Purchases and Sales Made in Q4 2023 in Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information about the institutional ownership of Neuberger Berman Mlp & Energy Income Fund Inc. (NML) during Q4 2023. The information is specifically focused on institutions that hold shares of Neuberger Berman MLP & Energy Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.57M+ 32.93% |
$10M - $11.1M
|
6.34M
$56.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
330K+ 30.57% |
$2.1M - $2.33M
|
1.41M
$12.6M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
295KNew |
$1.88M - $2.08M
|
295K
$2.63M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
255K+ 174.11% |
$1.62M - $1.8M
|
401K
$3.58M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
250K+ 3.38% |
$1.59M - $1.76M
|
7.66M
$68.3M
|
|
|
Feb 06, 2024
Q4 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
147K+ 57.51% |
$936K - $1.04M
|
402K
$3.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
129K+ 11.23% |
$820K - $907K
|
1.27M
$11.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
47.2K+ 13.34% |
$301K - $333K
|
401K
$3.58M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
42KNew |
$267K - $296K
|
42K
$374K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
18.5KNew |
$118K - $131K
|
18.5K
$165K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16.6K+ 18.96% |
$106K - $117K
|
104K
$927K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
15.4K+ 7.75% |
$98.2K - $109K
|
214K
$1.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12K+ 4.81% |
$76.3K - $84.4K
|
261K
$2.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.4K+ 30.15% |
$66.6K - $73.7K
|
45.1K
$402K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
8.94KNew |
$57K - $63.1K
|
8.94K
$79.8K
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
5.06K+ 6.86% |
$32.2K - $35.6K
|
78.7K
$702K
|
|
|
Jan 08, 2024
Q4 2023
|
Optimum Investment Advisors
|
BUY
|
- |
4.1K+ 3.03% |
$26.1K - $28.9K
|
139K
$1.24M
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
4K+ 18.18% |
$25.5K - $28.2K
|
26K
$232K
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
3.1K+ 5.0% |
$19.7K - $21.9K
|
65.1K
$580K
|
|
|
Feb 07, 2024
Q4 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
1.73K+ 15.82% |
$11K - $12.2K
|
12.7K
$113K
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
1.1K+ 5.7% |
$7.01K - $7.76K
|
20.4K
$182K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
444+ 2.13% |
$2.83K - $3.13K
|
21.3K
$190K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
203+ 1.18% |
$1.29K - $1.43K
|
17.5K
$156K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
118+ 0.94% |
$752 - $832
|
12.6K
$113K
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
71+ 0.52% |
$452 - $501
|
13.6K
$122K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
39+ 2.62% |
$248 - $275
|
1.53K
$13.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
36+ 0.09% |
$229 - $254
|
38K
$339K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-31- 0.06% |
$197 - $219
|
48.1K
$429K
|
|
|
Feb 01, 2024
Q4 2023
|
Bfsg, LLC
|
SELL
|
- |
-320- 2.45% |
$2.04K - $2.26K
|
12.8K
$114K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-705- 1.78% |
$4.49K - $4.97K
|
38.9K
$347K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-914- 0.27% |
$5.82K - $6.44K
|
340K
$3.04M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.6K- 28.44% |
$10.2K - $11.3K
|
4.03K
$35.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-1.98K- 0.55% |
$12.6K - $13.9K
|
357K
$3.18M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.68K- 15.4% |
$17.1K - $18.9K
|
14.7K
$131K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.98K- 21.73% |
$19K - $21K
|
10.7K
$95.8K
|
|
|
Feb 06, 2024
Q4 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-6K- 21.37% |
$38.2K - $42.3K
|
22.1K
$197K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.24K- 0.11% |
$46.1K - $51K
|
6.34M
$56.5M
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-7.4K- 21.69% |
$47.2K - $52.2K
|
26.7K
$238K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.2K- 3.37% |
$71.3K - $78.9K
|
321K
$2.86M
|
|
|
Feb 01, 2024
Q4 2023
|
Private Management Group Inc
|
SELL
|
- |
-13.4K- 0.82% |
$85.6K - $94.7K
|
1.62M
$14.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-61.6K- 51.66% |
$392K - $434K
|
57.6K
$514K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-82.1K- 45.63% |
$523K - $579K
|
97.8K
$872K
|
|
|
Feb 14, 2024
Q4 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-125K- 86.54% |
$796K - $881K
|
19.5K
$173K
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-650K- 11.91% |
$4.14M - $4.59M
|
4.81M
$42.9M
|