Purchases and Sales Made in Q3 2023 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q3 2023. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
158K+ 162.14% |
$1.06M - $1.15M
|
255K
$2.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
88.7K+ 97.33% |
$593K - $648K
|
180K
$1.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
34.7KNew |
$232K - $253K
|
34.7K
$309K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
21.1KNew |
$141K - $154K
|
21.1K
$188K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
21.1KNew |
$141K - $154K
|
21.1K
$188K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.6KNew |
$124K - $136K
|
18.6K
$166K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
15.2K+ 25.93% |
$101K - $111K
|
73.7K
$657K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.1K+ 3.86% |
$88K - $96K
|
354K
$3.15M
|
|
|
Oct 20, 2023
Q3 2023
|
Bfsg, LLC
|
BUY
|
- |
13.1KNew |
$87.4K - $95.4K
|
13.1K
$116K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
11KNew |
$73.5K - $80.2K
|
11K
$97.9K
|
|
|
Oct 27, 2023
Q3 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
10.9KNew |
$73.1K - $79.8K
|
10.9K
$97.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
10KNew |
$66.9K - $73K
|
10K
$89.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.41K+ 32.93% |
$63K - $68.7K
|
38K
$338K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
9.03K+ 6.57% |
$60.4K - $65.9K
|
146K
$1.3M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
8K+ 57.14% |
$53.5K - $58.4K
|
22K
$196K
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
7.32K+ 27.32% |
$49K - $53.5K
|
34.1K
$304K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.55K+ 0.79% |
$10.4K - $11.3K
|
199K
$1.77M
|
|
|
Oct 13, 2023
Q3 2023
|
Optimum Investment Advisors
|
BUY
|
- |
1.5K+ 1.12% |
$10K - $11K
|
135K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Knollwood Investment Advisory, LLC
Hunt Valley, MD |
BUY
|
- |
1.26K+ 1.67% |
$8.45K - $9.22K
|
77.1K
$687K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1K+ 0.3% |
$6.72K - $7.33K
|
332K
$2.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
330+ 1.61% |
$2.21K - $2.41K
|
20.8K
$185K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
192+ 1.13% |
$1.28K - $1.4K
|
17.3K
$154K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
109+ 0.88% |
$729 - $796
|
12.5K
$111K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
100New |
$669 - $730
|
100
$891
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
100New |
$669 - $730
|
100
$891
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
65+ 0.48% |
$435 - $475
|
13.6K
$121K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
50+ 3.48% |
$335 - $365
|
1.49K
$13.2K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
41+ 0.3% |
$274 - $299
|
13.7K
$122K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-245- 0.61% |
$1.64K - $1.79K
|
39.6K
$353K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-443- 0.13% |
$2.96K - $3.23K
|
341K
$3.04M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.07K- 18.01% |
$7.16K - $7.81K
|
4.87K
$43.4K
|
|
|
Oct 10, 2023
Q3 2023
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-2.37K- 17.32% |
$15.9K - $17.3K
|
11.3K
$101K
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-2.93K- 0.26% |
$19.6K - $21.4K
|
1.14M
$10.1M
|
|
|
Nov 06, 2023
Q3 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-4.14K- 12.86% |
$27.7K - $30.2K
|
28.1K
$250K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.61K- 6.03% |
$37.5K - $40.9K
|
87.4K
$778K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-10.2K- 2.76% |
$68.2K - $74.4K
|
358K
$3.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-23.8K- 8.72% |
$159K - $174K
|
249K
$2.22M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-42K- 0.66% |
$281K - $307K
|
6.34M
$56.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-45.6K- 27.66% |
$305K - $333K
|
119K
$1.06M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-54.1K- 74.49% |
$362K - $395K
|
18.5K
$165K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-64.4K- 29.21% |
$431K - $470K
|
156K
$1.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-86.9K- 58.38% |
$581K - $634K
|
62K
$552K
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-369K- 4.75% |
$2.47M - $2.7M
|
7.41M
$66M
|
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
SELL
|
- |
-974K- 37.33% |
$6.51M - $7.11M
|
1.63M
$14.6M
|