Purchases and Sales Made in Q3 2021 in Neophotonics Corp (NPTN)
This table provides information about the institutional ownership of Neophotonics Corp (NPTN) during Q3 2021. The information is specifically focused on institutions that hold shares of NEOPHOTONICS CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
664K+ 166.53% |
$5.32M - $6.78M
|
1.06M
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Russell Investments Group, Ltd.
|
BUY
|
- |
441K+ 28.37% |
$3.54M - $4.51M
|
2M
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Systematic Financial Management LP
Teaneck, NJ |
BUY
|
- |
234K+ 24.68% |
$1.88M - $2.39M
|
1.18M
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
218KNew |
$1.75M - $2.23M
|
218K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Needham Investment Management LLC
New York, NY |
BUY
|
- |
211K+ 22.55% |
$1.69M - $2.16M
|
1.15M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Kennedy Capital Management, Inc.
St Louis, MO |
BUY
|
- |
166K+ 19.5% |
$1.33M - $1.69M
|
1.02M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
155K+ 35.86% |
$1.24M - $1.58M
|
587K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Rice Hall James & Associates, LLC
|
BUY
|
- |
139K+ 91.9% |
$1.11M - $1.42M
|
290K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Masters Capital Management LLC
Atlanta, GA |
BUY
|
- |
100K+ 10.0% |
$801K - $1.02M
|
1.1M
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
93.4K+ 8.5% |
$748K - $953K
|
1.19M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
81.8KNew |
$655K - $835K
|
81.8K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
74.2K+ 76.35% |
$595K - $758K
|
171K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
67.4K+ 446.22% |
$540K - $688K
|
82.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
66.4KNew |
$532K - $678K
|
66.4K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
51.6KNew |
$413K - $526K
|
51.6K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
50.5KNew |
$405K - $516K
|
50.5K
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
45.1K+ 45.49% |
$362K - $461K
|
144K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
44.8K+ 7.38% |
$359K - $457K
|
652K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Shay Capital LLC
New York, NY |
BUY
|
- |
40K+ 38.1% |
$320K - $408K
|
145K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Alpha Paradigm Partners, LLC
Chicago, IL |
BUY
|
- |
37.1K+ 172.95% |
$297K - $379K
|
58.5K
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
36.5KNew |
$292K - $373K
|
36.5K
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
36.1KNew |
$289K - $369K
|
36.1K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Emc Capital Management
Houston, TX |
BUY
|
- |
35.7K+ 34.23% |
$286K - $364K
|
140K
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
35KNew |
$280K - $357K
|
35K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
25.9KNew |
$207K - $264K
|
25.9K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
22.8K+ 75.52% |
$183K - $233K
|
53K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21.3K+ 58.48% |
$170K - $217K
|
57.7K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Boston Partners
Boston, MA |
BUY
|
- |
14K+ 18.24% |
$112K - $143K
|
90.8K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.4K+ 64.76% |
$107K - $137K
|
34K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.5KNew |
$100K - $128K
|
12.5K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
M&G Investment Management LTD
London, X0 |
BUY
|
- |
11.9K+ 5.01% |
$95.5K - $122K
|
250K
$0
|
|
|
Jun 21, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
11.8KNew |
$94.6K - $121K
|
11.8K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
10.4K+ 4.97% |
$83.3K - $106K
|
220K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
10K+ 141.49% |
$80.4K - $102K
|
17.1K
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Royce & Associates LP
|
BUY
|
- |
10K+ 2.99% |
$80.1K - $102K
|
344K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
9.63K+ 46.0% |
$77.1K - $98.3K
|
30.6K
$0
|
|
|
Jun 21, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
9.41KNew |
$75.4K - $96.1K
|
9.41K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
9.27K+ 1.57% |
$74.2K - $94.6K
|
599K
$0
|
|
|
Nov 10, 2021
Q3 2021
|
White Pine Capital LLC
Golden Valley, MN |
BUY
|
- |
7.16K+ 2.05% |
$57.3K - $73.1K
|
356K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.46K+ 55.58% |
$51.8K - $66K
|
18.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
6.31K+ 1.25% |
$50.5K - $64.4K
|
510K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
5.46K+ 882.39% |
$43.8K - $55.8K
|
6.08K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.66K+ 80.27% |
$37.3K - $47.6K
|
10.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
4.15K+ 7.57% |
$33.3K - $42.4K
|
59K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
3.29K+ 12.19% |
$26.3K - $33.6K
|
30.3K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
2.38K+ 3.28% |
$19K - $24.2K
|
74.9K
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Princeton Capital Management LLC
Red Bank, NJ |
BUY
|
- |
1.26K+ 4.3% |
$10.1K - $12.8K
|
30.5K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1K+ 11.36% |
$8.01K - $10.2K
|
9.8K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
835+ 228.77% |
$6.69K - $8.53K
|
1.2K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
754+ 3.27% |
$6.04K - $7.7K
|
23.8K
$0
|