Purchases and Sales Made in Q3 2021 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Richard Bernstein Advisors LLC
|
SELL
|
- |
-104Closed |
$3.64K - $3.94K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
SELL
|
- |
-289- 2.55% |
$10.1K - $10.9K
|
11.1K
$414K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-422- 2.43% |
$14.8K - $16K
|
17K
$634K
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-608- 3.99% |
$21.3K - $23K
|
14.6K
$548K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-818- 8.07% |
$28.6K - $31K
|
9.32K
$349K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.79K- 14.96% |
$133K - $143K
|
21.6K
$806K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.18K- 1.74% |
$146K - $158K
|
236K
$8.83M
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-6.73K- 26.83% |
$235K - $255K
|
18.4K
$687K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.86K- 31.01% |
$310K - $335K
|
19.7K
$737K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
-9.34K- 24.07% |
$326K - $353K
|
29.5K
$1.1M
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-11.4K- 27.41% |
$400K - $433K
|
30.3K
$1.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-16.2K- 16.68% |
$565K - $612K
|
80.8K
$3.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-16.4K- 44.91% |
$572K - $619K
|
20.1K
$751K
|
|
|
Oct 28, 2021
Q3 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-23.1KClosed |
$806K - $873K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-23.4K- 23.47% |
$819K - $887K
|
76.4K
$2.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-27.8KClosed |
$972K - $1.05M
|
0
$0
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-80K- 84.67% |
$2.8M - $3.03M
|
14.5K
$542K
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-305K- 92.1% |
$10.7M - $11.5M
|
26.1K
$978K
|