Purchases and Sales Made in Q1 2023 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Heron Bay Capital Management
|
BUY
|
- |
158K+ 144.69% |
$1.74M - $2.05M
|
267K
$3.17M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
102K+ 537.52% |
$1.12M - $1.32M
|
121K
$1.43M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
77.3K+ 140.45% |
$852K - $1M
|
132K
$1.57M
|
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
72.7K+ 42.87% |
$802K - $942K
|
242K
$2.87M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
67.3K+ 10.68% |
$743K - $873K
|
698K
$8.28M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
44.8K+ 1.82% |
$494K - $580K
|
2.5M
$29.7M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
41.5K+ 2.68% |
$457K - $537K
|
1.59M
$18.8M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
34.6K+ 10.16% |
$382K - $449K
|
375K
$4.45M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
33.8K+ 42.33% |
$373K - $439K
|
114K
$1.35M
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
19.8K+ 62.58% |
$219K - $257K
|
51.5K
$611K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
13.7KNew |
$151K - $178K
|
13.7K
$163K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
7.5KNew |
$82.7K - $97.2K
|
7.5K
$88.9K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.97K+ 3.16% |
$76.9K - $90.3K
|
227K
$2.7M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.24K+ 14.6% |
$46.7K - $54.9K
|
33.3K
$395K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.16K+ 4.21% |
$34.8K - $40.9K
|
78.1K
$927K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.13K+ 13.2% |
$34.6K - $40.6K
|
26.9K
$319K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.8K+ 5.78% |
$30.9K - $36.3K
|
51.3K
$608K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.73K+ 4.75% |
$30.1K - $35.4K
|
60.2K
$714K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$22.1K - $25.9K
|
2K
$23.7K
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.91KNew |
$21K - $24.7K
|
1.91K
$22.6K
|
|
|
Apr 11, 2023
Q1 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
1.44KNew |
$15.9K - $18.7K
|
1.44K
$17.1K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
1.25K+ 12470.0% |
$13.8K - $16.2K
|
1.26K
$14.9K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.17K+ 5.74% |
$12.9K - $15.1K
|
21.5K
$255K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.01KNew |
$11.2K - $13.1K
|
1.01K
$12K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
834New |
$9.2K - $10.8K
|
834
$9.89K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
743+ 3.25% |
$8.2K - $9.63K
|
23.6K
$280K
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
492+ 23.59% |
$5.43K - $6.38K
|
2.58K
$30.6K
|
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
399+ 3.92% |
$4.4K - $5.17K
|
10.6K
$126K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
345New |
$3.81K - $4.47K
|
345
$4.09K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
155+ 0.63% |
$1.71K - $2.01K
|
24.7K
$293K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1+ 0.01% |
$11 - $13
|
7.24K
$85.8K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-20- 0.13% |
$221 - $259
|
15.9K
$189K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-179- 0.67% |
$1.97K - $2.32K
|
26.5K
$314K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-583- 1.93% |
$6.43K - $7.56K
|
29.6K
$351K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-630- 41.34% |
$6.95K - $8.16K
|
894
$10.6K
|
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-684- 2.75% |
$7.54K - $8.86K
|
24.2K
$286K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.49K- 5.7% |
$16.4K - $19.3K
|
24.6K
$292K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-1.63K- 6.87% |
$17.9K - $21.1K
|
22.1K
$262K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.88K- 8.78% |
$20.8K - $24.4K
|
19.6K
$232K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.91K- 1.07% |
$21.1K - $24.8K
|
178K
$2.11M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.1K- 6.27% |
$23.2K - $27.3K
|
31.4K
$373K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.22K- 4.62% |
$24.5K - $28.8K
|
45.8K
$544K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.65K- 11.89% |
$29.3K - $34.4K
|
19.7K
$233K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-5.17K- 1.12% |
$57K - $67K
|
457K
$5.42M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.33K- 71.88% |
$58.8K - $69.1K
|
2.09K
$24.7K
|
|
|
Apr 12, 2023
Q1 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-9.12K- 14.07% |
$101K - $118K
|
55.7K
$660K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-26.6K- 63.71% |
$294K - $345K
|
15.2K
$180K
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-27.7K- 38.11% |
$306K - $359K
|
45K
$534K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-31.8K- 22.98% |
$351K - $412K
|
107K
$1.26M
|