Purchases and Sales Made in Q1 2023 in New Mountain Finance Corp (NMFC)
This table provides information about the institutional ownership of New Mountain Finance Corp (NMFC) during Q1 2023. The information is specifically focused on institutions that hold shares of New Mountain Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Cynosure Management, LLC
Salt Lake City, UT |
BUY
|
- |
1.16K+ 1.43% |
$13.5K - $15.2K
|
82.2K
$803K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.02K+ 7.88% |
$11.8K - $13.3K
|
13.9K
$136K
|
|
|
May 10, 2023
Q1 2023
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
1K+ 3.47% |
$11.6K - $13.1K
|
29.8K
$291K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1K+ 2.95% |
$11.6K - $13.1K
|
35K
$341K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1K+ 2.86% |
$11.6K - $13.1K
|
36K
$351K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
733New |
$8.52K - $9.61K
|
733
$7.15K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
694+ 1.94% |
$8.07K - $9.1K
|
36.4K
$355K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
670+ 2.26% |
$7.79K - $8.78K
|
30.3K
$295K
|
|
|
May 12, 2023
Q1 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
204+ 0.81% |
$2.37K - $2.67K
|
25.5K
$249K
|
|
|
May 17, 2024
Q1 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
200New |
$2.33K - $2.62K
|
200
$1.95K
|
|
|
May 15, 2023
Q1 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
200New |
$2.33K - $2.62K
|
200
$1.95K
|
|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
159+ 0.52% |
$1.85K - $2.08K
|
30.8K
$301K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
154+ 0.37% |
$1.79K - $2.02K
|
41.9K
$409K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
135+ 6.13% |
$1.57K - $1.77K
|
2.34K
$22.8K
|
|
|
May 15, 2023
Q1 2023
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
34New |
$395 - $446
|
34
$332
|
|
|
May 12, 2023
Q1 2023
|
Natixis
Paris, I0 |
BUY
|
- |
12+ 0.05% |
$140 - $157
|
23.8K
$232K
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
5+ 0.04% |
$58.2 - $65.6
|
14.2K
$139K
|
|
|
Apr 18, 2023
Q1 2023
|
West Financial Advisors, LLC
|
BUY
|
- |
3+ 2.86% |
$34.9 - $39.3
|
108
$1.05K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3+ 0.65% |
$34.9 - $39.3
|
464
$4.53K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-128- 0.58% |
$1.49K - $1.68K
|
21.9K
$214K
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-162- 20.02% |
$1.88K - $2.12K
|
647
$6.31K
|
|
|
May 05, 2023
Q1 2023
|
Wambolt & Associates, LLC
|
SELL
|
- |
-325- 1.94% |
$3.78K - $4.26K
|
16.4K
$160K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-436- 2.27% |
$5.07K - $5.72K
|
18.8K
$183K
|
|
|
May 12, 2023
Q1 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-573- 3.14% |
$6.66K - $7.51K
|
17.7K
$173K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-895- 28.84% |
$10.4K - $11.7K
|
2.21K
$21.6K
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-895- 28.84% |
$10.4K - $11.7K
|
2.21K
$21.6K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-998- 92.49% |
$11.6K - $13.1K
|
81
$791
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1K- 2.78% |
$11.6K - $13.1K
|
35K
$341K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-1.17K- 51.43% |
$13.6K - $15.4K
|
1.11K
$10.8K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.2K- 0.77% |
$13.9K - $15.7K
|
155K
$1.51M
|
|
|
May 15, 2023
Q1 2023
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-1.24K- 4.4% |
$14.5K - $16.3K
|
27K
$264K
|
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.26K- 4.99% |
$14.7K - $16.6K
|
24.1K
$235K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.5K- 6.72% |
$17.5K - $19.7K
|
20.9K
$204K
|
|
|
May 15, 2023
Q1 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-1.53K- 12.52% |
$17.8K - $20.1K
|
10.7K
$105K
|
|
|
Apr 12, 2023
Q1 2023
|
Worth Asset Management, LLC
|
SELL
|
- |
-1.77KClosed |
$20.6K - $23.2K
|
0
$0
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.87K- 21.78% |
$21.7K - $24.5K
|
6.72K
$65.5K
|
|
|
May 11, 2023
Q1 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-1.89K- 1.25% |
$22K - $24.8K
|
150K
$1.46M
|
|
|
May 12, 2023
Q1 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-2.26K- 6.63% |
$26.2K - $29.6K
|
31.7K
$310K
|
|
|
May 08, 2023
Q1 2023
|
Brown Advisory Inc
|
SELL
|
- |
-2.84K- 16.71% |
$33K - $37.2K
|
14.2K
$138K
|
|
|
May 15, 2023
Q1 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-3K- 15.0% |
$34.9K - $39.3K
|
17K
$166K
|
|
|
May 02, 2023
Q1 2023
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-3.2K- 0.13% |
$37.2K - $41.9K
|
2.4M
$23.4M
|
|
|
May 11, 2023
Q1 2023
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-3.23K- 18.69% |
$37.5K - $42.3K
|
14K
$137K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.32K- 20.22% |
$38.6K - $43.5K
|
13.1K
$128K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.59K- 3.91% |
$41.8K - $47.1K
|
88.3K
$862K
|
|
|
May 08, 2023
Q1 2023
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-3.88K- 0.38% |
$45.1K - $50.8K
|
1.03M
$10M
|
|
|
Apr 17, 2023
Q1 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-4.55K- 5.85% |
$52.9K - $59.6K
|
73.1K
$714K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-4.77K- 13.62% |
$55.5K - $62.5K
|
30.3K
$295K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-8.09K- 16.94% |
$94.1K - $106K
|
39.7K
$387K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.79K- 16.28% |
$102K - $115K
|
45.2K
$441K
|
|
|
Apr 25, 2023
Q1 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-9.4K- 16.41% |
$109K - $123K
|
47.9K
$467K
|