Latest Institutional Transactions on Nuveen Esg Small Cap ETF (NUSC)
This table provides information on the latest institutional transactions involving Nuveen Esg Small Cap ETF (NUSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-2.48K- 33.22% |
$96.3K - $106K
|
4.98K
$217K
|
|
|
Nov 13, 2024
Q3 2024
|
Diversified, LLC
|
BUY
|
- |
200+ 1.29% |
$7.78K - $8.59K
|
15.7K
$685K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
55.9K+ 11.16% |
$2.17M - $2.4M
|
557K
$24.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-162- 1.35% |
$6.3K - $6.96K
|
11.9K
$518K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-21.2K- 78.7% |
$824K - $910K
|
5.73K
$250K
|
|
|
Nov 13, 2024
Q3 2024
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
5.99K+ 3.75% |
$233K - $257K
|
166K
$7.23M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.74K+ 1.91% |
$67.7K - $74.9K
|
92.9K
$4.05M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.69K+ 14.11% |
$65.7K - $72.6K
|
13.7K
$596K
|
|
|
Nov 13, 2024
Q3 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
229+ 1.41% |
$8.91K - $9.84K
|
16.5K
$719K
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.83K- 11.67% |
$71K - $78.4K
|
13.8K
$602K
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
SELL
|
- |
-3.09K- 22.25% |
$120K - $133K
|
10.8K
$471K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
213+ 1.26% |
$8.28K - $9.15K
|
17.1K
$744K
|
|
|
Nov 12, 2024
Q3 2024
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
575+ 3.08% |
$22.4K - $24.7K
|
19.3K
$839K
|
|
|
Nov 12, 2024
Q3 2024
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.42K+ 2.78% |
$94K - $104K
|
89.3K
$3.89M
|
|
|
Nov 12, 2024
Q3 2024
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-5.56K- 46.82% |
$216K - $239K
|
6.31K
$275K
|
|
|
Nov 12, 2024
Q3 2024
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-66- 1.05% |
$2.57K - $2.84K
|
6.25K
$272K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
136K+ 70.5% |
$5.31M - $5.86M
|
330K
$14.4M
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-408- 4.29% |
$15.9K - $17.5K
|
9.1K
$396K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
12.1K+ 37.69% |
$471K - $520K
|
44.2K
$1.93M
|
|
|
Nov 12, 2024
Q3 2024
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
638+ 1.58% |
$24.8K - $27.4K
|
41K
$1.79M
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.05K- 49.53% |
$40.8K - $45.1K
|
1.07K
$46.6K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
28.8KNew |
$1.12M - $1.24M
|
28.8K
$1.26M
|
|
|
Nov 08, 2024
Q3 2024
|
Kelman Lazarov, Inc.
Memphis, TN |
BUY
|
- |
5.23KNew |
$204K - $225K
|
5.23K
$228K
|
|
|
Nov 08, 2024
Q3 2024
|
Oarsman Capital, Inc.
Milwaukee, WI |
BUY
|
- |
3.58KNew |
$139K - $154K
|
3.58K
$156K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
24.3K+ 4.13% |
$946K - $1.04M
|
612K
$26.7M
|
|
|
Nov 08, 2024
Q3 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-65- 75.58% |
$2.53K - $2.79K
|
21
$915
|
|
|
Nov 08, 2024
Q3 2024
|
Silver Oak Advisory Group, Inc.
Portland, OR |
BUY
|
- |
337+ 2.1% |
$13.1K - $14.5K
|
16.4K
$714K
|
|
|
Nov 08, 2024
Q3 2024
|
Adviser Investments LLC
|
BUY
|
- |
1.6K+ 2.61% |
$62.3K - $68.8K
|
63.1K
$2.75M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
13+ 0.04% |
$506 - $559
|
35.2K
$1.53M
|
|
|
Nov 07, 2024
Q3 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.15K+ 2.81% |
$123K - $135K
|
115K
$5.02M
|
|
|
Nov 06, 2024
Q3 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-113- 8.45% |
$4.39K - $4.86K
|
1.23K
$53.4K
|
|
|
Nov 06, 2024
Q3 2024
|
Schneider Downs Wealth Management Advisors, LP
|
BUY
|
- |
4.8KNew |
$187K - $206K
|
4.8K
$209K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
53.1K+ 11.64% |
$2.07M - $2.28M
|
509K
$22.2M
|
|
|
Nov 05, 2024
Q3 2024
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
2.12K+ 2.12% |
$82.5K - $91.1K
|
102K
$4.45M
|
|
|
Nov 05, 2024
Q3 2024
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
1.27KNew |
$49.4K - $54.6K
|
1.27K
$55.4K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.47K- 6.49% |
$57.1K - $63K
|
21.1K
$921K
|
|
|
Nov 05, 2024
Q3 2024
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
67+ 1.03% |
$2.61K - $2.88K
|
6.56K
$286K
|
|
|
Nov 04, 2024
Q3 2024
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
38+ 0.73% |
$1.48K - $1.63K
|
5.24K
$228K
|
|
|
Nov 04, 2024
Q3 2024
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
63+ 0.19% |
$2.45K - $2.71K
|
33.5K
$1.46M
|
|
|
Nov 04, 2024
Q3 2024
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
SELL
|
- |
-10- 1.01% |
$389 - $430
|
980
$42.7K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-6.6K- 17.26% |
$257K - $283K
|
31.6K
$1.38M
|
|
|
Nov 04, 2024
Q3 2024
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1+ 0.02% |
$38.9 - $43
|
5.2K
$226K
|
|
|
Nov 01, 2024
Q3 2024
|
Silver Oak Wealth Management LLC
Edina, MN |
SELL
|
- |
-2.74K- 5.37% |
$106K - $118K
|
48.3K
$2.1M
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
BUY
|
- |
223+ 2.62% |
$8.67K - $9.58K
|
8.75K
$381K
|
|
|
Oct 31, 2024
Q3 2024
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-13.8K- 38.57% |
$535K - $591K
|
21.9K
$955K
|
|
|
Oct 31, 2024
Q3 2024
|
Mission Wealth Management, LP
|
BUY
|
- |
24K+ 3.17% |
$934K - $1.03M
|
781K
$34.1M
|
|
|
Oct 31, 2024
Q3 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
191+ 0.49% |
$7.43K - $8.21K
|
39.5K
$1.72M
|
|
|
Oct 31, 2024
Q3 2024
|
Us Financial Advisors, LLC
Braintree, MA |
SELL
|
- |
-271- 1.21% |
$10.5K - $11.6K
|
22.1K
$965K
|
|
|
Oct 31, 2024
Q3 2024
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
BUY
|
- |
126+ 0.83% |
$4.9K - $5.41K
|
15.3K
$665K
|
|
|
Oct 31, 2024
Q3 2024
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
608+ 1.17% |
$23.6K - $26.1K
|
52.5K
$2.29M
|