Purchases and Sales Made in Q3 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
4.94K+ 72.44% |
$209K - $225K
|
11.8K
$502K
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
4.78KNew |
$202K - $217K
|
4.78K
$204K
|
|
Nov 05, 2021
Q3 2021
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
4.35K+ 553.69% |
$184K - $198K
|
5.14K
$219K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.15K+ 86.02% |
$175K - $189K
|
8.98K
$383K
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
3.87K+ 43.08% |
$163K - $176K
|
12.8K
$548K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.6K+ 14.11% |
$152K - $164K
|
29.1K
$1.24M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.31K+ 47.94% |
$140K - $150K
|
10.2K
$436K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.29K+ 104.12% |
$139K - $149K
|
6.44K
$275K
|
|
Aug 13, 2024
Q3 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
3.25K+ 57.81% |
$137K - $148K
|
8.87K
$379K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.17K+ 40.46% |
$134K - $144K
|
11K
$470K
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
2.74K+ 12.38% |
$116K - $125K
|
24.9K
$1.06M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.31K+ 8.1% |
$97.5K - $105K
|
30.8K
$1.31M
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
2.09K+ 17.47% |
$88.1K - $94.8K
|
14K
$598K
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.59K+ 6.89% |
$67K - $72.1K
|
24.6K
$1.05M
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
1.54KNew |
$65.2K - $70.2K
|
1.54K
$65.9K
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.49K+ 11.8% |
$63K - $67.8K
|
14.1K
$603K
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.49K+ 10.56% |
$63K - $67.8K
|
15.6K
$666K
|
|
Oct 27, 2021
Q3 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
1.47K+ 3.7% |
$62.2K - $66.9K
|
41.3K
$1.76M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.43KNew |
$60.3K - $64.9K
|
1.43K
$60.9K
|
|
Oct 13, 2021
Q3 2021
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
1.37K+ 2.84% |
$57.7K - $62.1K
|
49.4K
$2.11M
|
|
Oct 14, 2021
Q3 2021
|
First United Bank & Trust
|
BUY
|
- |
1.27K+ 16.73% |
$53.7K - $57.8K
|
8.88K
$379K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
1.27K+ 2.99% |
$53.4K - $57.5K
|
43.6K
$1.86M
|
|
Nov 08, 2021
Q3 2021
|
Addison Advisors LLC
|
BUY
|
- |
1.1KNew |
$46.5K - $50K
|
1.1K
$46.9K
|
|
Oct 19, 2021
Q3 2021
|
Eastern Bank
|
BUY
|
- |
1.07K+ 0.94% |
$45.3K - $48.7K
|
115K
$4.89M
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1K+ 11.83% |
$42.3K - $45.5K
|
9.46K
$404K
|
|
Nov 01, 2021
Q3 2021
|
Neumann Capital Management, LLC
|
BUY
|
- |
1K+ 10.76% |
$42.3K - $45.5K
|
10.3K
$439K
|
|
Nov 12, 2021
Q3 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
997+ 52.89% |
$42.1K - $45.3K
|
2.88K
$123K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
973+ 5.99% |
$41.1K - $44.2K
|
17.2K
$735K
|
|
Oct 14, 2021
Q3 2021
|
Money Design Co.,Ltd.
|
BUY
|
- |
963New |
$40.7K - $43.8K
|
963
$41.1K
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
948+ 16.4% |
$40.1K - $43.1K
|
6.73K
$287K
|
|
Oct 20, 2021
Q3 2021
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
860+ 7.77% |
$36.3K - $39.1K
|
11.9K
$509K
|
|
Nov 12, 2021
Q3 2021
|
3 D/L Capital Management, LLC
|
BUY
|
- |
847+ 6.6% |
$35.8K - $38.5K
|
13.7K
$584K
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
795New |
$33.6K - $36.1K
|
795
$33.9K
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
793+ 1.08% |
$33.5K - $36.1K
|
74.2K
$3.17M
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
637+ 99.84% |
$26.9K - $29K
|
1.28K
$54.4K
|
|
Oct 12, 2021
Q3 2021
|
S.A. Mason LLC
|
BUY
|
- |
605+ 41.72% |
$25.6K - $27.5K
|
2.06K
$87.7K
|
|
Nov 10, 2021
Q3 2021
|
Wrapmanager Inc
|
BUY
|
- |
577+ 5.49% |
$24.4K - $26.2K
|
11.1K
$473K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
565+ 1.79% |
$23.9K - $25.7K
|
32.2K
$1.37M
|
|
Nov 15, 2021
Q3 2021
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
505+ 0.43% |
$21.3K - $23K
|
118K
$5.03M
|
|
Nov 03, 2021
Q3 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
490+ 5.94% |
$20.7K - $22.3K
|
8.74K
$373K
|
|
Oct 25, 2021
Q3 2021
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
463+ 5.74% |
$19.6K - $21.1K
|
8.53K
$364K
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
BUY
|
- |
450New |
$19K - $20.5K
|
450
$19.2K
|
|
Nov 09, 2021
Q3 2021
|
Stordahl Capital Management, Inc.
|
BUY
|
- |
425+ 5.06% |
$18K - $19.3K
|
8.83K
$377K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
411+ 29.4% |
$17.4K - $18.7K
|
1.81K
$77.2K
|
|
Nov 04, 2021
Q3 2021
|
Modera Wealth Management, LLC
|
BUY
|
- |
350+ 4.67% |
$14.8K - $15.9K
|
7.84K
$335K
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
341+ 6.35% |
$14.4K - $15.5K
|
5.71K
$244K
|
|
Oct 29, 2021
Q3 2021
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
296+ 2.02% |
$12.5K - $13.5K
|
15K
$638K
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
285+ 6.31% |
$12K - $13K
|
4.8K
$205K
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
257+ 3.46% |
$10.9K - $11.7K
|
7.68K
$328K
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
255New |
$10.8K - $11.6K
|
255
$10.9K
|