Purchases and Sales Made in Q3 2022 in New Mountain Finance Corp (NMFC)
This table provides information about the institutional ownership of New Mountain Finance Corp (NMFC) during Q3 2022. The information is specifically focused on institutions that hold shares of New Mountain Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 22, 2022
Q3 2022
|
Coombe, Bender & CO LLC
|
BUY
|
- |
1.5K+ 5.99% |
$16.9K - $20.3K
|
26.6K
$312K
|
|
|
Jan 10, 2025
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.24K+ 114.94% |
$14K - $16.7K
|
2.32K
$27.2K
|
|
|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.24K+ 114.94% |
$14K - $16.7K
|
2.32K
$27.2K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.13K+ 74.31% |
$12.7K - $15.2K
|
2.64K
$30.9K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1K+ 1336.0% |
$11.3K - $13.5K
|
1.08K
$12.6K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
900+ 180.0% |
$10.1K - $12.2K
|
1.4K
$16.4K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
733New |
$8.25K - $9.9K
|
733
$8.59K
|
|
|
Oct 13, 2023
Q3 2022
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
576+ 2.11% |
$6.49K - $7.78K
|
27.9K
$326K
|
|
|
Nov 14, 2022
Q3 2022
|
Kennedy Capital Management, Inc.
St Louis, MO |
BUY
|
- |
126+ 0.52% |
$1.42K - $1.7K
|
24.3K
$284K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
118New |
$1.33K - $1.59K
|
118
$1.38K
|
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
21+ 0.18% |
$236 - $284
|
11.9K
$139K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13+ 0.1% |
$146 - $176
|
12.7K
$148K
|
|
|
Nov 09, 2022
Q3 2022
|
Perennial Advisors, LLC
New York, NY |
BUY
|
- |
5+ 0.05% |
$56.3 - $67.5
|
10.1K
$118K
|
|
|
Nov 02, 2022
Q3 2022
|
Sandy Spring Bank
|
BUY
|
- |
3+ 2.48% |
$33.8 - $40.5
|
124
$1.45K
|
|
|
Oct 11, 2022
Q3 2022
|
West Financial Advisors, LLC
|
BUY
|
- |
2+ 2.0% |
$22.5 - $27
|
102
$1.2K
|
|
|
Oct 31, 2022
Q3 2022
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-183- 0.7% |
$2.06K - $2.47K
|
25.8K
$302K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-232- 0.58% |
$2.61K - $3.13K
|
39.9K
$467K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-266- 0.71% |
$3K - $3.59K
|
37.3K
$437K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-290- 0.68% |
$3.27K - $3.92K
|
42.7K
$500K
|
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-320- 98.46% |
$3.6K - $4.32K
|
5
$58.6
|
|
|
Oct 21, 2022
Q3 2022
|
Rothschild Investment Corp
|
SELL
|
- |
-480- 4.36% |
$5.4K - $6.48K
|
10.5K
$123K
|
|
|
Nov 14, 2022
Q3 2022
|
Ncm Capital Management, LLC
Ramsey, NJ |
SELL
|
- |
-548- 0.5% |
$6.17K - $7.4K
|
109K
$1.28M
|
|
|
Oct 18, 2022
Q3 2022
|
Wambolt & Associates, LLC
|
SELL
|
- |
-559- 3.17% |
$6.29K - $7.55K
|
17.1K
$200K
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-620- 2.45% |
$6.98K - $8.37K
|
24.7K
$290K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-686- 1.18% |
$7.72K - $9.26K
|
57.5K
$674K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-701- 3.52% |
$7.89K - $9.46K
|
19.2K
$225K
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-775- 0.82% |
$8.73K - $10.5K
|
93.9K
$1.1M
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-900- 3.55% |
$10.1K - $12.2K
|
24.5K
$287K
|
|
|
Nov 14, 2022
Q3 2022
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-1K- 4.44% |
$11.3K - $13.5K
|
21.5K
$252K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.22K- 5.16% |
$13.7K - $16.5K
|
22.4K
$263K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.49K- 0.08% |
$16.8K - $20.1K
|
1.78M
$20.9M
|
|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-1.7K- 96.31% |
$19.1K - $22.9K
|
65
$762
|
|
|
Oct 03, 2022
Q3 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-1.9K- 0.47% |
$21.4K - $25.6K
|
401K
$4.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-2.36K- 16.56% |
$26.6K - $31.9K
|
11.9K
$139K
|
|
|
Nov 15, 2022
Q3 2022
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-2.5K- 8.13% |
$28.2K - $33.8K
|
28.3K
$331K
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-2.75K- 26.57% |
$31K - $37.1K
|
7.6K
$89.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.75K- 0.71% |
$31K - $37.2K
|
384K
$4.51M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.93K- 85.59% |
$33K - $39.6K
|
494
$5.79K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.58K- 5.87% |
$40.3K - $48.3K
|
57.3K
$672K
|
|
|
Nov 14, 2022
Q3 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-4.87K- 2.94% |
$54.8K - $65.7K
|
161K
$1.88M
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-8.36K- 42.65% |
$94.2K - $113K
|
11.2K
$132K
|
|
|
Nov 07, 2022
Q3 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-9.4K- 21.56% |
$106K - $127K
|
34.2K
$401K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-12K- 27.05% |
$135K - $162K
|
32.4K
$380K
|
|
|
Oct 12, 2022
Q3 2022
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-12.2K- 17.08% |
$138K - $165K
|
59.4K
$696K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-13.3K- 27.08% |
$150K - $179K
|
35.8K
$420K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-24.5K- 35.21% |
$276K - $331K
|
45.1K
$528K
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-24.7K- 28.17% |
$278K - $333K
|
62.9K
$737K
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-24.7K- 28.17% |
$278K - $333K
|
62.9K
$737K
|
|
|
Nov 14, 2022
Q3 2022
|
Dimension Capital Management LLC
Coral Gables, FL |
SELL
|
- |
-30.2K- 2.51% |
$340K - $408K
|
1.18M
$13.8M
|
|
|
Nov 16, 2022
Q3 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-31.7K- 8.35% |
$357K - $428K
|
348K
$4.08M
|