Latest Institutional Transactions on Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information on the latest institutional transactions involving Nuveen Esg Mid Cap Value ETF (NUMV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.17K+ 67.28% |
$33.3K - $38.7K
|
2.91K
$102K
|
|
|
Feb 10, 2023
Q4 2022
|
Ipsen Advisor Group LLC
Little Rock, AR |
BUY
|
- |
11KNew |
$313K - $364K
|
11K
$387K
|
|
|
Feb 10, 2023
Q4 2022
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
8.75KNew |
$249K - $290K
|
8.75K
$308K
|
|
|
Feb 06, 2023
Q4 2022
|
Financial Avengers, Inc.
Oakland, CA |
BUY
|
- |
40New |
$1.14K - $1.32K
|
40
$1.41K
|
|
|
Feb 06, 2023
Q4 2022
|
Phoenix Wealth Advisors
|
BUY
|
- |
99.2KNew |
$2.82M - $3.29M
|
99.2K
$3.5M
|
|
|
Jan 11, 2023
Q4 2022
|
Macroview Investment Management LLC
|
BUY
|
- |
1+ 14.29% |
$28.4 - $33.1
|
8
$282
|
|
|
Jan 10, 2023
Q4 2022
|
Coldstream Capital Management Inc
|
SELL
|
- |
-695- 3.7% |
$19.8K - $23K
|
18.1K
$636K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
8.35KNew |
$237K - $291K
|
8.35K
$294K
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
BUY
|
- |
16.2K+ 179.54% |
$461K - $566K
|
25.3K
$890K
|
|
|
Oct 27, 2022
Q3 2022
|
Keybank National Association
|
SELL
|
- |
-2.37K- 20.3% |
$67.3K - $82.6K
|
9.31K
$328K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1.11KNew |
$31.5K - $38.7K
|
1.11K
$39.1K
|
|
|
Oct 24, 2022
Q3 2022
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
BUY
|
- |
1.28K+ 8.16% |
$36.2K - $44.5K
|
16.9K
$596K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
8.35KNew |
$237K - $291K
|
8.35K
$294K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Chicago Wealth Management, Inc.
Chicago, IL |
SELL
|
- |
-7.1KClosed |
$211K - $260K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.04KNew |
$209K - $258K
|
7.04K
$248K
|
|
|
Aug 08, 2022
Q2 2022
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-5.99KClosed |
$178K - $220K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-8.22KClosed |
$244K - $301K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Richard Bernstein Advisors LLC
|
BUY
|
- |
7.95KNew |
$236K - $292K
|
7.95K
$280K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
48+ 90.57% |
$1.43K - $1.76K
|
101
$3.56K
|
|
|
Jul 28, 2022
Q2 2022
|
Private Capital Group, LLC
|
SELL
|
- |
-1.4KClosed |
$41.6K - $51.4K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Urban Wealth Management, LLC
|
BUY
|
- |
20.2KNew |
$601K - $742K
|
20.2K
$713K
|
|
|
Jul 14, 2022
Q2 2022
|
Adviser Investments LLC
|
BUY
|
- |
39.2KNew |
$1.17M - $1.44M
|
39.2K
$1.38M
|
|
|
Jul 12, 2022
Q2 2022
|
Baldrige Asset Management LLC
|
SELL
|
- |
-481Closed |
$14.3K - $17.6K
|
0
$0
|
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
BUY
|
- |
375+ 70.75% |
$11.1K - $13.8K
|
905
$31.9K
|
|
| Q1 2022 | |||||||
|
Jun 01, 2022
Q1 2022
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-5.89KClosed |
$201K - $221K
|
0
$0
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-140Closed |
$4.78K - $5.26K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
8.12K+ 63.67% |
$278K - $305K
|
20.9K
$735K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.83K+ 11.12% |
$96.7K - $106K
|
28.3K
$996K
|
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-85.6KClosed |
$2.92M - $3.21M
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-697Closed |
$24.5K - $27.6K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-11.3KClosed |
$396K - $446K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-28.9KClosed |
$1.01M - $1.14M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Running Point Capital Advisors, LLC
|
SELL
|
- |
-3.55KClosed |
$124K - $140K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
- |
-5.74KClosed |
$202K - $227K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Seaview Investment Managers LLC
|
SELL
|
- |
-33.2KClosed |
$1.17M - $1.32M
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-630Closed |
$22.1K - $24.9K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-1.47KClosed |
$51.8K - $58.3K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-7.17KClosed |
$252K - $284K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 28, 2021
Q3 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-23.1KClosed |
$806K - $873K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
2.38KNew |
$83K - $89.9K
|
2.38K
$83.6K
|
|
| Q4 2020 | |||||||
|
Feb 10, 2021
Q4 2020
|
Stokes Family Office, LLC
|
BUY
|
- |
7.18KNew |
$182K - $217K
|
7.18K
$253K
|
|
|
Feb 03, 2021
Q4 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-600Closed |
$15.2K - $18.2K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
500New |
$11.6K - $13.3K
|
500
$17.6K
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.26KClosed |
$29.2K - $33.4K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-735Closed |
$17.1K - $19.6K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-79- 2.26% |
$1.47K - $2.11K
|
3.41K
$120K
|
|
|
Jul 21, 2020
Q2 2020
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-12KClosed |
$222K - $319K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-3.65KClosed |
$63.1K - $112K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Strategic Point Investment Advisors, LLC
Providence, RI |
SELL
|
- |
-23.9KClosed |
$413K - $731K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-650KClosed |
$18.2M - $20.1M
|
0
$0
|
|