Purchases and Sales Made in Q3 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 03, 2022
Q3 2022
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.07K+ 34.97% |
$66.1K - $79.5K
|
7.99K
$360K
|
|
Nov 14, 2022
Q3 2022
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
2.04K+ 3.52% |
$65.1K - $78.3K
|
59.9K
$2.7M
|
|
Oct 12, 2022
Q3 2022
|
Horan Securities, Inc.
|
BUY
|
- |
1.93KNew |
$61.7K - $74.2K
|
1.93K
$87K
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
1.91K+ 39.9% |
$61K - $73.4K
|
6.7K
$302K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.84K+ 0.92% |
$58.7K - $70.6K
|
202K
$9.13M
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
1.81K+ 18.44% |
$57.8K - $69.5K
|
11.6K
$523K
|
|
Oct 28, 2022
Q3 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.8K+ 9.34% |
$57.4K - $69.1K
|
21K
$948K
|
|
Oct 24, 2022
Q3 2022
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.72K+ 11.19% |
$54.8K - $65.9K
|
17K
$768K
|
|
Oct 25, 2022
Q3 2022
|
Brio Consultants, LLC
|
BUY
|
- |
1.7K+ 7.52% |
$54.3K - $65.3K
|
24.3K
$1.1M
|
|
Nov 01, 2022
Q3 2022
|
Assetmark, Inc
|
BUY
|
- |
1.56K+ 146.57% |
$49.9K - $60K
|
2.63K
$118K
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
BUY
|
- |
1.54K+ 38.76% |
$49.2K - $59.1K
|
5.51K
$248K
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.53K+ 2.63% |
$48.7K - $58.6K
|
59.5K
$2.68M
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.51K+ 11.35% |
$48.2K - $58K
|
14.8K
$667K
|
|
Oct 04, 2022
Q3 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.3K+ 87.4% |
$41.5K - $49.9K
|
2.78K
$125K
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1.28KNew |
$41K - $49.3K
|
1.28K
$57.8K
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.05K+ 1.45% |
$33.4K - $40.2K
|
73K
$3.29M
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
967+ 2.76% |
$30.9K - $37.2K
|
36K
$1.62M
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
935+ 5.06% |
$29.9K - $35.9K
|
19.4K
$875K
|
|
Nov 14, 2022
Q3 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
893+ 11.2% |
$28.5K - $34.3K
|
8.87K
$400K
|
|
Nov 14, 2022
Q3 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
742+ 8.53% |
$23.7K - $28.5K
|
9.44K
$425K
|
|
Oct 18, 2022
Q3 2022
|
Corundum Group, Inc.
|
BUY
|
- |
687+ 1.5% |
$22K - $26.4K
|
46.6K
$2.1M
|
|
Oct 28, 2022
Q3 2022
|
Savant Capital, LLC
|
BUY
|
- |
662+ 5.47% |
$21.2K - $25.4K
|
12.8K
$575K
|
|
Nov 14, 2022
Q3 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
585+ 7.14% |
$18.7K - $22.5K
|
8.78K
$396K
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
472+ 4.96% |
$15.1K - $18.1K
|
10K
$451K
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
400New |
$12.8K - $15.4K
|
400
$18K
|
|
Nov 09, 2022
Q3 2022
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
349+ 3.1% |
$11.2K - $13.4K
|
11.6K
$523K
|
|
Nov 14, 2022
Q3 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
344+ 7.74% |
$11K - $13.2K
|
4.79K
$216K
|
|
Nov 14, 2022
Q3 2022
|
Crewe Advisors LLC
|
BUY
|
- |
340New |
$10.9K - $13.1K
|
340
$15.3K
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
298+ 9.55% |
$9.52K - $11.5K
|
3.42K
$154K
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
284+ 43.76% |
$9.08K - $10.9K
|
933
$42.1K
|
|
Nov 04, 2022
Q3 2022
|
Estate Counselors, LLC
|
BUY
|
- |
280New |
$8.95K - $10.8K
|
280
$12.6K
|
|
Nov 14, 2022
Q3 2022
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
265+ 2.48% |
$8.47K - $10.2K
|
10.9K
$493K
|
|
Nov 14, 2022
Q3 2022
|
Dt Investment Partners, LLC
|
BUY
|
- |
234New |
$7.48K - $8.99K
|
234
$10.5K
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
223+ 1.91% |
$7.13K - $8.57K
|
11.9K
$536K
|
|
Oct 21, 2022
Q3 2022
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
180+ 1.46% |
$5.75K - $6.92K
|
12.5K
$565K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
131+ 0.79% |
$4.19K - $5.04K
|
16.7K
$751K
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
103New |
$3.29K - $3.96K
|
103
$4.64K
|
|
Nov 14, 2022
Q3 2022
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
96+ 1.39% |
$3.07K - $3.69K
|
7K
$315K
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
BUY
|
- |
89+ 3.31% |
$2.84K - $3.42K
|
2.78K
$125K
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
BUY
|
- |
87+ 0.12% |
$2.78K - $3.34K
|
73.4K
$3.31M
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
77+ 0.91% |
$2.46K - $2.96K
|
8.5K
$383K
|
|
Oct 18, 2022
Q3 2022
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
65+ 0.25% |
$2.08K - $2.5K
|
26.4K
$1.19M
|
|
Oct 13, 2022
Q3 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
53+ 0.27% |
$1.69K - $2.04K
|
19.8K
$891K
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
40+ 0.48% |
$1.28K - $1.54K
|
8.34K
$376K
|
|
Nov 14, 2022
Q3 2022
|
Stordahl Capital Management, Inc.
|
BUY
|
- |
40+ 0.47% |
$1.28K - $1.54K
|
8.51K
$384K
|
|
Nov 09, 2022
Q3 2022
|
3 D/L Capital Management, LLC
|
BUY
|
- |
16+ 0.09% |
$511 - $615
|
17.2K
$777K
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
BUY
|
- |
15+ 10.56% |
$479 - $577
|
157
$7.08K
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
11+ 3.06% |
$352 - $423
|
370
$16.7K
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
8+ 1.74% |
$256 - $308
|
468
$21.1K
|
|
Nov 14, 2022
Q3 2022
|
Wrapmanager Inc
|
BUY
|
- |
7+ 0.06% |
$224 - $269
|
12K
$542K
|