Purchases and Sales Made in Q4 2021 in Nuveen California Amt Free Quality Municipal Income Fund (NKX)
This table provides information about the institutional ownership of Nuveen California Amt Free Quality Municipal Income Fund (NKX) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Mkt Advisors LLC
Escondido, CA |
BUY
|
- |
74.2KNew |
$1.16M - $1.24M
|
74.2K
$944K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
59.8K+ 5.98% |
$934K - $994K
|
1.06M
$13.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
27.9KNew |
$435K - $464K
|
27.9K
$354K
|
|
|
Feb 14, 2022
Q4 2021
|
Leisure Capital Management
|
BUY
|
- |
26.4K+ 11.06% |
$413K - $439K
|
265K
$3.37M
|
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
25.2KNew |
$394K - $419K
|
25.2K
$320K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.3K+ 45.77% |
$270K - $288K
|
55K
$700K
|
|
|
Jan 12, 2022
Q4 2021
|
Stonnington Group, LLC
|
BUY
|
- |
13.1K+ 131.0% |
$205K - $218K
|
23.1K
$294K
|
|
|
Feb 10, 2022
Q4 2021
|
Monograph Wealth Advisors, LLC
|
BUY
|
- |
12.1KNew |
$188K - $201K
|
12.1K
$153K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.4KNew |
$179K - $190K
|
11.4K
$146K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
11.2KNew |
$176K - $187K
|
11.2K
$143K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
11.1K+ 4.97% |
$173K - $184K
|
234K
$2.97M
|
|
|
Jan 11, 2022
Q4 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
10.8KNew |
$168K - $179K
|
10.8K
$137K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.55K+ 21.03% |
$149K - $159K
|
54.9K
$699K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
8.38K+ 4.39% |
$131K - $139K
|
199K
$2.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.4K+ 9.01% |
$116K - $123K
|
89.5K
$1.14M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
4.43K+ 2.63% |
$69.2K - $73.6K
|
172K
$2.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.79K+ 1.25% |
$59.2K - $63K
|
308K
$3.92M
|
|
|
Jan 24, 2022
Q4 2021
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
3K+ 1.22% |
$46.9K - $49.9K
|
249K
$3.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.67KNew |
$26.1K - $27.7K
|
1.67K
$21.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
494New |
$7.72K - $8.22K
|
494
$6.28K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
131+ 1.12% |
$2.05K - $2.18K
|
11.9K
$151K
|
|
|
Feb 14, 2022
Q4 2021
|
Rb Capital Management, LLC
|
BUY
|
- |
100+ 0.78% |
$1.56K - $1.66K
|
13K
$165K
|
|
|
Jan 18, 2022
Q4 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
21+ 0.15% |
$328 - $349
|
14.1K
$179K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
5+ 1.0% |
$78.2 - $83.2
|
507
$6.45K
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
1+ 0.0% |
$15.6 - $16.6
|
139K
$1.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-28- 0.11% |
$438 - $466
|
26.6K
$339K
|
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO
|
SELL
|
- |
-250- 0.72% |
$3.91K - $4.16K
|
34.3K
$437K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-705- 0.81% |
$11K - $11.7K
|
86.8K
$1.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-898- 5.82% |
$14K - $14.9K
|
14.5K
$185K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 1.46% |
$15.6K - $16.6K
|
67.3K
$856K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.3K- 5.04% |
$20.3K - $21.6K
|
24.5K
$312K
|
|
|
Feb 09, 2022
Q4 2021
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-2K- 2.7% |
$31.3K - $33.3K
|
72.1K
$918K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-2.07KClosed |
$32.4K - $34.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.25K- 17.19% |
$35.2K - $37.4K
|
10.8K
$138K
|
|
|
Jan 21, 2022
Q4 2021
|
Diligent Investors, LLC
|
SELL
|
- |
-2.95K- 14.31% |
$46.1K - $49.1K
|
17.7K
$225K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.88K- 20.43% |
$60.6K - $64.5K
|
15.1K
$192K
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-5.5K- 49.84% |
$86K - $91.5K
|
5.54K
$70.4K
|
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-7.55K- 28.07% |
$118K - $126K
|
19.3K
$246K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-10.8K- 93.99% |
$169K - $180K
|
690
$8.78K
|
|
|
Feb 10, 2022
Q4 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-13.1KClosed |
$205K - $218K
|
0
$0
|
|
|
Jan 06, 2022
Q4 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-20.2KClosed |
$315K - $335K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23.8K- 59.35% |
$371K - $395K
|
16.3K
$207K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-27.3K- 3.87% |
$427K - $455K
|
679K
$8.64M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-29.7K- 32.22% |
$465K - $495K
|
62.5K
$796K
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-41.7K- 77.79% |
$652K - $694K
|
11.9K
$152K
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-45.4K- 13.3% |
$710K - $755K
|
296K
$3.76M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-71.2K- 4.88% |
$1.11M - $1.18M
|
1.39M
$17.7M
|