Latest Institutional Transactions on Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information on the latest institutional transactions involving Neuberger Berman Mlp & Energy Income Fund Inc. (NML) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 18, 2020
Q4 2019
|
Belpointe Asset Management LLC
|
SELL
|
- |
-20KClosed |
$123K - $143K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Hite Hedge Asset Management LLC
Quincy, MA |
SELL
|
- |
-390KClosed |
$2.4M - $2.79M
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.84KClosed |
$11.3K - $13.2K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-10.9KClosed |
$66.9K - $77.9K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-50.6K- 21.71% |
$334K - $397K
|
183K
$1.61M
|
|
|
Nov 05, 2019
Q3 2019
|
Ae Wealth Management LLC
|
SELL
|
- |
-13.6KClosed |
$89.5K - $106K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 31, 2019
Q2 2019
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-19.9KClosed |
$147K - $162K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-10KClosed |
$73.8K - $81.4K
|
0
$0
|
|
|
Jul 16, 2019
Q2 2019
|
Sound Income Strategies, LLC
|
SELL
|
- |
-250- 83.61% |
$1.85K - $2.04K
|
49
$433
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-1.2KClosed |
$8.82K - $9.73K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-326KClosed |
$2.2M - $2.63M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-43.7KClosed |
$294K - $352K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
D.A. Davidson & Co.
|
SELL
|
- |
-13.2KClosed |
$89K - $107K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Oakworth Capital, Inc.
|
SELL
|
- |
-696Closed |
$4.69K - $5.62K
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Baldwin Brothers LLC
|
SELL
|
- |
-2.16KClosed |
$14.6K - $17.4K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-78.5KClosed |
$479K - $703K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-435Closed |
$2.65K - $3.9K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-500Closed |
$3.05K - $4.48K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-600Closed |
$3.66K - $5.38K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-21.4KClosed |
$180K - $200K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Greytown Advisors Inc.
Miami, FL |
SELL
|
- |
-40KClosed |
$337K - $374K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-395Closed |
$3.33K - $3.69K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-1.35KClosed |
$11.4K - $12.6K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-11KClosed |
$88K - $113K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-42.7KClosed |
$341K - $437K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Jnba Financial Advisors
|
SELL
|
- |
-1.2KClosed |
$9.59K - $12.3K
|
0
$0
|
|
|
May 01, 2018
Q1 2018
|
Hirtle Callaghan & CO LLC
West Conshohocken, PA |
SELL
|
- |
-9.62KClosed |
$76.9K - $98.6K
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
Global Trust Asset Management, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
88.9KNew |
$708K - $850K
|
88.9K
$785K
|
|
|
Feb 13, 2018
Q4 2017
|
Salient Capital Advisors, LLC
|
SELL
|
- |
-78.5KClosed |
$625K - $750K
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-500Closed |
$3.99K - $4.78K
|
0
$0
|
|
| Q1 2016 | |||||||
|
Jan 03, 2024
Q1 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
1.06KNew |
N/A
|
1.06K
$9.34K
|
|