Purchases and Sales Made in Q4 2022 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
708K+ 40.44% |
$7.53M - $8.78M
|
2.46M
$30.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
462KNew |
$4.91M - $5.73M
|
462K
$5.72M
|
|
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
170KNew |
$1.8M - $2.1M
|
170K
$2.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
68.8K+ 25.29% |
$731K - $853K
|
341K
$4.22M
|
|
|
Feb 15, 2023
Q4 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
64.8KNew |
$689K - $803K
|
64.8K
$802K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
41.8KNew |
$445K - $519K
|
41.8K
$518K
|
|
|
Feb 14, 2023
Q4 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
31.7KNew |
$337K - $393K
|
31.7K
$392K
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
17K+ 43.96% |
$181K - $211K
|
55.7K
$689K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
16.6KNew |
$176K - $206K
|
16.6K
$206K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.9KNew |
$169K - $198K
|
15.9K
$197K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.3KNew |
$120K - $140K
|
11.3K
$140K
|
|
|
Feb 13, 2023
Q4 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
10.2KNew |
$108K - $126K
|
10.2K
$126K
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
9.11K+ 62.55% |
$96.8K - $113K
|
23.7K
$293K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
7.23KNew |
$76.9K - $89.7K
|
7.23K
$89.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.8K+ 3.34% |
$61.7K - $72K
|
179K
$2.22M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
5.41KNew |
$57.5K - $67.1K
|
5.41K
$67K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
4.29K+ 6.07% |
$45.6K - $53.2K
|
75K
$928K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.02K+ 21.94% |
$42.7K - $49.8K
|
22.3K
$276K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
2.09KNew |
$22.2K - $25.9K
|
2.09K
$25.8K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.71K+ 300.0% |
$18.1K - $21.2K
|
2.28K
$28.2K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.53K+ 6.9% |
$16.3K - $19K
|
23.7K
$294K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.4K+ 6.05% |
$14.9K - $17.4K
|
24.6K
$304K
|
|
|
Feb 06, 2023
Q4 2022
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
1.2KNew |
$12.7K - $14.8K
|
1.2K
$14.8K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.1KNew |
$11.7K - $13.6K
|
1.1K
$13.6K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
648+ 2.55% |
$6.89K - $8.04K
|
26.1K
$323K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
468New |
$4.97K - $5.8K
|
468
$5.79K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
348New |
$3.7K - $4.32K
|
348
$4.31K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
347+ 0.61% |
$3.69K - $4.3K
|
57.5K
$712K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
346+ 37.41% |
$3.68K - $4.29K
|
1.27K
$15.7K
|
|
|
Jan 30, 2023
Q4 2022
|
Prairie View Partners, LLC
|
BUY
|
- |
191New |
$2.03K - $2.37K
|
191
$2.36K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
41+ 13.71% |
$436 - $508
|
340
$4.21K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
40+ 10.93% |
$425 - $496
|
406
$5.03K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
32+ 10.36% |
$340 - $397
|
341
$4.22K
|
|
|
Jan 30, 2023
Q4 2022
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
1New |
$10.6 - $12.4
|
1
$12.4
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-517- 1.69% |
$5.5K - $6.41K
|
30K
$371K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-586- 27.77% |
$6.23K - $7.27K
|
1.52K
$18.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-639- 1.06% |
$6.79K - $7.92K
|
59.9K
$741K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.42K- 6.73% |
$25.7K - $30K
|
33.5K
$415K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.54K- 10.87% |
$37.6K - $43.9K
|
29K
$359K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.8K- 7.32% |
$40.3K - $47.1K
|
48.1K
$595K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-3.85K- 22.3% |
$40.9K - $47.7K
|
13.4K
$166K
|
|
|
Jan 12, 2023
Q4 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-4.21K- 14.51% |
$44.8K - $52.3K
|
24.8K
$307K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.07K- 22.99% |
$64.5K - $75.3K
|
20.3K
$252K
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-8.05K- 42.75% |
$85.6K - $99.9K
|
10.8K
$134K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-8.14K- 27.49% |
$86.5K - $101K
|
21.5K
$266K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-8.63K- 44.7% |
$91.8K - $107K
|
10.7K
$132K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-10K- 24.74% |
$106K - $124K
|
30.4K
$377K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-14.3K- 32.18% |
$152K - $178K
|
30.2K
$374K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-14.3K- 12.81% |
$152K - $178K
|
97.6K
$1.21M
|