Latest Institutional Transactions on Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information on the latest institutional transactions involving Neuberger Berman Mlp & Energy Income Fund Inc. (NML) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
35+ 1.02% |
$294 - $313
|
3.47K
$29.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
805+ 6.27% |
$6.77K - $7.2K
|
13.7K
$116K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-788- 5.85% |
$6.63K - $7.04K
|
12.7K
$108K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.64K- 2.22% |
$22.2K - $23.6K
|
116K
$991K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.2K+ 39.51% |
$85.7K - $91.1K
|
36K
$306K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
68.3K+ 27.73% |
$575K - $611K
|
315K
$2.68M
|
|
|
Nov 14, 2025
Q3 2025
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
3.09K+ 1.23% |
$26K - $27.6K
|
254K
$2.16M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
123K+ 3.96% |
$1.03M - $1.1M
|
3.23M
$27.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-80.9K- 2.34% |
$681K - $723K
|
3.38M
$28.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-583K- 55.7% |
$4.91M - $5.22M
|
464K
$3.95M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
8.59K+ 5.14% |
$72.3K - $76.8K
|
176K
$1.49M
|
|
|
Nov 14, 2025
Q3 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
144KNew |
$1.21M - $1.29M
|
144K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.69K+ 1.59% |
$22.6K - $24K
|
172K
$1.46M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.84K+ 21.06% |
$74.4K - $79K
|
50.8K
$433K
|
|
|
Nov 14, 2025
Q3 2025
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-199K- 5.81% |
$1.67M - $1.78M
|
3.23M
$27.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9.55K+ 11.41% |
$80.3K - $85.4K
|
93.2K
$793K
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
40.5KNew |
$341K - $362K
|
40.5K
$345K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-85.6K- 9.17% |
$720K - $765K
|
848K
$7.21M
|
|
|
Nov 13, 2025
Q3 2025
|
Private Management Group Inc
|
BUY
|
- |
805KNew |
$6.77M - $7.19M
|
805K
$6.85M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
55.4K+ 64.34% |
$466K - $496K
|
142K
$1.21M
|
|
|
Nov 13, 2025
Q3 2025
|
Legacy Advisors, LLC
|
BUY
|
- |
50KNew |
$421K - $447K
|
50K
$426K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
35+ 0.47% |
$294 - $313
|
7.54K
$64.1K
|
|
|
Nov 13, 2025
Q3 2025
|
North Rock Partners, LLC
|
BUY
|
- |
15.5KNew |
$130K - $138K
|
15.5K
$132K
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
19.6KNew |
$165K - $176K
|
19.6K
$167K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
15.9KNew |
$134K - $142K
|
15.9K
$135K
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
2.16K+ 1.37% |
$18.1K - $19.3K
|
159K
$1.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
422+ 1.2% |
$3.55K - $3.77K
|
35.6K
$303K
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.6K- 35.15% |
$97.6K - $104K
|
21.4K
$182K
|
|
|
Nov 12, 2025
Q3 2025
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
300+ 5.77% |
$2.52K - $2.68K
|
5.5K
$46.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.06K+ 7.87% |
$76.2K - $81K
|
124K
$1.06M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.49K+ 2.05% |
$54.6K - $58K
|
322K
$2.74M
|
|
|
Nov 12, 2025
Q3 2025
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
329+ 2.03% |
$2.77K - $2.94K
|
16.5K
$141K
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
SELL
|
- |
-74.5K- 48.21% |
$627K - $666K
|
80.1K
$681K
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
14.9KNew |
$125K - $133K
|
14.9K
$126K
|
|
|
Nov 10, 2025
Q3 2025
|
Alteri Wealth LLC
Westlake Village, CA |
BUY
|
- |
8.28K+ 27.58% |
$69.6K - $74K
|
38.3K
$326K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-74.4K- 23.94% |
$626K - $665K
|
237K
$2.01M
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-104K- 60.47% |
$873K - $928K
|
67.9K
$578K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
10.3K+ 4.71% |
$86.6K - $92.1K
|
229K
$1.95M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.5K+ 8.3% |
$29.4K - $31.3K
|
45.7K
$389K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-215K- 17.65% |
$1.81M - $1.92M
|
1M
$8.52M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-2K- 6.25% |
$16.8K - $17.9K
|
30K
$255K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.6K+ 0.78% |
$21.8K - $23.2K
|
335K
$2.85M
|
|
|
Nov 05, 2025
Q3 2025
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
548+ 1.34% |
$4.61K - $4.9K
|
41.4K
$352K
|
|
|
Nov 04, 2025
Q3 2025
|
Centric Wealth Management
|
BUY
|
- |
231+ 2.0% |
$1.94K - $2.07K
|
11.8K
$100K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
4.12K+ 3.97% |
$34.6K - $36.8K
|
108K
$917K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-1.6K- 7.49% |
$13.4K - $14.3K
|
19.7K
$168K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
33+ 0.66% |
$278 - $295
|
5.03K
$42.8K
|
|
|
Oct 22, 2025
Q3 2025
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
126+ 0.9% |
$1.06K - $1.13K
|
14.1K
$120K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-34.7K- 64.0% |
$292K - $310K
|
19.5K
$166K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
9.76K+ 21.74% |
$82.1K - $87.3K
|
54.7K
$465K
|
|