Purchases and Sales Made in Q4 2022 in Nuveen Variable Rate Preferred & Income Fund (NPFD)
This table provides information about the institutional ownership of Nuveen Variable Rate Preferred & Income Fund (NPFD) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen Variable Rate Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
671K+ 989.31% |
$11.3M - $12.1M
|
739K
$13.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
505K+ 996.06% |
$8.49M - $9.11M
|
556K
$10.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
338KNew |
$5.69M - $6.1M
|
338K
$6.27M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
249K+ 78.3% |
$4.18M - $4.48M
|
566K
$10.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
208K+ 271.12% |
$3.5M - $3.75M
|
285K
$5.29M
|
|
|
Feb 15, 2023
Q4 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
161KNew |
$2.7M - $2.9M
|
161K
$2.98M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
89K+ 46.7% |
$1.5M - $1.6M
|
280K
$5.19M
|
|
|
Jan 25, 2023
Q4 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
59KNew |
$992K - $1.06M
|
59K
$1.09M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
44.8K+ 41.71% |
$754K - $808K
|
152K
$2.83M
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
37KNew |
$621K - $666K
|
37K
$685K
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
35.8KNew |
$601K - $645K
|
35.8K
$663K
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
28.9KNew |
$486K - $520K
|
28.9K
$536K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
25.3KNew |
$424K - $455K
|
25.3K
$468K
|
|
|
Jan 18, 2023
Q4 2022
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
23.7KNew |
$399K - $427K
|
23.7K
$440K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
16.6K+ 30.75% |
$279K - $299K
|
70.5K
$1.31M
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.5KNew |
$243K - $261K
|
14.5K
$268K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.3KNew |
$190K - $204K
|
11.3K
$210K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.8KNew |
$182K - $195K
|
10.8K
$201K
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.2KNew |
$171K - $184K
|
10.2K
$189K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
4.32K+ 22.38% |
$72.6K - $77.8K
|
23.6K
$438K
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.73K+ 3.5% |
$29.1K - $31.2K
|
51.3K
$951K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.21KNew |
$20.3K - $21.7K
|
1.21K
$22.3K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
856+ 5.72% |
$14.4K - $15.4K
|
15.8K
$293K
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
750New |
$12.6K - $13.5K
|
750
$13.9K
|
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
661+ 11.88% |
$11.1K - $11.9K
|
6.23K
$115K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
430+ 52.44% |
$7.23K - $7.75K
|
1.25K
$23.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
86+ 260.61% |
$1.45K - $1.55K
|
119
$2.21K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-3.49K- 24.77% |
$58.6K - $62.8K
|
10.6K
$196K
|
|
|
Feb 09, 2023
Q4 2022
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-19.6K- 13.02% |
$329K - $352K
|
131K
$2.42M
|