Purchases and Sales Made in Q4 2023 in Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Growth ETF (NUMG) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP GROWTH ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
81+ 0.35% |
$2.75K - $3.46K
|
23.1K
$1.13M
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
12New |
$407 - $512
|
12
$585
|
|
Jan 08, 2024
Q4 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
7+ 0.09% |
$238 - $299
|
7.72K
$377K
|
|
Feb 09, 2024
Q4 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
7+ 5.26% |
$238 - $299
|
140
$6.83K
|
|
Feb 12, 2024
Q4 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
6+ 0.17% |
$204 - $256
|
3.48K
$170K
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
4+ 0.03% |
$136 - $171
|
13K
$637K
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
4+ 0.2% |
$136 - $171
|
1.98K
$96.8K
|
|
Jan 29, 2024
Q4 2023
|
Aire Advisors, LLC
Beverly Hills, CA |
BUY
|
- |
2+ 0.04% |
$67.9 - $85.3
|
5.55K
$271K
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2+ 0.01% |
$67.9 - $85.3
|
24K
$1.17M
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1+ 0.15% |
$34 - $42.7
|
656
$32K
|
|
Jan 10, 2024
Q4 2023
|
Rise Advisors, LLC
|
BUY
|
- |
1+ 1.85% |
$34 - $42.7
|
55
$2.68K
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 10, 2024
Q4 2023
|
Falcon Wealth Planning
|
SELL
|
- |
-2- 0.04% |
$67.9 - $85.3
|
5.7K
$278K
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-33- 1.5% |
$1.12K - $1.41K
|
2.16K
$105K
|
|
Feb 13, 2024
Q4 2023
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-43- 1.02% |
$1.46K - $1.83K
|
4.19K
$204K
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-48- 0.11% |
$1.63K - $2.05K
|
44.4K
$2.17M
|
|
Nov 12, 2024
Q4 2023
|
Mid Atlantic Capital Management, Inc.
Richmond, VA |
SELL
|
- |
-62- 6.15% |
$2.1K - $2.64K
|
946
$46.2K
|
|
Jan 26, 2024
Q4 2023
|
Fingerlakes Wealth Management, Inc.
|
SELL
|
- |
-107- 1.59% |
$3.63K - $4.56K
|
6.61K
$323K
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-125- 1.97% |
$4.24K - $5.33K
|
6.23K
$304K
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-137- 1.48% |
$4.65K - $5.84K
|
9.14K
$446K
|
|
Jan 19, 2024
Q4 2023
|
Blb&B Advisors, LLC
|
SELL
|
- |
-146- 1.25% |
$4.96K - $6.23K
|
11.5K
$561K
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-147- 6.48% |
$4.99K - $6.27K
|
2.12K
$104K
|
|
Jan 31, 2024
Q4 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-208- 53.06% |
$7.06K - $8.87K
|
184
$8.98K
|
|
Feb 06, 2024
Q4 2023
|
Simmons Bank
|
SELL
|
- |
-292- 3.19% |
$9.91K - $12.5K
|
8.86K
$432K
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-336- 3.33% |
$11.4K - $14.3K
|
9.75K
$476K
|
|
Feb 09, 2024
Q4 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-350- 6.07% |
$11.9K - $14.9K
|
5.42K
$264K
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-480- 3.23% |
$16.3K - $20.5K
|
14.4K
$702K
|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-579- 9.2% |
$19.7K - $24.7K
|
5.72K
$279K
|
|
Feb 01, 2024
Q4 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-688- 3.31% |
$23.4K - $29.4K
|
20.1K
$980K
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-818- 0.68% |
$27.8K - $34.9K
|
119K
$5.81M
|
|
Feb 14, 2024
Q4 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-858- 95.33% |
$29.1K - $36.6K
|
42
$2.05K
|
|
Feb 09, 2024
Q4 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-910- 3.3% |
$30.9K - $38.8K
|
26.7K
$1.3M
|
|
Jan 09, 2024
Q4 2023
|
Financial Network Wealth Management LLC
Draper, UT |
SELL
|
- |
-976- 3.16% |
$33.1K - $41.6K
|
29.9K
$1.46M
|
|
Feb 08, 2024
Q4 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-989- 3.27% |
$33.6K - $42.2K
|
29.3K
$1.43M
|
|
Jan 10, 2024
Q4 2023
|
Marshall Financial Group LLC
|
SELL
|
- |
-1.03K- 17.17% |
$34.8K - $43.8K
|
4.95K
$241K
|
|
Feb 12, 2024
Q4 2023
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-1.43K- 2.0% |
$48.4K - $60.8K
|
69.8K
$3.4M
|
|
Feb 02, 2024
Q4 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-1.45K- 17.86% |
$49.1K - $61.7K
|
6.65K
$325K
|
|
Feb 14, 2024
Q4 2023
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-1.5K- 22.65% |
$51K - $64K
|
5.13K
$250K
|
|
Jan 24, 2024
Q4 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.56K- 15.3% |
$53.1K - $66.7K
|
8.65K
$422K
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.68K- 1.9% |
$57K - $71.7K
|
86.6K
$4.22M
|
|
Jan 17, 2024
Q4 2023
|
Sound Stewardship, LLC
Overland Park, KS |
SELL
|
- |
-1.8K- 23.71% |
$61.1K - $76.7K
|
5.79K
$282K
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-2.31K- 25.47% |
$78.4K - $98.5K
|
6.76K
$330K
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-2.72K- 23.6% |
$92.4K - $116K
|
8.82K
$430K
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.97K- 13.46% |
$101K - $127K
|
19.1K
$930K
|
|
Jan 17, 2024
Q4 2023
|
High Note Wealth, LLC
Deephaven, MN |
SELL
|
- |
-3.27K- 2.54% |
$111K - $139K
|
125K
$6.12M
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.33K- 17.39% |
$113K - $142K
|
15.8K
$771K
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-3.58K- 50.72% |
$122K - $153K
|
3.48K
$170K
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.03K- 26.2% |
$137K - $172K
|
11.4K
$554K
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-4.12K- 19.09% |
$140K - $176K
|
17.4K
$851K
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-6.06K- 23.28% |
$206K - $258K
|
20K
$974K
|