25.2K
$310K
|
|
|
May 03, 2023
Q1 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
24.8KNew |
$282K - $319K
|
24.8K
$305K
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
22KNew |
$251K - $284K
|
22K
$271K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
21.3K+ 175.46% |
$243K - $275K
|
33.4K
$412K
|
|
|
May 11, 2023
Q1 2023
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
18.4KNew |
$210K - $238K
|
18.4K
$227K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
18.4K+ 93.13% |
$210K - $238K
|
38.2K
$470K
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
17.3K+ 3.15% |
$197K - $223K
|
564K
$6.95M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.8K+ 68.32% |
$180K - $204K
|
38.9K
$479K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.7KNew |
$179K - $203K
|
15.7K
$193K
|
|
|
May 11, 2023
Q1 2023
|
Kennicott Capital Management LLC
|
BUY
|
- |
13.5KNew |
$154K - $174K
|
13.5K
$167K
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
13.3K+ 33.79% |
$152K - $172K
|
52.8K
$650K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.3K+ 20.1% |
$151K - $171K
|
79.3K
$977K
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$114K - $129K
|
10K
$123K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.56K+ 10.36% |
$63.4K - $71.7K
|
59.2K
$729K
|
|
|
May 10, 2023
Q1 2023
|
Diligent Investors, LLC
|
BUY
|
- |
5.04K+ 10.36% |
$57.4K - $65K
|
53.6K
$660K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.78K+ 23.63% |
$43.1K - $48.8K
|
19.8K
$244K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.69KNew |
$30.6K - $34.6K
|
2.69K
$33.1K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.63K+ 10.11% |
$29.9K - $33.9K
|
28.6K
$352K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.6KNew |
$29.6K - $33.5K
|
2.6K
$32K
|
|
|
Apr 20, 2023
Q1 2023
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
2.43K+ 1.32% |
$27.7K - $31.3K
|
186K
$2.29M
|
|
|
May 08, 2023
Q1 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
1.4K+ 0.82% |
$15.9K - $18K
|
172K
$2.11M
|
|
|
May 12, 2023
Q1 2023
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
1.3K+ 2.06% |
$14.8K - $16.8K
|
64.5K
$794K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.06K+ 1.3% |
$12K - $13.6K
|
81.9K
$1.01M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
942+ 1.31% |
$10.7K - $12.2K
|
72.6K
$894K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
900New |
$10.3K - $11.6K
|
900
$11.1K
|
|
|
May 02, 2023
Q1 2023
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
384+ 0.66% |
$4.38K - $4.95K
|
58.7K
$723K
|
|
|
May 09, 2023
Q1 2023
|
Rb Capital Management, LLC
|
BUY
|
- |
99+ 0.88% |
$1.13K - $1.28K
|
11.3K
$139K
|
|
|
Apr 17, 2023
Q1 2023
|
Ignite Planners, LLC
|
BUY
|
- |
60+ 0.25% |
$684 - $774
|
24.5K
$301K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
25+ 1.09% |
$285 - $323
|
2.31K
$28.4K
|
|
|
May 11, 2023
Q1 2023
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
5+ 0.02% |
$57 - $64.5
|
25.2K
$310K
|
|
|
May 09, 2023
Q1 2023
|
Silicon Valley Capital Partners
|
BUY
|
- |
3+ 0.78% |
$34.2 - $38.7
|
390
$4.8K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO
|
SELL
|
- |
-330- 48.39% |
$3.76K - $4.26K
|
352
$4.33K
|
|
|
May 15, 2023
Q1 2023
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-400- 3.04% |
$4.56K - $5.16K
|
12.8K
$157K
|
|
|
Aug 29, 2023
Q1 2023
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
SELL
|
- |
-500- 1.59% |
$5.7K - $6.45K
|
30.9K
$381K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-773- 3.62% |
$8.81K - $9.97K
|
20.6K
$254K
|
|
|
Apr 11, 2023
Q1 2023
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-960- 5.32% |
$10.9K - $12.4K
|
17.1K
$210K
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.58K- 2.31% |
$18K - $20.4K
|
67K
$825K
|
|
|
Aug 09, 2023
Q1 2023
|
Myecfo, LLC
La Jolla, CA |
SELL
|
- |
-1.6K- 1.8% |
$18.2K - $20.6K
|
87.4K
$1.08M
|
|
|
Apr 10, 2023
Q1 2023
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-2K- 2.68% |
$22.8K - $25.8K
|
72.5K
$893K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-2.25K- 1.09% |
$25.7K - $29K
|
205K
$2.52M
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-2.81K- 16.64% |
$32K - $36.2K
|
14.1K
$173K
|