Purchases and Sales Made in Q3 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 28, 2021
Q3 2021
|
Better Money Decisions, LLC
|
BUY
|
- |
226+ 4.64% |
$9.55K - $10.3K
|
5.09K
$217K
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
226+ 4.59% |
$9.55K - $10.3K
|
5.15K
$220K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
213+ 2.78% |
$9K - $9.69K
|
7.88K
$336K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
190+ 2.45% |
$8.03K - $8.64K
|
7.94K
$339K
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
138+ 4.88% |
$5.83K - $6.27K
|
2.97K
$127K
|
|
Oct 29, 2021
Q3 2021
|
Brio Consultants, LLC
|
BUY
|
- |
98+ 0.99% |
$4.14K - $4.46K
|
9.95K
$425K
|
|
Nov 18, 2021
Q3 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
88+ 2.19% |
$3.72K - $4K
|
4.11K
$176K
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
83+ 6.38% |
$3.51K - $3.77K
|
1.38K
$59.1K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
57+ 11.26% |
$2.41K - $2.59K
|
563
$24K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
33+ 2.68% |
$1.39K - $1.5K
|
1.26K
$53.9K
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
30+ 10.71% |
$1.27K - $1.36K
|
310
$13.2K
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
28New |
$1.18K - $1.27K
|
28
$1.2K
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
7+ 1.34% |
$296 - $318
|
530
$22.6K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Time Scale Financial, Inc.
|
SELL
|
- |
-1- 0.11% |
$42.3 - $45.5
|
890
$38K
|
|
Nov 10, 2021
Q3 2021
|
Tria Gen Wealth Management LLC
|
SELL
|
- |
-10- 0.08% |
$423 - $455
|
12.8K
$546K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-15- 0.1% |
$634 - $682
|
15.5K
$661K
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-16- 0.33% |
$676 - $728
|
4.81K
$205K
|
|
Nov 12, 2021
Q3 2021
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-20- 0.32% |
$845 - $909
|
6.22K
$266K
|
|
Nov 09, 2021
Q3 2021
|
West Branch Capital LLC
|
SELL
|
- |
-22Closed |
$930 - $1K
|
0
$0
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-53- 1.89% |
$2.24K - $2.41K
|
2.75K
$117K
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-57- 10.18% |
$2.41K - $2.59K
|
503
$21.5K
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-110- 0.57% |
$4.65K - $5K
|
19.2K
$821K
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-126Closed |
$5.32K - $5.73K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-244- 10.36% |
$10.3K - $11.1K
|
2.11K
$90.1K
|
|
Nov 09, 2021
Q3 2021
|
Richard Bernstein Advisors LLC
|
SELL
|
- |
-288Closed |
$12.2K - $13.1K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-292- 1.16% |
$12.3K - $13.3K
|
24.8K
$1.06M
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-343- 3.43% |
$14.5K - $15.6K
|
9.65K
$412K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-507- 70.61% |
$21.4K - $23.1K
|
211
$9.01K
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-580- 7.89% |
$24.5K - $26.4K
|
6.77K
$289K
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.44KClosed |
$60.8K - $65.4K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.79K- 6.76% |
$75.8K - $81.6K
|
24.7K
$1.06M
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
SELL
|
- |
-2.92K- 15.54% |
$123K - $133K
|
15.9K
$677K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-4.46KClosed |
$188K - $203K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-4.52KClosed |
$191K - $206K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Chicago Wealth Management, Inc.
Chicago, IL |
SELL
|
- |
-4.84KClosed |
$204K - $220K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-5.6K- 42.85% |
$236K - $254K
|
7.47K
$319K
|
|
Nov 09, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-5.67KClosed |
$240K - $258K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-7.34K- 92.23% |
$310K - $334K
|
618
$26.4K
|
|
Oct 19, 2021
Q3 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-8.52K- 56.2% |
$360K - $387K
|
6.64K
$283K
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-9.66KClosed |
$408K - $439K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-10.1KClosed |
$426K - $459K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-10.1K- 75.95% |
$427K - $460K
|
3.2K
$137K
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-10.8KClosed |
$458K - $493K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-12.6KClosed |
$532K - $573K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-17.2KClosed |
$726K - $781K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-22.2K- 6.35% |
$939K - $1.01M
|
327K
$14M
|
|
Oct 27, 2021
Q3 2021
|
Seaview Investment Managers LLC
|
SELL
|
- |
-29.9KClosed |
$1.26M - $1.36M
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-36.3K- 80.26% |
$1.53M - $1.65M
|
8.92K
$381K
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-36.5KClosed |
$1.54M - $1.66M
|
0
$0
|