Purchases and Sales Made in Q3 2023 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.06M+ 34.02% |
$11.8M - $12.9M
|
4.19M
$49.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
630K+ 91.9% |
$6.98M - $7.62M
|
1.31M
$15.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
62.7KNew |
$695K - $758K
|
62.7K
$743K
|
|
|
Nov 08, 2023
Q3 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
32.1KNew |
$356K - $388K
|
32.1K
$381K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30.2K+ 19.23% |
$334K - $365K
|
187K
$2.22M
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
27.8K+ 63.8% |
$309K - $337K
|
71.5K
$847K
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
27.8K+ 63.8% |
$309K - $337K
|
71.5K
$847K
|
|
|
Nov 21, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
27.8K+ 63.8% |
$309K - $337K
|
71.5K
$847K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
24.2KNew |
$268K - $293K
|
24.2K
$287K
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
14.7K+ 26.37% |
$163K - $178K
|
70.4K
$834K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.6K+ 1244.33% |
$151K - $165K
|
14.7K
$174K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
4.75KNew |
$52.6K - $57.4K
|
4.75K
$56.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
4.38K+ 35.18% |
$48.6K - $53K
|
16.8K
$200K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.71K+ 12.08% |
$30K - $32.8K
|
25.1K
$298K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.84KNew |
$20.4K - $22.2K
|
1.84K
$21.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.61K+ 2.64% |
$17.8K - $19.4K
|
62.6K
$742K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.59KNew |
$17.6K - $19.2K
|
1.59K
$18.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.49K+ 4.6% |
$16.5K - $18K
|
33.9K
$402K
|
|
|
Oct 10, 2023
Q3 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1K+ 50.0% |
$11.1K - $12.1K
|
3K
$35.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
1K+ 13.34% |
$11.1K - $12.1K
|
8.5K
$101K
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
910New |
$10.1K - $11K
|
910
$10.8K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
836+ 3.06% |
$9.27K - $10.1K
|
28.1K
$334K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
251+ 0.77% |
$2.78K - $3.04K
|
33K
$391K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
241+ 1.4% |
$2.67K - $2.92K
|
17.4K
$206K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
11+ 0.04% |
$122 - $133
|
26.1K
$310K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
9+ 2.27% |
$99.8 - $109
|
405
$4.8K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
9+ 2.58% |
$99.8 - $109
|
358
$4.25K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-171- 11.97% |
$1.9K - $2.07K
|
1.26K
$14.9K
|
|
|
Oct 30, 2023
Q3 2023
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-232- 16.2% |
$2.57K - $2.81K
|
1.2K
$14.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-688- 0.83% |
$7.63K - $8.32K
|
81.8K
$970K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-830- 5.16% |
$9.2K - $10K
|
15.3K
$181K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.16K- 4.86% |
$12.9K - $14K
|
22.7K
$269K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.22K- 15.15% |
$13.6K - $14.8K
|
6.85K
$81.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.45K- 4.94% |
$16.1K - $17.5K
|
27.9K
$331K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.5K- 7.24% |
$16.7K - $18.2K
|
19.2K
$228K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.12K- 97.07% |
$23.5K - $25.6K
|
64
$759
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.27K- 7.29% |
$25.2K - $27.5K
|
28.9K
$343K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5K- 11.29% |
$55.5K - $60.5K
|
39.3K
$466K
|
|
|
Nov 01, 2023
Q3 2023
|
Heron Bay Capital Management
|
SELL
|
- |
-5.65K- 2.52% |
$62.7K - $68.4K
|
219K
$2.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-6.32K- 90.56% |
$70.1K - $76.5K
|
659
$7.82K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.1K- 26.99% |
$89.8K - $98K
|
21.9K
$260K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-8.91K- 33.26% |
$98.8K - $108K
|
17.9K
$212K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17.9K- 4.86% |
$198K - $216K
|
349K
$4.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-23.4K- 34.54% |
$260K - $283K
|
44.3K
$526K
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-34.7K- 61.02% |
$385K - $420K
|
22.2K
$263K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-54.6K- 3.23% |
$605K - $660K
|
1.63M
$19.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-58.4K- 64.05% |
$648K - $707K
|
32.8K
$389K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-68.4K- 10.55% |
$759K - $828K
|
580K
$6.88M
|