Purchases and Sales Made in Q3 2023 in Nuveen Esg Emerging Markets Eq (NUEM)
This table provides information about the institutional ownership of Nuveen Esg Emerging Markets Eq (NUEM) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG EMERGING MARKETS EQ.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
1.31MNew |
$33.8M - $37.9M
|
1.31M
$38.3M
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
133KNew |
$3.43M - $3.85M
|
133K
$3.88M
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
116K+ 19.66% |
$2.99M - $3.35M
|
703K
$20.6M
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
60.7K+ 162.88% |
$1.57M - $1.76M
|
98K
$2.87M
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
28.5K+ 207.85% |
$738K - $827K
|
42.2K
$1.24M
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
22.7K+ 188.82% |
$589K - $660K
|
34.8K
$1.02M
|
|
Nov 14, 2023
Q3 2023
|
Richard Bernstein Advisors LLC
|
BUY
|
- |
20KNew |
$518K - $580K
|
20K
$585K
|
|
Nov 13, 2023
Q3 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
16.3K+ 1.77% |
$421K - $472K
|
935K
$27.4M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
16K+ 13.67% |
$414K - $465K
|
133K
$3.89M
|
|
Oct 31, 2024
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
14.5KNew |
$374K - $420K
|
14.5K
$423K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.8K+ 39.4% |
$331K - $371K
|
45.3K
$1.32M
|
|
Oct 27, 2023
Q3 2023
|
Colorado Capital Management, Inc.
|
BUY
|
- |
12.5K+ 11.26% |
$323K - $362K
|
123K
$3.61M
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
11.6KNew |
$300K - $336K
|
11.6K
$339K
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO
|
BUY
|
- |
10.5K+ 89.1% |
$271K - $304K
|
22.2K
$651K
|
|
Oct 31, 2023
Q3 2023
|
Cook Wealth Management Group LLC
Raleigh, NC |
BUY
|
- |
10.5KNew |
$270K - $303K
|
10.5K
$306K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10KNew |
$260K - $291K
|
10K
$294K
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
BUY
|
- |
9.96KNew |
$258K - $289K
|
9.96K
$291K
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
8.75KNew |
$226K - $254K
|
8.75K
$256K
|
|
Oct 23, 2023
Q3 2023
|
Tfc Financial Management
|
BUY
|
- |
7.68KNew |
$199K - $223K
|
7.68K
$224K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
6.36K+ 2.54% |
$165K - $185K
|
256K
$7.5M
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
5.54K+ 26.67% |
$143K - $161K
|
26.3K
$770K
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
5.36KNew |
$139K - $156K
|
5.36K
$157K
|
|
Nov 06, 2023
Q3 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
5K+ 8.78% |
$129K - $145K
|
61.9K
$1.81M
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.73K+ 42.78% |
$96.4K - $108K
|
12.4K
$364K
|
|
Oct 27, 2023
Q3 2023
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
3.57K+ 3.35% |
$92.3K - $104K
|
110K
$3.22M
|
|
Nov 08, 2023
Q3 2023
|
Better Money Decisions, LLC
|
BUY
|
- |
3.11K+ 36.62% |
$80.4K - $90.1K
|
11.6K
$339K
|
|
Nov 03, 2023
Q3 2023
|
Financial Connections Group, Inc.
|
BUY
|
- |
2.85KNew |
$73.8K - $82.7K
|
2.85K
$83.4K
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.68K+ 4.2% |
$69.4K - $77.8K
|
66.5K
$1.95M
|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
2.66K+ 2.5% |
$68.9K - $77.3K
|
109K
$3.19M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.54K+ 2.09% |
$39.8K - $44.6K
|
75K
$2.19M
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.12K+ 3.11% |
$29K - $32.5K
|
37.2K
$1.09M
|
|
Oct 25, 2023
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
1.12KNew |
$28.8K - $32.3K
|
1.12K
$32.6K
|
|
Apr 22, 2024
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
1.12KNew |
$28.8K - $32.3K
|
1.12K
$32.6K
|
|
Nov 13, 2023
Q3 2023
|
Citizens Financial Group Inc
|
BUY
|
- |
1.08K+ 7.62% |
$27.9K - $31.2K
|
15.2K
$445K
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
762+ 2.54% |
$19.7K - $22.1K
|
30.7K
$899K
|
|
Nov 06, 2023
Q3 2023
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
708+ 2.55% |
$18.3K - $20.5K
|
28.4K
$832K
|
|
Oct 19, 2023
Q3 2023
|
Lockerman Financial Group, Inc.
|
BUY
|
- |
615+ 6.57% |
$15.9K - $17.8K
|
9.97K
$292K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
608+ 9.25% |
$15.7K - $17.6K
|
7.18K
$210K
|
|
Nov 08, 2023
Q3 2023
|
Greenup Street Wealth Management LLC
|
BUY
|
- |
564+ 5.25% |
$14.6K - $16.4K
|
11.3K
$331K
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
501+ 4.72% |
$13K - $14.5K
|
11.1K
$325K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
490+ 16.3% |
$12.7K - $14.2K
|
3.5K
$102K
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
401+ 2.53% |
$10.4K - $11.6K
|
16.2K
$475K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
169+ 1.71% |
$4.37K - $4.9K
|
10K
$294K
|
|
Nov 08, 2023
Q3 2023
|
Redwood Financial Network Corp
|
BUY
|
- |
94+ 0.99% |
$2.43K - $2.73K
|
9.6K
$281K
|
|
Oct 26, 2023
Q3 2023
|
Sound Stewardship, LLC
Overland Park, KS |
BUY
|
- |
68+ 0.8% |
$1.76K - $1.97K
|
8.59K
$251K
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
57+ 4.69% |
$1.47K - $1.65K
|
1.27K
$37.2K
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 10, 2023
Q3 2023
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-35- 0.17% |
$905 - $1.02K
|
20.5K
$601K
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-46- 0.39% |
$1.19K - $1.33K
|
11.7K
$341K
|