Purchases and Sales Made in Q4 2023 in Pimco Energy & Tactical Credit Opportunities Fund (NRGX)
This table provides information about the institutional ownership of Pimco Energy & Tactical Credit Opportunities Fund (NRGX) during Q4 2023. The information is specifically focused on institutions that hold shares of PIMCO Energy & Tactical Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
1.08MNew |
$19.8M - $22.2M
|
1.08M
$21.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
438KNew |
$8.01M - $9.02M
|
438K
$8.54M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
390K+ 117.2% |
$7.13M - $8.03M
|
723K
$14.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
364K+ 793.62% |
$6.65M - $7.49M
|
410K
$7.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
239K+ 27.99% |
$4.37M - $4.92M
|
1.09M
$21.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
205K+ 19.85% |
$3.75M - $4.23M
|
1.24M
$24.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
195K+ 81.28% |
$3.57M - $4.02M
|
435K
$8.48M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
172K+ 65.26% |
$3.15M - $3.55M
|
436K
$8.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
147K+ 2.14% |
$2.7M - $3.03M
|
7.03M
$137M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
107K+ 93.89% |
$1.96M - $2.2M
|
221K
$4.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
103KNew |
$1.88M - $2.12M
|
103K
$2M
|
|
|
Nov 13, 2024
Q4 2023
|
Rareview Capital LLC
Las Vegas, NV |
BUY
|
- |
80.7KNew |
$1.48M - $1.66M
|
80.7K
$1.57M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
73.9K+ 16.57% |
$1.35M - $1.52M
|
520K
$10.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
52.5KNew |
$959K - $1.08M
|
52.5K
$1.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Family Management Corp
New York, NY |
BUY
|
- |
47.4KNew |
$867K - $976K
|
47.4K
$924K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
45.4KNew |
$829K - $934K
|
45.4K
$884K
|
|
|
Feb 06, 2024
Q4 2023
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
35.9KNew |
$656K - $739K
|
35.9K
$699K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
30KNew |
$548K - $617K
|
30K
$584K
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
28.6K+ 9.37% |
$522K - $588K
|
333K
$6.49M
|
|
|
Feb 12, 2024
Q4 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
25.5KNew |
$467K - $526K
|
25.5K
$497K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
18.4KNew |
$336K - $378K
|
18.4K
$358K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.9KNew |
$255K - $287K
|
13.9K
$271K
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
12.9KNew |
$235K - $265K
|
12.9K
$251K
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
12KNew |
$219K - $247K
|
12K
$234K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.2KNew |
$205K - $231K
|
11.2K
$219K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.76KNew |
$178K - $201K
|
9.76K
$190K
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
7.98K+ 0.41% |
$146K - $164K
|
1.93M
$37.6M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
6.99K+ 60.77% |
$128K - $144K
|
18.5K
$360K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.78K+ 20.69% |
$106K - $119K
|
33.7K
$656K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
5KNew |
$91.4K - $103K
|
5K
$97.4K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.8KNew |
$69.5K - $78.2K
|
3.8K
$74K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.94K+ 42.61% |
$35.4K - $39.9K
|
6.48K
$126K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.92K+ 2.44% |
$35.1K - $39.5K
|
80.4K
$1.57M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.46KNew |
$26.7K - $30.1K
|
1.46K
$28.5K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.09K+ 9.38% |
$20K - $22.5K
|
12.7K
$248K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.01KNew |
$18.4K - $20.8K
|
1.01K
$19.7K
|
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
250New |
$4.57K - $5.15K
|
250
$4.87K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
104New |
$1.9K - $2.14K
|
104
$2.03K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
78+ 0.23% |
$1.43K - $1.61K
|
34.4K
$671K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
17+ 1.12% |
$311 - $350
|
1.53K
$29.9K
|
|
|
Feb 05, 2024
Q4 2023
|
Islay Capital Management, LLC
Lubbock, TX |
BUY
|
- |
8+ 0.04% |
$146 - $165
|
19.3K
$375K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-200- 1.64% |
$3.66K - $4.12K
|
12K
$233K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-373- 2.06% |
$6.82K - $7.68K
|
17.7K
$345K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-890- 58.75% |
$16.3K - $18.3K
|
625
$12.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1K- 25.0% |
$18.3K - $20.6K
|
3K
$58.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.32K- 2.08% |
$24.1K - $27.2K
|
62.1K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-1.92K- 0.16% |
$35.1K - $39.6K
|
1.24M
$24.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.21K- 4.63% |
$40.3K - $45.4K
|
45.4K
$885K
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-6.15K- 8.43% |
$112K - $127K
|
66.9K
$1.3M
|