Purchases and Sales Made in Q3 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
97K+ 86.17% |
$3.1M - $3.73M
|
210K
$9.45M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
85.7K+ 12.42% |
$2.74M - $3.3M
|
776K
$35M
|
|
May 31, 2023
Q3 2022
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
73.8K+ 9.43% |
$2.36M - $2.84M
|
856K
$38.6M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
52.8K+ 6.15% |
$1.69M - $2.03M
|
912K
$41.1M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
44.6K+ 13.9% |
$1.42M - $1.71M
|
365K
$16.5M
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
44.3K+ 23.57% |
$1.42M - $1.7M
|
232K
$10.5M
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
39.1KNew |
$1.25M - $1.5M
|
39.1K
$1.76M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.5K+ 17.04% |
$1.07M - $1.29M
|
230K
$10.4M
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
31.5K+ 138.82% |
$1.01M - $1.21M
|
54.2K
$2.44M
|
|
Nov 14, 2022
Q3 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
30.4K+ 204.82% |
$970K - $1.17M
|
45.2K
$2.04M
|
|
Oct 12, 2022
Q3 2022
|
Mission Wealth Management, LP
|
BUY
|
- |
30.2K+ 4.67% |
$966K - $1.16M
|
677K
$30.5M
|
|
Oct 11, 2022
Q3 2022
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
29.3K+ 1.27% |
$937K - $1.13M
|
2.34M
$106M
|
|
Nov 14, 2022
Q3 2022
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
BUY
|
- |
26.9KNew |
$860K - $1.03M
|
26.9K
$1.21M
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
26.2K+ 40.56% |
$838K - $1.01M
|
90.9K
$4.1M
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
23.6K+ 7.14% |
$753K - $906K
|
354K
$15.9M
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
21.6K+ 4.07% |
$692K - $832K
|
553K
$24.9M
|
|
Nov 07, 2022
Q3 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
21.1KNew |
$674K - $810K
|
21.1K
$950K
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
20.5K+ 87.06% |
$656K - $789K
|
44.1K
$1.99M
|
|
Oct 14, 2022
Q3 2022
|
De Dora Capital, Inc.
|
BUY
|
- |
14.2KNew |
$453K - $545K
|
14.2K
$639K
|
|
Oct 18, 2022
Q3 2022
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
13K+ 13.72% |
$414K - $498K
|
107K
$4.84M
|
|
Nov 02, 2022
Q3 2022
|
Sharkey, Howes & Javer
|
BUY
|
- |
11.9KNew |
$381K - $459K
|
11.9K
$538K
|
|
Nov 14, 2022
Q3 2022
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
11.9KNew |
$381K - $459K
|
11.9K
$538K
|
|
Oct 31, 2022
Q3 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
10.4KNew |
$331K - $399K
|
10.4K
$467K
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
8.84K+ 22.23% |
$282K - $340K
|
48.6K
$2.19M
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
8.46KNew |
$270K - $325K
|
8.46K
$381K
|
|
Oct 19, 2022
Q3 2022
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
8.37K+ 38.53% |
$267K - $322K
|
30.1K
$1.36M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.93K+ 10.9% |
$253K - $305K
|
80.7K
$3.64M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.62K+ 11.17% |
$244K - $293K
|
75.8K
$3.42M
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
7.29K+ 36.15% |
$233K - $280K
|
27.5K
$1.24M
|
|
Oct 18, 2022
Q3 2022
|
Bond & Devick Financial Network, Inc.
|
BUY
|
- |
7.28KNew |
$233K - $280K
|
7.28K
$328K
|
|
Nov 14, 2022
Q3 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
7.03KNew |
$225K - $270K
|
7.03K
$317K
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
6.93K+ 25.25% |
$222K - $266K
|
34.4K
$1.55M
|
|
Nov 14, 2022
Q3 2022
|
North Landing Financial Partners, LLC
Rochester, NY |
BUY
|
- |
6.9KNew |
$221K - $265K
|
6.9K
$311K
|
|
Oct 05, 2022
Q3 2022
|
Impac Tfolio, LLC
|
BUY
|
- |
6.66K+ 2.86% |
$213K - $256K
|
239K
$10.8M
|
|
Nov 15, 2022
Q3 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
6.55KNew |
$209K - $252K
|
6.55K
$295K
|
|
Oct 24, 2022
Q3 2022
|
First Ascent Asset Management, LLC
|
BUY
|
- |
6.36K+ 15.84% |
$203K - $244K
|
46.5K
$2.1M
|
|
Oct 19, 2022
Q3 2022
|
Eastern Bank
|
BUY
|
- |
5.94K+ 3.98% |
$190K - $228K
|
155K
$7M
|
|
Nov 14, 2022
Q3 2022
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
5.58K+ 5.92% |
$178K - $215K
|
99.8K
$4.5M
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.75K+ 15.32% |
$120K - $144K
|
28.2K
$1.27M
|
|
Nov 14, 2022
Q3 2022
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
3.58K+ 12.44% |
$114K - $138K
|
32.4K
$1.46M
|
|
Oct 25, 2022
Q3 2022
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
3.49K+ 7.01% |
$112K - $134K
|
53.3K
$2.4M
|
|
Nov 04, 2022
Q3 2022
|
Cx Institutional
|
BUY
|
- |
3.36K+ 30.1% |
$107K - $129K
|
14.5K
$654K
|
|
Nov 14, 2022
Q3 2022
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
3.28K+ 23.19% |
$105K - $126K
|
17.4K
$787K
|
|
Oct 05, 2022
Q3 2022
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
3.2K+ 4.77% |
$102K - $123K
|
70.3K
$3.17M
|
|
Nov 01, 2022
Q3 2022
|
Modera Wealth Management, LLC
|
BUY
|
- |
2.78K+ 14.06% |
$89K - $107K
|
22.6K
$1.02M
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.46K+ 16.76% |
$78.7K - $94.7K
|
17.2K
$774K
|
|
Nov 03, 2022
Q3 2022
|
Lincoln National Corp
|
BUY
|
- |
2.22K+ 12.21% |
$71K - $85.5K
|
20.4K
$921K
|
|
Oct 18, 2022
Q3 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
2.17K+ 78.69% |
$69.4K - $83.5K
|
4.93K
$222K
|
|
Nov 08, 2022
Q3 2022
|
Vicus Capital
State College, PA |
BUY
|
- |
2.12K+ 3.47% |
$67.9K - $81.6K
|
63.3K
$2.85M
|
|
Nov 14, 2022
Q3 2022
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
2.12K+ 1.73% |
$67.7K - $81.4K
|
124K
$5.61M
|