Purchases and Sales Made in Q3 2020 in Nuveen Senior Income Fund (NSL)
This table provides information about the institutional ownership of Nuveen Senior Income Fund (NSL) during Q3 2020. The information is specifically focused on institutions that hold shares of NUVEEN SENIOR INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
3.63MNew |
$16.7M - $18.2M
|
3.63M
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
88.4K+ 88.14% |
$406K - $442K
|
189K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
82.6K+ 30.79% |
$379K - $413K
|
351K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
82.2K+ 7.47% |
$377K - $411K
|
1.18M
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
25.8KNew |
$118K - $129K
|
25.8K
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
22.4K+ 18.66% |
$103K - $112K
|
142K
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Park Avenue Securities LLC
|
BUY
|
- |
22.3K+ 18.44% |
$102K - $111K
|
143K
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
14.3KNew |
$65.7K - $71.5K
|
14.3K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.8K+ 7.23% |
$58.8K - $64K
|
190K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Os, LLC
|
BUY
|
- |
12.7KNew |
$58.4K - $63.7K
|
12.7K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
9.19K+ 33.73% |
$42.2K - $46K
|
36.5K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
7.54K+ 3.17% |
$34.6K - $37.7K
|
246K
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.1K+ 5.18% |
$18.8K - $20.5K
|
83.1K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.96K+ 6.43% |
$18.2K - $19.8K
|
65.5K
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.76K+ 8.88% |
$8.07K - $8.79K
|
21.5K
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.29K+ 1.09% |
$5.92K - $6.45K
|
120K
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.24K+ 4.65% |
$5.71K - $6.22K
|
28K
$0
|
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
277+ 0.63% |
$1.27K - $1.39K
|
44.2K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
275+ 1.93% |
$1.26K - $1.38K
|
14.6K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Assetmark, Inc
|
BUY
|
- |
71New |
$326 - $355
|
71
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
35+ 0.31% |
$161 - $175
|
11.2K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4- 0.02% |
$18.4 - $20
|
23.3K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-121- 0.65% |
$555 - $605
|
18.5K
$0
|
|
|
Oct 13, 2020
Q3 2020
|
E&G Advisors, LP
|
SELL
|
- |
-200- 0.2% |
$918 - $1K
|
101K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-500- 21.46% |
$2.3K - $2.5K
|
1.83K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-870- 5.77% |
$3.99K - $4.35K
|
14.2K
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
-985- 0.05% |
$4.52K - $4.93K
|
1.98M
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1K- 4.88% |
$4.59K - $5K
|
19.5K
$0
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.5K- 53.57% |
$6.89K - $7.5K
|
1.3K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.84K- 1.69% |
$8.45K - $9.21K
|
107K
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.38K- 4.2% |
$10.9K - $11.9K
|
54.2K
$0
|
|
|
Nov 30, 2020
Q3 2020
|
Platform Technology Partners
|
SELL
|
- |
-3.52K- 25.78% |
$16.1K - $17.6K
|
10.1K
$0
|
|
|
Feb 02, 2021
Q3 2020
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-5.41K- 2.22% |
$24.8K - $27K
|
239K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.8KClosed |
$35.8K - $39K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Next Capital Management LLC
|
SELL
|
- |
-8.22K- 1.63% |
$37.7K - $41.1K
|
495K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.66K- 32.92% |
$44.3K - $48.3K
|
19.7K
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-10.4KClosed |
$47.7K - $52K
|
0
$0
|
|
|
Dec 11, 2020
Q3 2020
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-13.8KClosed |
$63.5K - $69.2K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.9K- 6.57% |
$77.8K - $84.7K
|
241K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-18KClosed |
$82.5K - $89.9K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-19.3KClosed |
$88.4K - $96.3K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-22.4K- 24.04% |
$103K - $112K
|
70.6K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-24.4K- 4.04% |
$112K - $122K
|
578K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-25.5KClosed |
$117K - $127K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-107K- 56.85% |
$492K - $536K
|
81.4K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-358K- 41.08% |
$1.65M - $1.79M
|
514K
$0
|