Purchases and Sales Made in Q3 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5- 0.03% |
$172 - $194
|
17.5K
$791K
|
|
|
Nov 02, 2023
Q3 2023
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-20- 0.3% |
$689 - $776
|
6.71K
$304K
|
|
|
Nov 14, 2023
Q3 2023
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-26- 0.29% |
$896 - $1.01K
|
8.89K
$402K
|
|
|
Nov 02, 2023
Q3 2023
|
Arlington Financial Advisors, LLC
|
SELL
|
- |
-36- 0.08% |
$1.24K - $1.4K
|
44.9K
$2.03M
|
|
|
Nov 08, 2023
Q3 2023
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
SELL
|
- |
-40- 3.88% |
$1.38K - $1.55K
|
990
$44.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-48- 0.57% |
$1.65K - $1.86K
|
8.44K
$382K
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-52- 0.17% |
$1.79K - $2.02K
|
31.4K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-54- 18.43% |
$1.86K - $2.1K
|
239
$10.8K
|
|
|
Oct 19, 2023
Q3 2023
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-63- 0.54% |
$2.17K - $2.44K
|
11.7K
$529K
|
|
|
Nov 06, 2023
Q3 2023
|
Wrapmanager Inc
|
SELL
|
- |
-68- 0.64% |
$2.34K - $2.64K
|
10.5K
$475K
|
|
|
Oct 23, 2023
Q3 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-79- 0.17% |
$2.72K - $3.07K
|
46.1K
$2.08M
|
|
|
Oct 18, 2023
Q3 2023
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-80- 0.53% |
$2.76K - $3.1K
|
14.9K
$675K
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-104- 1.02% |
$3.58K - $4.04K
|
10.1K
$458K
|
|
|
Oct 13, 2023
Q3 2023
|
S.A. Mason LLC
|
SELL
|
- |
-130- 4.81% |
$4.48K - $5.04K
|
2.57K
$116K
|
|
|
Nov 09, 2023
Q3 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-132- 1.85% |
$4.55K - $5.12K
|
7K
$317K
|
|
|
Oct 26, 2023
Q3 2023
|
Sound Stewardship, LLC
Overland Park, KS |
SELL
|
- |
-147- 1.28% |
$5.07K - $5.7K
|
11.3K
$513K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-155- 6.41% |
$5.34K - $6.01K
|
2.26K
$102K
|
|
|
Oct 24, 2023
Q3 2023
|
First United Bank & Trust
|
SELL
|
- |
-202- 2.8% |
$6.96K - $7.84K
|
7.01K
$317K
|
|
|
Dec 04, 2023
Q3 2023
|
Trust CO
|
SELL
|
- |
-209- 3.67% |
$7.2K - $8.11K
|
5.49K
$249K
|
|
|
Oct 24, 2023
Q3 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
SELL
|
- |
-214- 0.44% |
$7.38K - $8.3K
|
48.4K
$2.19M
|
|
|
Oct 20, 2023
Q3 2023
|
Evolution Advisers, Inc.
|
SELL
|
- |
-238- 1.56% |
$8.2K - $9.23K
|
15.1K
$681K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-249- 0.8% |
$8.58K - $9.66K
|
31.1K
$1.41M
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-250- 1.87% |
$8.62K - $9.7K
|
13.1K
$593K
|
|
|
Oct 25, 2023
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-253- 29.69% |
$8.72K - $9.82K
|
599
$27.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Blue Barn Wealth, LLC
|
SELL
|
- |
-334- 3.8% |
$11.5K - $13K
|
8.47K
$383K
|
|
|
Oct 27, 2023
Q3 2023
|
Brio Consultants, LLC
|
SELL
|
- |
-383- 1.25% |
$13.2K - $14.9K
|
30.4K
$1.37M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-444- 2.65% |
$15.3K - $17.2K
|
16.3K
$738K
|
|
|
Nov 13, 2023
Q3 2023
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-521- 1.61% |
$18K - $20.2K
|
31.8K
$1.44M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-616- 3.59% |
$21.2K - $23.9K
|
16.5K
$749K
|
|
|
Oct 25, 2023
Q3 2023
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-680- 4.99% |
$23.4K - $26.4K
|
13K
$586K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-727- 5.58% |
$25.1K - $28.2K
|
12.3K
$557K
|
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-839- 11.23% |
$28.9K - $32.6K
|
6.63K
$300K
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-967- 1.17% |
$33.3K - $37.5K
|
81.6K
$3.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.14K- 4.33% |
$39.2K - $44.1K
|
25.1K
$1.14M
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-1.24K- 6.76% |
$42.7K - $48.1K
|
17.1K
$774K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.39K- 3.07% |
$48K - $54K
|
44.1K
$1.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.52K- 11.66% |
$52.5K - $59.1K
|
11.5K
$523K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.63K- 1.26% |
$56.3K - $63.4K
|
128K
$5.77M
|
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
SELL
|
- |
-1.67K- 5.33% |
$57.6K - $64.9K
|
29.7K
$1.34M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-2.84K- 59.07% |
$98K - $110K
|
1.97K
$89.2K
|
|
|
Nov 03, 2023
Q3 2023
|
Financial Connections Group, Inc.
|
SELL
|
- |
-3.04K- 9.5% |
$105K - $118K
|
29K
$1.31M
|
|
|
Nov 03, 2023
Q3 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-3.7K- 11.87% |
$128K - $144K
|
27.5K
$1.24M
|
|
|
Oct 17, 2023
Q3 2023
|
Eastern Bank
|
SELL
|
- |
-3.88K- 3.01% |
$134K - $150K
|
125K
$5.66M
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-4.66K- 34.1% |
$160K - $181K
|
9K
$407K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.21K- 6.55% |
$179K - $202K
|
74.3K
$3.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-5.28KClosed |
$182K - $205K
|
0
$0
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO
|
SELL
|
- |
-5.7K- 7.12% |
$196K - $221K
|
74.4K
$3.37M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-5.86K- 26.12% |
$202K - $228K
|
16.6K
$751K
|
|
|
Nov 06, 2023
Q3 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-6.5K- 28.7% |
$224K - $252K
|
16.1K
$731K
|