Purchases and Sales Made in Q3 2023 in New Mountain Finance Corp (NMFC)
This table provides information about the institutional ownership of New Mountain Finance Corp (NMFC) during Q3 2023. The information is specifically focused on institutions that hold shares of New Mountain Finance Corp.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 31, 2023
Q3 2023
|
Tranquility Partners, LLC
|
BUY
|
- |
2.31K+ 2.37% |
$28.8K - $30.2K
|
99.8K
$1.17M
|
|
Nov 07, 2023
Q3 2023
|
South State Corp
|
BUY
|
- |
1.79KNew |
$22.4K - $23.5K
|
1.79K
$21K
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
1.75K+ 6.61% |
$21.8K - $22.9K
|
28.2K
$331K
|
|
Nov 13, 2023
Q3 2023
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
1.65K+ 5.05% |
$20.6K - $21.6K
|
34.3K
$402K
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
1.58K+ 5.94% |
$19.7K - $20.7K
|
28.2K
$331K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.46K+ 1.4% |
$18.2K - $19.1K
|
105K
$1.23M
|
|
Nov 14, 2023
Q3 2023
|
Cynosure Management, LLC
Salt Lake City, UT |
BUY
|
- |
1.39K+ 1.65% |
$17.4K - $18.2K
|
85.4K
$1M
|
|
Oct 13, 2023
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
1.07K+ 2.55% |
$13.4K - $14.1K
|
43.1K
$505K
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
942+ 1.09% |
$11.8K - $12.3K
|
87.5K
$1.03M
|
|
Nov 13, 2023
Q3 2023
|
Coombe, Bender & CO LLC
|
BUY
|
- |
784+ 2.61% |
$9.78K - $10.3K
|
30.8K
$361K
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
482+ 1.38% |
$6.02K - $6.31K
|
35.4K
$414K
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
383+ 2.09% |
$4.78K - $5.02K
|
18.7K
$219K
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
383+ 1.09% |
$4.78K - $5.02K
|
35.4K
$415K
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
333+ 1.4% |
$4.16K - $4.36K
|
24K
$282K
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
269+ 1.22% |
$3.36K - $3.52K
|
22.3K
$261K
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
269+ 1.22% |
$3.36K - $3.52K
|
22.3K
$261K
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
53New |
$661 - $694
|
53
$621
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
16+ 0.13% |
$200 - $210
|
12.7K
$149K
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
6+ 0.04% |
$74.9 - $78.6
|
14.2K
$167K
|
|
Oct 10, 2023
Q3 2023
|
West Financial Advisors, LLC
|
BUY
|
- |
3+ 2.7% |
$37.4 - $39.3
|
114
$1.34K
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2+ 2.41% |
$25 - $26.2
|
85
$996
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-28- 6.95% |
$349 - $367
|
375
$4.4K
|
|
Nov 06, 2023
Q3 2023
|
Wambolt & Associates, LLC
|
SELL
|
- |
-53- 0.33% |
$661 - $694
|
16.1K
$188K
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-69- 93.24% |
$861 - $904
|
5
$58.6
|
|
Oct 25, 2023
Q3 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-113- 1.05% |
$1.41K - $1.48K
|
10.6K
$124K
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-125- 0.67% |
$1.56K - $1.64K
|
18.6K
$218K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-201- 2.91% |
$2.51K - $2.63K
|
6.72K
$78.7K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-335- 0.22% |
$4.18K - $4.39K
|
155K
$1.82M
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-370- 0.26% |
$4.62K - $4.85K
|
142K
$1.67M
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-700- 37.86% |
$8.74K - $9.17K
|
1.15K
$13.5K
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-729- 2.16% |
$9.1K - $9.55K
|
33K
$386K
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-911- 2.21% |
$11.4K - $11.9K
|
40.3K
$472K
|
|
Nov 03, 2023
Q3 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-1.07K- 1.46% |
$13.4K - $14K
|
72.3K
$847K
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.11K- 6.08% |
$13.9K - $14.6K
|
17.2K
$201K
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.12K- 3.73% |
$14K - $14.7K
|
29K
$340K
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.18K- 0.62% |
$14.7K - $15.4K
|
188K
$2.2M
|
|
Oct 26, 2023
Q3 2023
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-1.61K- 6.37% |
$20.1K - $21.1K
|
23.6K
$277K
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.81K- 10.21% |
$22.5K - $23.6K
|
15.9K
$186K
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-2.49K- 16.41% |
$31.1K - $32.6K
|
12.7K
$149K
|
|
Jul 09, 2024
Q3 2023
|
Rockingstone Advisors LLC
Great Barrington, MA |
SELL
|
- |
-2.49K- 1.3% |
$31.1K - $32.6K
|
189K
$2.22M
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.77K- 3.28% |
$34.5K - $36.2K
|
81.5K
$955K
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-3.31K- 17.23% |
$41.2K - $43.3K
|
15.9K
$186K
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-5.76K- 14.52% |
$71.9K - $75.5K
|
33.9K
$398K
|
|
Nov 13, 2023
Q3 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-6.39K- 1.16% |
$79.8K - $83.7K
|
545K
$6.39M
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-8.05K- 5.41% |
$100K - $105K
|
141K
$1.65M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.06K- 6.4% |
$113K - $119K
|
133K
$1.55M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.73K- 21.49% |
$121K - $127K
|
35.5K
$417K
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-10.2K- 1.38% |
$127K - $133K
|
729K
$8.54M
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-10.5K- 85.37% |
$131K - $138K
|
1.8K
$21.1K
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-11.4K- 12.95% |
$142K - $149K
|
76.5K
$896K
|