Purchases and Sales Made in Q3 2023 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
2.39MNew |
$67.7M - $73.8M
|
2.39M
$89.5M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
33.2K+ 28.6% |
$939K - $1.02M
|
149K
$5.58M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
31.3K+ 11.37% |
$885K - $965K
|
306K
$11.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
26.2K+ 3.31% |
$740K - $807K
|
817K
$30.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
23.6K+ 36.78% |
$666K - $726K
|
87.6K
$3.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.5K+ 4.7% |
$439K - $479K
|
346K
$12.9M
|
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
11K+ 4.71% |
$310K - $338K
|
244K
$9.12M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
9.46KNew |
$267K - $292K
|
9.46K
$354K
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
7.89K+ 77.95% |
$223K - $243K
|
18K
$674K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.85K+ 19.58% |
$222K - $242K
|
47.9K
$1.79M
|
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
7.49K+ 54.93% |
$212K - $231K
|
21.1K
$790K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.92K+ 6.51% |
$196K - $213K
|
113K
$4.23M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
5.96KNew |
$169K - $184K
|
5.96K
$223K
|
|
|
Nov 08, 2023
Q3 2023
|
Heritage Wealth Advisors
|
BUY
|
- |
5.87K+ 30.96% |
$166K - $181K
|
24.8K
$929K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
4.54K+ 18.45% |
$128K - $140K
|
29.1K
$1.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
3.45K+ 11.34% |
$97.6K - $106K
|
33.9K
$1.27M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.4KNew |
$96K - $105K
|
3.4K
$127K
|
|
|
Oct 30, 2023
Q3 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
2.92K+ 2.94% |
$82.5K - $89.9K
|
102K
$3.81M
|
|
|
Nov 02, 2023
Q3 2023
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
2.14K+ 7.73% |
$60.4K - $65.9K
|
29.8K
$1.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.11K+ 13.7% |
$59.6K - $64.9K
|
17.5K
$654K
|
|
|
Oct 10, 2023
Q3 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
1.69K+ 16.54% |
$47.8K - $52.2K
|
11.9K
$446K
|
|
|
Nov 07, 2023
Q3 2023
|
Addison Advisors LLC
|
BUY
|
- |
1.63K+ 11.43% |
$46.1K - $50.3K
|
15.9K
$595K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.55K+ 6.3% |
$43.9K - $47.9K
|
26.2K
$979K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.3K+ 2.88% |
$36.6K - $39.9K
|
46.2K
$1.73M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.08K+ 2.74% |
$30.6K - $33.4K
|
40.6K
$1.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
851+ 5.01% |
$24.1K - $26.2K
|
17.8K
$667K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
822+ 1.38% |
$23.2K - $25.4K
|
60.6K
$2.27M
|
|
|
Nov 07, 2023
Q3 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
798+ 4.72% |
$22.6K - $24.6K
|
17.7K
$663K
|
|
|
Oct 05, 2023
Q3 2023
|
Falcon Wealth Planning
|
BUY
|
- |
614+ 6.65% |
$17.4K - $18.9K
|
9.85K
$368K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
581+ 3.1% |
$16.4K - $17.9K
|
19.3K
$723K
|
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
565+ 6.49% |
$16K - $17.4K
|
9.27K
$347K
|
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
554+ 7.12% |
$15.7K - $17.1K
|
8.34K
$312K
|
|
|
Nov 14, 2023
Q3 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
545+ 0.65% |
$15.4K - $16.8K
|
84.8K
$3.17M
|
|
|
Nov 08, 2023
Q3 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
173New |
$4.89K - $5.34K
|
173
$6.47K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
168+ 5.84% |
$4.75K - $5.18K
|
3.04K
$114K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
135+ 0.75% |
$3.82K - $4.16K
|
18.2K
$681K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
106+ 0.42% |
$3K - $3.27K
|
25.5K
$954K
|
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
102+ 14.05% |
$2.88K - $3.15K
|
828
$31K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
94+ 0.57% |
$2.66K - $2.9K
|
16.5K
$617K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
80+ 0.64% |
$2.26K - $2.47K
|
12.5K
$469K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
57New |
$1.61K - $1.76K
|
57
$2.13K
|
|
|
Oct 19, 2023
Q3 2023
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
51+ 0.42% |
$1.44K - $1.57K
|
12.1K
$453K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
45New |
$1.27K - $1.39K
|
45
$1.68K
|
|
|
Oct 17, 2023
Q3 2023
|
Carolina Wealth Advisors, LLC
|
BUY
|
- |
36New |
$1.02K - $1.11K
|
36
$1.35K
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
29+ 0.15% |
$820 - $894
|
19K
$710K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-57- 0.45% |
$1.61K - $1.76K
|
12.7K
$474K
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-81- 0.33% |
$2.29K - $2.5K
|
24.8K
$926K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-279- 0.8% |
$7.89K - $8.6K
|
34.5K
$1.29M
|