Purchases and Sales Made in Q3 2021 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
306K+ 1210.4% |
$10.7M - $11.6M
|
331K
$12.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
129KNew |
$4.51M - $4.88M
|
129K
$4.82M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
100KNew |
$3.51M - $3.8M
|
100K
$3.76M
|
|
|
Oct 14, 2021
Q3 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
99.2K+ 3.72% |
$3.47M - $3.75M
|
2.77M
$104M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
78.6K+ 492.99% |
$2.75M - $2.97M
|
94.5K
$3.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
51.8K+ 5183400.0% |
$1.81M - $1.96M
|
51.8K
$1.94M
|
|
|
May 31, 2023
Q3 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
39.8K+ 11.03% |
$1.39M - $1.51M
|
400K
$15M
|
|
|
Oct 27, 2021
Q3 2021
|
Seaview Investment Managers LLC
|
BUY
|
- |
33.2KNew |
$1.16M - $1.26M
|
33.2K
$1.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
26.9K+ 62.7% |
$942K - $1.02M
|
69.9K
$2.62M
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
26.2K+ 26.9% |
$915K - $990K
|
123K
$4.62M
|
|
|
Nov 10, 2021
Q3 2021
|
Wrapmanager Inc
|
BUY
|
- |
22.4K+ 23.64% |
$783K - $848K
|
117K
$4.38M
|
|
|
Nov 05, 2021
Q3 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
16.9KNew |
$590K - $639K
|
16.9K
$632K
|
|
|
Nov 12, 2021
Q3 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
13.2KNew |
$463K - $501K
|
13.2K
$495K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.1K+ 9.65% |
$424K - $459K
|
138K
$5.16M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.3KNew |
$394K - $427K
|
11.3K
$422K
|
|
|
Oct 19, 2021
Q3 2021
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
10KNew |
$350K - $379K
|
10K
$374K
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
7.35K+ 74.82% |
$257K - $278K
|
17.2K
$642K
|
|
|
Oct 29, 2021
Q3 2021
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
7.22KNew |
$252K - $273K
|
7.22K
$270K
|
|
|
Oct 26, 2021
Q3 2021
|
Simmons Bank
|
BUY
|
- |
6.96K+ 59.53% |
$243K - $263K
|
18.6K
$698K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
6.87K+ 88.73% |
$240K - $260K
|
14.6K
$546K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6.2K+ 44.1% |
$217K - $235K
|
20.3K
$758K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
5.77K+ 6.01% |
$202K - $218K
|
102K
$3.81M
|
|
|
Nov 12, 2021
Q3 2021
|
Hamilton Capital, LLC
Columbus, OH |
BUY
|
- |
5.74KNew |
$201K - $217K
|
5.74K
$215K
|
|
|
Nov 01, 2021
Q3 2021
|
Neumann Capital Management, LLC
|
BUY
|
- |
5.58KNew |
$195K - $211K
|
5.58K
$209K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.96K+ 12.62% |
$173K - $188K
|
44.3K
$1.66M
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
4.63KNew |
$162K - $175K
|
4.63K
$173K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.57K+ 16.62% |
$160K - $173K
|
32.1K
$1.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
3.91K+ 15.66% |
$137K - $148K
|
28.9K
$1.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Running Point Capital Advisors, LLC
|
BUY
|
- |
3.55KNew |
$124K - $134K
|
3.55K
$133K
|
|
|
Oct 13, 2021
Q3 2021
|
Erts Wealth Advisors, LLC
|
BUY
|
- |
3.2K+ 47.78% |
$112K - $121K
|
9.89K
$370K
|
|
|
Nov 09, 2021
Q3 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
3K+ 20.12% |
$105K - $114K
|
17.9K
$670K
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
2.93K+ 12.17% |
$103K - $111K
|
27K
$1.01M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.9K+ 278.6% |
$101K - $110K
|
3.95K
$148K
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.72K+ 44.67% |
$95K - $103K
|
8.8K
$329K
|
|
|
Nov 09, 2021
Q3 2021
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
2.49K+ 19.45% |
$86.9K - $94.1K
|
15.3K
$571K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.88K+ 2.17% |
$65.6K - $71K
|
88.5K
$3.31M
|
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.63K+ 22.11% |
$56.8K - $61.5K
|
8.97K
$336K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
811+ 2.12% |
$28.4K - $30.7K
|
39.1K
$1.46M
|
|
|
Oct 27, 2021
Q3 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
790+ 3.31% |
$27.6K - $29.9K
|
24.7K
$924K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
599+ 9.87% |
$20.9K - $22.7K
|
6.67K
$249K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
447+ 6.12% |
$15.6K - $16.9K
|
7.75K
$290K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
351New |
$12.3K - $13.3K
|
351
$13.1K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
350+ 2.82% |
$12.2K - $13.2K
|
12.8K
$478K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
324+ 4.69% |
$11.3K - $12.3K
|
7.23K
$271K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
239+ 274.71% |
$8.36K - $9.05K
|
326
$12.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Heritage Wealth Advisors
|
BUY
|
- |
206New |
$7.2K - $7.8K
|
206
$7.71K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
170+ 1.16% |
$5.94K - $6.43K
|
14.8K
$555K
|
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
3+ 75.0% |
$105 - $114
|
7
$262
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.12% |
$35 - $37.9
|
846
$31.6K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|