Latest Institutional Transactions on Nuveen Esg Small Cap ETF (NUSC)
This table provides information on the latest institutional transactions involving Nuveen Esg Small Cap ETF (NUSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-8.05K- 93.49% |
$341K - $370K
|
561
$24.4K
|
|
|
Aug 16, 2021
Q2 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-700Closed |
$29.7K - $32.2K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
7.42KNew |
$315K - $341K
|
7.42K
$322K
|
|
| Q1 2021 | |||||||
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-208Closed |
$7.87K - $9.4K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-17.8KClosed |
$674K - $805K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Aspiriant, LLC
|
BUY
|
- |
6.51KNew |
$246K - $294K
|
6.51K
$282K
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-105Closed |
$3.98K - $4.75K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Burt Wealth Advisors
|
SELL
|
- |
-270Closed |
$10.2K - $12.2K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-8Closed |
$240 - $309
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Compton Wealth Advisory Group, LLC
|
BUY
|
- |
9.65KNew |
$290K - $373K
|
9.65K
$419K
|
|
|
Feb 03, 2021
Q4 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-734Closed |
$22.1K - $28.4K
|
0
$0
|
|
|
Jan 12, 2021
Q4 2020
|
Mcia Inc
|
BUY
|
- |
6.5KNew |
$195K - $251K
|
6.5K
$282K
|
|
| Q3 2020 | |||||||
|
Nov 12, 2020
Q3 2020
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-9.33KClosed |
$252K - $286K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Tortoise Investment Management, LLC
|
BUY
|
- |
102New |
$2.75K - $3.13K
|
102
$4.43K
|
|
|
Oct 28, 2020
Q3 2020
|
Proffitt & Goodson Inc
|
SELL
|
- |
-348Closed |
$9.39K - $10.7K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-232Closed |
$6.26K - $7.12K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-219- 7.67% |
$4.36K - $6.46K
|
2.64K
$114K
|
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-7Closed |
$139 - $206
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-10KClosed |
$199K - $295K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-169Closed |
$3.36K - $4.98K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-5.18KClosed |
$96.8K - $165K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-13KClosed |
$243K - $416K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
200New |
$3.74K - $6.39K
|
200
$8.68K
|
|
| Q3 2019 | |||||||
|
Nov 06, 2019
Q3 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-60.4KClosed |
$1.76M - $1.81M
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Acropolis Investment Management, LLC
|
BUY
|
- |
680+ 8.48% |
$19.8K - $20.4K
|
8.7K
$378K
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-725KClosed |
N/A
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-341Closed |
N/A
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-185Closed |
N/A
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8- 0.98% |
N/A
|
805
$35K
|
|
| Q3 2018 | |||||||
|
Oct 19, 2018
Q3 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-9.95KClosed |
N/A
|
0
$0
|
|