Purchases and Sales Made in Q1 2024 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2024. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
21+ 1.25% |
$784 - $873
|
1.7K
$77.1K
|
|
|
May 13, 2024
Q1 2024
|
Dt Investment Partners, LLC
|
BUY
|
- |
16+ 13.11% |
$597 - $665
|
138
$6.25K
|
|
|
Apr 15, 2024
Q1 2024
|
Mc Namara Financial Services, Inc.
|
BUY
|
- |
14+ 0.24% |
$523 - $582
|
5.88K
$266K
|
|
|
May 02, 2024
Q1 2024
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
10+ 0.04% |
$373 - $416
|
27.5K
$1.25M
|
|
|
Apr 19, 2024
Q1 2024
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
8+ 0.8% |
$299 - $333
|
1.01K
$45.9K
|
|
|
May 10, 2024
Q1 2024
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
1+ 0.07% |
$37.3 - $41.6
|
1.45K
$65.8K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 15, 2024
Q1 2024
|
First National Corp
|
SELL
|
- |
-1- 0.02% |
$37.3 - $41.6
|
5.78K
$262K
|
|
|
Apr 15, 2024
Q1 2024
|
Signature Securities Group Corporation
|
SELL
|
- |
-1- 0.01% |
$37.3 - $41.6
|
7.09K
$321K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1- 0.04% |
$37.3 - $41.6
|
2.25K
$102K
|
|
|
May 10, 2024
Q1 2024
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-3- 0.09% |
$112 - $125
|
3.26K
$147K
|
|
|
May 14, 2024
Q1 2024
|
Milestone Investment Advisors LLC
Middleton, WI |
SELL
|
- |
-14- 0.62% |
$523 - $582
|
2.23K
$101K
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-16- 24.62% |
$597 - $665
|
49
$2.22K
|
|
|
May 08, 2024
Q1 2024
|
New Insight Wealth Advisors
San Ramon, CA |
SELL
|
- |
-25- 0.47% |
$934 - $1.04K
|
5.32K
$241K
|
|
|
May 02, 2024
Q1 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-29- 0.35% |
$1.08K - $1.21K
|
8.21K
$372K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-58- 0.57% |
$2.17K - $2.41K
|
10.2K
$460K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-86- 5.04% |
$3.21K - $3.58K
|
1.62K
$73.4K
|
|
|
Apr 10, 2024
Q1 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-87- 1.03% |
$3.25K - $3.62K
|
8.39K
$380K
|
|
|
May 13, 2024
Q1 2024
|
Balanced Rock Investment Advisor
Roslindale, MA |
SELL
|
- |
-104- 0.64% |
$3.88K - $4.33K
|
16.2K
$735K
|
|
|
Apr 26, 2024
Q1 2024
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-140- 1.99% |
$5.23K - $5.82K
|
6.91K
$313K
|
|
|
Apr 12, 2024
Q1 2024
|
Advisor Net Financial, Inc
|
SELL
|
- |
-155- 6.86% |
$5.79K - $6.45K
|
2.11K
$95.3K
|
|
|
May 15, 2024
Q1 2024
|
Clarity Asset Management, Inc.
Ames, IA |
SELL
|
- |
-200- 8.99% |
$7.47K - $8.32K
|
2.03K
$91.7K
|
|
|
Apr 17, 2024
Q1 2024
|
Vicus Capital
State College, PA |
SELL
|
- |
-204- 0.53% |
$7.62K - $8.48K
|
38K
$1.72M
|
|
|
May 24, 2024
Q1 2024
|
Dodds Wealth, LLC
Greenwood Village, CO |
SELL
|
- |
-219- 1.81% |
$8.18K - $9.11K
|
11.9K
$538K
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-229- 2.16% |
$8.55K - $9.52K
|
10.4K
$470K
|
|
|
May 10, 2024
Q1 2024
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-252- 3.91% |
$9.41K - $10.5K
|
6.19K
$280K
|
|
|
May 03, 2024
Q1 2024
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-281- 5.15% |
$10.5K - $11.7K
|
5.18K
$234K
|
|
|
May 14, 2024
Q1 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-306- 2.04% |
$11.4K - $12.7K
|
14.7K
$666K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-311- 1.69% |
$11.6K - $12.9K
|
18.1K
$821K
|
|
|
May 07, 2024
Q1 2024
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-338- 2.69% |
$12.6K - $14.1K
|
12.2K
$553K
|
|
|
Apr 29, 2024
Q1 2024
|
Brio Consultants, LLC
|
SELL
|
- |
-343- 1.01% |
$12.8K - $14.3K
|
33.6K
$1.52M
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-384- 64.0% |
$14.3K - $16K
|
216
$9.78K
|
|
|
May 06, 2024
Q1 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-389- 0.99% |
$14.5K - $16.2K
|
38.8K
$1.76M
|
|
|
May 14, 2024
Q1 2024
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-515- 6.54% |
$19.2K - $21.4K
|
7.37K
$333K
|
|
|
Apr 29, 2024
Q1 2024
|
First United Bank & Trust
|
SELL
|
- |
-615- 8.28% |
$23K - $25.6K
|
6.82K
$308K
|
|
|
Apr 15, 2024
Q1 2024
|
S.A. Mason LLC
|
SELL
|
- |
-735- 28.6% |
$27.4K - $30.6K
|
1.84K
$83.1K
|
|
|
May 03, 2024
Q1 2024
|
Financial Connections Group, Inc.
|
SELL
|
- |
-834- 5.09% |
$31.1K - $34.7K
|
15.6K
$704K
|
|
|
May 03, 2024
Q1 2024
|
Evolution Advisers, Inc.
|
SELL
|
- |
-842- 5.59% |
$31.4K - $35K
|
14.2K
$643K
|
|
|
May 10, 2024
Q1 2024
|
Citigroup Inc
|
SELL
|
- |
-879- 6.19% |
$32.8K - $36.6K
|
13.3K
$603K
|
|
|
May 13, 2024
Q1 2024
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-889- 6.08% |
$33.2K - $37K
|
13.7K
$621K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-904- 5.15% |
$33.8K - $37.6K
|
16.7K
$754K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-977- 3.68% |
$36.5K - $40.6K
|
25.6K
$1.16M
|
|
|
Apr 22, 2024
Q1 2024
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-1.05K- 3.03% |
$39.2K - $43.7K
|
33.6K
$1.52M
|
|
|
Apr 29, 2024
Q1 2024
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.06K- 10.42% |
$39.5K - $44K
|
9.11K
$412K
|
|
|
Apr 26, 2024
Q1 2024
|
Umb Bank, N.A.
|
SELL
|
- |
-1.07K- 3.87% |
$39.8K - $44.3K
|
26.5K
$1.2M
|
|
|
May 13, 2024
Q1 2024
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-1.07K- 10.42% |
$39.8K - $44.3K
|
9.16K
$415K
|
|
|
Apr 26, 2024
Q1 2024
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
SELL
|
- |
-1.1K- 12.18% |
$40.9K - $45.6K
|
7.9K
$358K
|
|
|
May 01, 2024
Q1 2024
|
Pacific Sun Financial Corp
|
SELL
|
- |
-1.12K- 7.39% |
$41.8K - $46.6K
|
14K
$635K
|
|
|
Apr 11, 2024
Q1 2024
|
Pioneer Wealth Management Group
Austin, TX |
SELL
|
- |
-1.12K- 4.38% |
$41.9K - $46.7K
|
24.5K
$1.11M
|
|
|
May 03, 2024
Q1 2024
|
Savant Capital, LLC
|
SELL
|
- |
-1.33K- 5.72% |
$49.5K - $55.1K
|
21.8K
$989K
|