Purchases and Sales Made in Q1 2023 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q1 2023. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
1.2MNew |
$7.47M - $8.96M
|
1.2M
$10.7M
|
|
|
May 15, 2023
Q1 2023
|
Sessa Capital Im, L.P.
New York, NY |
BUY
|
- |
518KNew |
$3.22M - $3.86M
|
518K
$4.62M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
252K+ 1624.37% |
$1.57M - $1.88M
|
268K
$2.39M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
251K+ 41.54% |
$1.56M - $1.87M
|
854K
$7.61M
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
50.3KNew |
$313K - $375K
|
50.3K
$449K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
48.1K+ 16.06% |
$299K - $358K
|
347K
$3.1M
|
|
|
May 03, 2023
Q1 2023
|
Optimum Investment Advisors
|
BUY
|
- |
31K+ 32.8% |
$193K - $231K
|
126K
$1.12M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.8K+ 1.37% |
$111K - $133K
|
1.32M
$11.8M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16.3K+ 20.89% |
$101K - $121K
|
94.1K
$840K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
14.8K+ 11.63% |
$91.7K - $110K
|
142K
$1.26M
|
|
|
May 02, 2023
Q1 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
13.7K+ 14.06% |
$85.2K - $102K
|
111K
$991K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
8.56K+ 6.71% |
$53.2K - $63.8K
|
136K
$1.21M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.6K+ 102.82% |
$41K - $49.2K
|
13K
$116K
|
|
|
Apr 20, 2023
Q1 2023
|
Antonetti Capital Management LLC
|
BUY
|
- |
5.6K+ 16.14% |
$34.8K - $41.8K
|
40.3K
$359K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.6K+ 448.78% |
$28.6K - $34.3K
|
5.63K
$50.2K
|
|
|
May 10, 2023
Q1 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
2.4KNew |
$14.9K - $17.9K
|
2.4K
$21.4K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.11K+ 7.99% |
$13.1K - $15.8K
|
28.5K
$255K
|
|
|
May 11, 2023
Q1 2023
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
2K+ 20.0% |
$12.4K - $14.9K
|
12K
$107K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1.88KNew |
$11.7K - $14K
|
1.88K
$16.8K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
1.78K+ 42.79% |
$11.1K - $13.3K
|
5.94K
$53K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
799+ 4.98% |
$4.97K - $5.96K
|
16.8K
$150K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
694+ 0.21% |
$4.32K - $5.18K
|
334K
$2.98M
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
400New |
$2.49K - $2.98K
|
400
$3.57K
|
|
|
May 03, 2023
Q1 2023
|
Aveo Capital Partners, LLC
|
BUY
|
- |
229+ 0.72% |
$1.42K - $1.71K
|
32K
$285K
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
63+ 0.47% |
$392 - $470
|
13.4K
$120K
|
|
|
Apr 14, 2023
Q1 2023
|
Green Square Capital Advisors LLC
|
BUY
|
- |
56+ 0.41% |
$348 - $418
|
13.6K
$122K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
56+ 58.95% |
$348 - $418
|
151
$1.35K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
40+ 0.29% |
$249 - $298
|
13.6K
$122K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-19- 0.12% |
$118 - $142
|
15.6K
$139K
|
|
|
Apr 24, 2023
Q1 2023
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-600- 10.91% |
$3.73K - $4.48K
|
4.9K
$43.7K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.29K- 9.53% |
$8.04K - $9.65K
|
12.3K
$110K
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.56K- 2.43% |
$15.9K - $19.1K
|
103K
$917K
|
|
|
May 15, 2023
Q1 2023
|
Woodline Partners LP
San Francisco, CA |
SELL
|
- |
-3.04K- 1.35% |
$18.9K - $22.6K
|
222K
$1.98M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.27K- 3.84% |
$20.3K - $24.4K
|
81.9K
$730K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-4.07K- 9.16% |
$25.3K - $30.3K
|
40.3K
$360K
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-19.3K- 8.53% |
$120K - $144K
|
207K
$1.85M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.1K- 6.25% |
$125K - $150K
|
302K
$2.7M
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-21.2K- 5.17% |
$132K - $158K
|
389K
$3.47M
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-42.1K- 13.68% |
$262K - $314K
|
266K
$2.37M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-45.5K- 49.07% |
$283K - $339K
|
47.2K
$421K
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-93.5K- 1.67% |
$582K - $698K
|
5.51M
$49.2M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-116K- 1.78% |
$724K - $868K
|
6.41M
$57.2M
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-126K- 47.69% |
$781K - $936K
|
138K
$1.23M
|
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-171K- 2.08% |
$1.06M - $1.27M
|
8.04M
$71.7M
|
|
|
May 08, 2023
Q1 2023
|
Private Management Group Inc
|
SELL
|
- |
-221K- 7.68% |
$1.37M - $1.65M
|
2.66M
$23.7M
|