Purchases and Sales Made in Q1 2024 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2024. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-1.33K- 2.98% |
$49.7K - $55.3K
|
43.3K
$1.96M
|
|
|
Apr 23, 2024
Q1 2024
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-1.36K- 1.17% |
$50.9K - $56.7K
|
115K
$5.23M
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.46K- 2.08% |
$54.3K - $60.5K
|
68.6K
$3.1M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.5K- 6.69% |
$56.1K - $62.5K
|
21K
$948K
|
|
|
Apr 15, 2024
Q1 2024
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-1.53K- 1.07% |
$57K - $63.5K
|
141K
$6.38M
|
|
|
May 02, 2024
Q1 2024
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-1.77K- 73.37% |
$65.9K - $73.4K
|
641
$29K
|
|
|
Apr 16, 2024
Q1 2024
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.81K- 10.76% |
$67.5K - $75.2K
|
15K
$679K
|
|
|
May 15, 2024
Q1 2024
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-2.5K- 12.87% |
$93.3K - $104K
|
16.9K
$766K
|
|
|
May 02, 2024
Q1 2024
|
Whittier Trust CO
|
SELL
|
- |
-2.76K- 3.75% |
$103K - $115K
|
70.8K
$3.2M
|
|
|
May 09, 2024
Q1 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.91K- 10.6% |
$109K - $121K
|
24.5K
$1.11M
|
|
|
Apr 22, 2024
Q1 2024
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-2.98K- 11.25% |
$111K - $124K
|
23.5K
$1.06M
|
|
|
May 14, 2024
Q1 2024
|
Destination Wealth Management
|
SELL
|
- |
-3.08K- 16.02% |
$115K - $128K
|
16.1K
$731K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-3.18K- 3.04% |
$119K - $132K
|
101K
$4.59M
|
|
|
May 13, 2024
Q1 2024
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-3.2K- 2.47% |
$119K - $133K
|
126K
$5.71M
|
|
|
Apr 23, 2024
Q1 2024
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-3.43K- 22.82% |
$128K - $143K
|
11.6K
$525K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-3.67K- 16.52% |
$137K - $153K
|
18.5K
$839K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.03K- 50.64% |
$150K - $167K
|
3.93K
$178K
|
|
|
Apr 15, 2024
Q1 2024
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-4.71K- 24.0% |
$176K - $196K
|
14.9K
$675K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.92K- 11.41% |
$184K - $205K
|
38.2K
$1.73M
|
|
|
May 15, 2024
Q1 2024
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5.14K- 5.48% |
$192K - $214K
|
88.6K
$4.01M
|
|
|
May 09, 2024
Q1 2024
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-6.12K- 41.51% |
$228K - $254K
|
8.62K
$390K
|
|
|
Apr 22, 2024
Q1 2024
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-6.68K- 25.17% |
$250K - $278K
|
19.9K
$899K
|
|
|
Oct 31, 2024
Q1 2024
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-6.68K- 25.17% |
$250K - $278K
|
19.9K
$899K
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.69K- 9.69% |
$250K - $278K
|
62.4K
$2.82M
|
|
|
May 03, 2024
Q1 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-10.1K- 96.03% |
$375K - $418K
|
416
$18.8K
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-11.6K- 3.15% |
$433K - $483K
|
357K
$16.2M
|
|
|
May 10, 2024
Q1 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-13.2K- 5.46% |
$493K - $549K
|
229K
$10.4M
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
SELL
|
- |
-15.9K- 76.52% |
$594K - $662K
|
4.89K
$221K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-18.2K- 13.28% |
$681K - $758K
|
119K
$5.39M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-19K- 3.22% |
$710K - $791K
|
571K
$25.8M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-19.3K- 6.55% |
$720K - $801K
|
275K
$12.5M
|
|
|
May 14, 2024
Q1 2024
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-21.5K- 6.69% |
$804K - $896K
|
300K
$13.6M
|
|
|
Apr 30, 2024
Q1 2024
|
Mission Wealth Management, LP
|
SELL
|
- |
-22.9K- 2.86% |
$855K - $952K
|
777K
$35.2M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-25.7K- 2.74% |
$958K - $1.07M
|
911K
$41.2M
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-63.7K- 63.84% |
$2.38M - $2.65M
|
36.1K
$1.63M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-190K- 17.23% |
$7.08M - $7.89M
|
911K
$41.2M
|
|
|
Apr 01, 2024
Q1 2024
|
Impac Tfolio, LLC
|
SELL
|
- |
-240K- 82.2% |
$8.95M - $9.97M
|
51.9K
$2.35M
|