Latest Institutional Transactions on Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information on the latest institutional transactions involving Nuveen Esg Mid Cap Growth ETF (NUMG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-4.83KClosed |
$227K - $287K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Running Point Capital Advisors, LLC
|
SELL
|
- |
-1.84KClosed |
$86.4K - $109K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-1.72KClosed |
$80.7K - $102K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-160Closed |
$7.52K - $9.51K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-9.99KClosed |
$469K - $594K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Townsend Asset Management Corp
|
SELL
|
- |
-197- 6.67% |
$9.26K - $11.7K
|
2.76K
$132K
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-171Closed |
$8.04K - $10.2K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-135Closed |
$6.34K - $8.03K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
1+ 20.0% |
$47 - $59.5
|
6
$287
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
BUY
|
- |
103+ 21.46% |
$4.84K - $6.12K
|
583
$27.8K
|
|
|
Jan 13, 2022
Q4 2021
|
Grant
|
SELL
|
- |
-11.9KClosed |
$561K - $710K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-6.76KClosed |
$361K - $395K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-5.71KClosed |
$305K - $333K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-4.35KClosed |
$232K - $254K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Appleton Partners Inc
|
SELL
|
- |
-5.72KClosed |
$305K - $334K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
BUY
|
- |
850+ 44.5% |
$41.2K - $46.7K
|
2.76K
$132K
|
|
| Q1 2021 | |||||||
|
Apr 26, 2021
Q1 2021
|
Beacon Harbor Wealth Advisors, Inc.
|
SELL
|
- |
-164KClosed |
$7.74M - $8.75M
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Chicago Wealth Management, Inc.
Chicago, IL |
SELL
|
- |
-4.26KClosed |
$200K - $226K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Riverbridge Partners LLC
|
SELL
|
- |
-4.25KClosed |
$200K - $226K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 05, 2021
Q4 2020
|
Tompkins Financial Corp
|
BUY
|
- |
520New |
$22.2K - $26.1K
|
520
$24.8K
|
|
|
Feb 03, 2021
Q4 2020
|
Compton Wealth Advisory Group, LLC
|
BUY
|
- |
4.26KNew |
$182K - $213K
|
4.26K
$203K
|
|
|
Feb 03, 2021
Q4 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1.22KClosed |
$52K - $61K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Addison Advisors LLC
|
BUY
|
- |
881New |
$37.6K - $44.1K
|
881
$42.1K
|
|
| Q3 2020 | |||||||
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.9KClosed |
$74.7K - $84.2K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-625Closed |
$24.6K - $27.7K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-385- 15.47% |
$10.8K - $15.2K
|
2.1K
$100K
|
|
|
Jul 29, 2020
Q2 2020
|
Strategic Point Investment Advisors, LLC
Providence, RI |
SELL
|
- |
-13.8KClosed |
$387K - $544K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-452Closed |
$12.7K - $17.8K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 01, 2020
Q1 2020
|
Lowell Blake & Associates Inc.
Boston, MA |
SELL
|
- |
-6.62KClosed |
$165K - $248K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-35.6KClosed |
$890K - $1.34M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-4.26KClosed |
$106K - $160K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-300KClosed |
$9.49M - $10.6M
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-20- 5.09% |
N/A
|
373
$17.8K
|
|