Purchases and Sales Made in Q3 2021 in Nuveen California Amt Free Quality Municipal Income Fund (NKX)
This table provides information about the institutional ownership of Nuveen California Amt Free Quality Municipal Income Fund (NKX) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
999KNew |
$16M - $16.6M
|
999K
$12.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
66K+ 42.1% |
$1.06M - $1.1M
|
223K
$2.88M
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
49.2KNew |
$790K - $819K
|
49.2K
$635K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
24K+ 3.51% |
$385K - $399K
|
706K
$9.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
20.8K+ 7.35% |
$335K - $347K
|
304K
$3.93M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
18.9K+ 10.99% |
$304K - $315K
|
191K
$2.46M
|
|
|
Nov 03, 2021
Q3 2021
|
Leisure Capital Management
|
BUY
|
- |
16.7K+ 7.53% |
$268K - $278K
|
239K
$3.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
15.9K+ 10.44% |
$255K - $265K
|
168K
$2.17M
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
12.5K+ 9.89% |
$201K - $208K
|
139K
$1.79M
|
|
|
Nov 29, 2021
Q3 2021
|
Badgley Phelps Wealth Managers, LLC
|
BUY
|
- |
11.6KNew |
$187K - $193K
|
11.6K
$150K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
9K+ 78.14% |
$145K - $150K
|
20.5K
$265K
|
|
|
Nov 12, 2021
Q3 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
5.97K+ 28.53% |
$95.9K - $99.5K
|
26.9K
$347K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.15K+ 3.73% |
$50.6K - $52.5K
|
87.5K
$1.13M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.93K+ 2.46% |
$47K - $48.7K
|
122K
$1.58M
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
1KNew |
$16.1K - $16.7K
|
1K
$12.9K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
207+ 0.46% |
$3.32K - $3.45K
|
45.4K
$586K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
189+ 0.74% |
$3.04K - $3.15K
|
25.8K
$333K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
152+ 0.4% |
$2.44K - $2.53K
|
37.8K
$488K
|
|
|
Nov 12, 2021
Q3 2021
|
Rb Capital Management, LLC
|
BUY
|
- |
98+ 0.77% |
$1.57K - $1.63K
|
12.9K
$166K
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
94+ 0.81% |
$1.51K - $1.57K
|
11.7K
$152K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
21+ 1.02% |
$337 - $350
|
2.07K
$26.7K
|
|
|
Nov 01, 2021
Q3 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
20+ 0.14% |
$321 - $333
|
14K
$181K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
5+ 1.01% |
$80.3 - $83.3
|
502
$6.48K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
3New |
$48.2 - $50
|
3
$38.7
|
|
|
Nov 12, 2021
Q3 2021
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-9- 0.04% |
$145 - $150
|
25.3K
$327K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-12Closed |
$193 - $200
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Pacific Wealth Strategies Group, Inc.
|
SELL
|
- |
-260- 0.11% |
$4.18K - $4.33K
|
246K
$3.17M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-677- 1.49% |
$10.9K - $11.3K
|
44.7K
$576K
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-691Closed |
$11.1K - $11.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-818- 2.98% |
$13.1K - $13.6K
|
26.7K
$344K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-1.1K- 1.58% |
$17.6K - $18.2K
|
68.3K
$882K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.58K- 1.89% |
$25.4K - $26.4K
|
82.1K
$1.06M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.13KClosed |
$34.3K - $35.5K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.33K- 14.95% |
$53.5K - $55.5K
|
19K
$245K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-4.23KClosed |
$67.9K - $70.4K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.79K- 37.31% |
$125K - $130K
|
13.1K
$169K
|
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
SELL
|
- |
-10.5KClosed |
$168K - $175K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-14.2K- 26.21% |
$228K - $237K
|
40K
$517K
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-14.7KClosed |
$236K - $244K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-24.2KClosed |
$389K - $404K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-26.6K- 22.39% |
$428K - $444K
|
92.3K
$1.19M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-37.8K- 52.22% |
$607K - $630K
|
34.6K
$446K
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-66.9KClosed |
$1.07M - $1.11M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-72.1K- 57.33% |
$1.16M - $1.2M
|
53.7K
$693K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-187K- 11.38% |
$3.01M - $3.12M
|
1.46M
$18.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-205K- 37.48% |
$3.29M - $3.41M
|
341K
$4.41M
|