Latest Institutional Transactions on Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information on the latest institutional transactions involving Neuberger Berman Mlp & Energy Income Fund Inc. (NML) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
2.4KNew |
$14.9K - $17.9K
|
2.4K
$22.1K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
56+ 58.95% |
$348 - $418
|
151
$1.39K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
400New |
$2.49K - $2.98K
|
400
$3.69K
|
|
| Q4 2022 | |||||||
|
Feb 16, 2023
Q4 2022
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
SELL
|
- |
-2.16K- 9.31% |
$13.6K - $15.6K
|
21.1K
$194K
|
|
|
Feb 14, 2023
Q4 2022
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
3.13K+ 0.36% |
$19.7K - $22.5K
|
882K
$8.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-22.1K- 12.53% |
$139K - $159K
|
154K
$1.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
6.34K+ 132.02% |
$40K - $45.7K
|
11.1K
$103K
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-243K- 52.7% |
$1.53M - $1.75M
|
218K
$2.01M
|
|
|
Feb 13, 2023
Q4 2022
|
Michelson Medical Research Foundation, Inc.
Los Angeles, CA |
BUY
|
- |
116KNew |
$731K - $835K
|
116K
$1.07M
|
|
|
Feb 09, 2023
Q4 2022
|
Baker Ellis Asset Management LLC
|
BUY
|
- |
12.5KNew |
$78.9K - $90.1K
|
12.5K
$115K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.39K- 17.61% |
$15.1K - $17.3K
|
11.2K
$103K
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
BUY
|
- |
60.5KNew |
$382K - $436K
|
60.5K
$558K
|
|
|
Jan 25, 2023
Q4 2022
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
13KNew |
$82.3K - $94K
|
13K
$120K
|
|
|
Jan 25, 2023
Q4 2022
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-154K- 82.04% |
$972K - $1.11M
|
33.7K
$311K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-645K- 78.92% |
$3.74M - $4.8M
|
172K
$1.59M
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-3.26K- 7.41% |
$18.9K - $24.3K
|
40.8K
$376K
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
SELL
|
- |
-67.6K- 52.5% |
$392K - $503K
|
61.2K
$564K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-196Closed |
$1.12K - $1.43K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-14.6K- 12.71% |
$83.7K - $107K
|
101K
$927K
|
|
|
Aug 10, 2022
Q2 2022
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-21.2KClosed |
$121K - $155K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-286KClosed |
$1.64M - $2.09M
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-22.5KClosed |
$129K - $164K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
1.8KNew |
$10.3K - $13.1K
|
1.8K
$16.6K
|
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-2.9KClosed |
$16.6K - $21.2K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-25KClosed |
$143K - $183K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
11.6KNew |
$60.2K - $74.4K
|
11.6K
$107K
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-10KClosed |
$52.1K - $64.4K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-463KClosed |
$2.41M - $2.98M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-58.6KClosed |
$305K - $377K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-3KClosed |
$15.6K - $19.3K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-10KClosed |
$52.1K - $64.4K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
27.4KNew |
$143K - $176K
|
27.4K
$253K
|
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.41KNew |
$12.5K - $15.5K
|
2.41K
$22.2K
|
|
| Q4 2021 | |||||||
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-200Closed |
$966 - $1.11K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
SELL
|
- |
-416Closed |
$2.01K - $2.3K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-3KClosed |
$14.5K - $16.6K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-629Closed |
$3.04K - $3.48K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.5KClosed |
$36.2K - $41.5K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$545K - $610K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-43.8KClosed |
$197K - $220K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
3KNew |
$13.5K - $15.1K
|
3K
$27.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$44.9K - $50.3K
|
10K
$92.2K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-500Closed |
$2.25K - $2.52K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-3K- 60.0% |
$13.5K - $15.1K
|
2K
$18.4K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
454KNew |
$1.92M - $2.42M
|
454K
$4.19M
|
|
|
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-46.8KClosed |
$198K - $250K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-1Closed |
$4.23 - $5.34
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Ckw Financial Group
|
SELL
|
- |
-5.5KClosed |
$23.3K - $29.4K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-330Closed |
$1.4K - $1.76K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-3.2KClosed |
$13.5K - $17.1K
|
0
$0
|
|