Guggenheim Capital LLC Nuveen Multi Asset Income Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 11, 2023	SELL	$11.32 - $11.83 $148,269 - $154,949	-13,098 Reduced 48.88%	13,699 $159,000
Q1 2023 May 10, 2023	SELL	$11.03 - $12.96 $364,717 - $428,535	-33,066 Reduced 55.24%	26,797 $309,000
Q4 2022 Feb 14, 2023	SELL	$10.63 - $12.4 $6,792 - $7,923	-639 Reduced 1.06%	59,863 $687,000
Q3 2022 Nov 14, 2022	SELL	$11.39 - $14.6 $3,565 - $4,569	-313 Reduced 0.51%	60,502 $689,000
Q2 2022 Aug 15, 2022	SELL	$12.65 - $16.78 $995,415 - $1.32 Million	-78,689 Reduced 56.41%	60,815 $803,000
Q1 2022 May 16, 2022	SELL	$14.78 - $19.07 $567,034 - $731,620	-38,365 Reduced 21.57%	139,504 $2.26 Million
Q4 2021 Feb 14, 2022	BUY	$17.44 - $19.35 $3.1 Million - $3.44 Million	177,869 New	177,869 $3.32 Million

Others Institutions Holding NMAI

# of Institutions

69

Shares Held

8.93M

Call Options Held

0

Put Options Held

0

Saba Capital Management, L.P. New York, NY

4.53M
Shares

$53.8 Million
1.28% of portfolio
Morgan Stanley New York, NY

697K
Shares

$8.27 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

673K
Shares

$7.98 Million
0.19% of portfolio
Sit Investment Associates Inc Minneapolis, MN

607K
Shares

$7.2 Million
0.18% of portfolio
Ubs Group Ag

561K
Shares

$6.65 Million
0.0% of portfolio

About Nuveen Multi-Asset Income Fund

Ticker NMAI
Exchange NYSE
Sector ETFs
Industry ETFs

More about NMAI

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