Latest Institutional Transactions on Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information on the latest institutional transactions involving Neuberger Berman Mlp & Energy Income Fund Inc. (NML) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.41KNew |
$12.5K - $15.5K
|
2.41K
$21.3K
|
|
| Q4 2021 | |||||||
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-200Closed |
$966 - $1.11K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
SELL
|
- |
-416Closed |
$2.01K - $2.3K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-629Closed |
$3.04K - $3.48K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-3KClosed |
$14.5K - $16.6K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.5KClosed |
$36.2K - $41.5K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$545K - $610K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-43.8KClosed |
$197K - $220K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
3KNew |
$13.5K - $15.1K
|
3K
$26.5K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$44.9K - $50.3K
|
10K
$88.3K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-500Closed |
$2.25K - $2.52K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-3K- 60.0% |
$13.5K - $15.1K
|
2K
$17.7K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
454KNew |
$1.92M - $2.42M
|
454K
$4.01M
|
|
|
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-46.8KClosed |
$198K - $250K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-1Closed |
$4.23 - $5.34
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Ckw Financial Group
|
SELL
|
- |
-5.5KClosed |
$23.3K - $29.4K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-330Closed |
$1.4K - $1.76K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-3.2KClosed |
$13.5K - $17.1K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-1.25KClosed |
$5.28K - $6.66K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Aug 30, 2024
Q1 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.2KClosed |
$4.1K - $5.18K
|
0
$0
|
|
|
Dec 01, 2022
Q1 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
500New |
$1.71K - $2.16K
|
500
$4.42K
|
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.6KClosed |
$8.89K - $11.2K
|
0
$0
|
|
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-68.5KClosed |
$234K - $296K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-1.8KClosed |
$6.16K - $7.78K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
26.7KNew |
$91.4K - $115K
|
26.7K
$236K
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-410KClosed |
$1.4M - $1.77M
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Marquette Asset Management, LLC
|
SELL
|
- |
-23.2KClosed |
$79.4K - $100K
|
0
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Successful Portfolios LLC
|
BUY
|
- |
12.7KNew |
$43.4K - $54.9K
|
12.7K
$112K
|
|
|
Apr 12, 2021
Q1 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-45.4KClosed |
$155K - $196K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-2.25MClosed |
$5.27M - $8.26M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-1.61KClosed |
$3.77K - $5.92K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-10.2KClosed |
$23.8K - $37.3K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-1.02KClosed |
$2.39K - $3.74K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-874Closed |
$2.05K - $2.72K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-72.3KClosed |
$170K - $225K
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-15.2KClosed |
$35.7K - $47.3K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-31Closed |
$54.3 - $110
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-38.4KClosed |
$67.2K - $137K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-137KClosed |
$240K - $489K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-4.43KClosed |
$7.75K - $15.8K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-1KClosed |
$1.75K - $3.56K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-31Closed |
$54.3 - $110
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-344Closed |
$602 - $1.22K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-14.3KClosed |
$25.1K - $51K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-2.5KClosed |
$3.18K - $18.1K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-10KClosed |
$12.7K - $72.5K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
10KNew |
$12.7K - $72.5K
|
10K
$88.3K
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.6KClosed |
$3.3K - $18.8K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Webster Bank, N. A.
|
SELL
|
- |
-400Closed |
$508 - $2.9K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-1KClosed |
$1.27K - $7.25K
|
0
$0
|
|