Purchases and Sales Made in Q4 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
442+ 5.61% |
$17.6K - $21K
|
8.32K
$377K
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
423+ 8.85% |
$16.8K - $20.1K
|
5.2K
$235K
|
|
|
Jan 21, 2022
Q4 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
420New |
$16.7K - $19.9K
|
420
$19K
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
391+ 2.77% |
$15.6K - $18.6K
|
14.5K
$657K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
334New |
$13.3K - $15.9K
|
334
$15.1K
|
|
|
Feb 10, 2022
Q4 2021
|
3 D/L Capital Management, LLC
|
BUY
|
- |
319+ 2.33% |
$12.7K - $15.1K
|
14K
$634K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
319+ 17.63% |
$12.7K - $15.1K
|
2.13K
$96.3K
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
318New |
$12.7K - $15.1K
|
318
$14.4K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
303+ 1.23% |
$12.1K - $14.4K
|
24.9K
$1.13M
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
289+ 5.61% |
$11.5K - $13.7K
|
5.44K
$246K
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
268+ 3.49% |
$10.7K - $12.7K
|
7.95K
$360K
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
BUY
|
- |
230+ 74.19% |
$9.16K - $10.9K
|
540
$24.4K
|
|
|
Jan 28, 2022
Q4 2021
|
Arrow Financial Corp
|
BUY
|
- |
220+ 7.02% |
$8.76K - $10.4K
|
3.35K
$152K
|
|
|
Jan 20, 2022
Q4 2021
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
192New |
$7.65K - $9.12K
|
192
$8.69K
|
|
|
Feb 14, 2022
Q4 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
183+ 11.42% |
$7.29K - $8.69K
|
1.79K
$80.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Blue Barn Wealth, LLC
|
BUY
|
- |
163+ 1.75% |
$6.49K - $7.74K
|
9.48K
$429K
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
BUY
|
- |
115+ 1.19% |
$4.58K - $5.46K
|
9.76K
$442K
|
|
|
Feb 07, 2022
Q4 2021
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
115New |
$4.58K - $5.46K
|
115
$5.2K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
113+ 8.16% |
$4.5K - $5.37K
|
1.5K
$67.8K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
80+ 1.67% |
$3.19K - $3.8K
|
4.88K
$221K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
69+ 5.46% |
$2.75K - $3.28K
|
1.33K
$60.3K
|
|
|
Jan 19, 2022
Q4 2021
|
Time Scale Financial, Inc.
|
BUY
|
- |
66+ 7.42% |
$2.63K - $3.13K
|
956
$43.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
66+ 1.6% |
$2.63K - $3.13K
|
4.18K
$189K
|
|
|
Jan 24, 2022
Q4 2021
|
Clean Yield Group
|
BUY
|
- |
60New |
$2.39K - $2.85K
|
60
$2.72K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
52New |
$2.07K - $2.47K
|
52
$2.35K
|
|
|
Feb 09, 2022
Q4 2021
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
48+ 0.38% |
$1.91K - $2.28K
|
12.8K
$581K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
44+ 10.63% |
$1.75K - $2.09K
|
458
$20.7K
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
40+ 1.46% |
$1.59K - $1.9K
|
2.79K
$126K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
25New |
$996 - $1.19K
|
25
$1.13K
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
23+ 7.52% |
$916 - $1.09K
|
329
$14.9K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2- 0.09% |
$79.6 - $95
|
2.11K
$95.5K
|
|
|
Jan 24, 2022
Q4 2021
|
Navigation Wealth Management, Inc.
Fort Collins, CO |
SELL
|
- |
-6Closed |
$239 - $285
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-13- 2.31% |
$518 - $617
|
550
$24.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-63- 1.01% |
$2.51K - $2.99K
|
6.16K
$279K
|
|
|
Feb 08, 2022
Q4 2021
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-123- 4.27% |
$4.9K - $5.84K
|
2.76K
$125K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-186- 0.09% |
$7.41K - $8.83K
|
202K
$9.15M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-202- 0.63% |
$8.04K - $9.59K
|
32K
$1.45M
|
|
|
Jan 31, 2022
Q4 2021
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-229- 3.22% |
$9.12K - $10.9K
|
6.89K
$312K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-230- 3.28% |
$9.16K - $10.9K
|
6.79K
$307K
|
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
SELL
|
- |
-255Closed |
$10.2K - $12.1K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Stordahl Capital Management, Inc.
|
SELL
|
- |
-357- 4.04% |
$14.2K - $17K
|
8.47K
$383K
|
|
|
Jan 31, 2022
Q4 2021
|
Addison Advisors LLC
|
SELL
|
- |
-421- 38.27% |
$16.8K - $20K
|
679
$30.7K
|
|
|
Jan 24, 2022
Q4 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-500Closed |
$19.9K - $23.7K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
First Ascent Asset Management, LLC
|
SELL
|
- |
-567- 4.09% |
$22.6K - $26.9K
|
13.3K
$602K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-570Closed |
$22.7K - $27.1K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-621- 2.51% |
$24.7K - $29.5K
|
24.1K
$1.09M
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-795Closed |
$31.7K - $37.7K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-948- 14.09% |
$37.7K - $45K
|
5.78K
$262K
|
|
|
Jan 20, 2022
Q4 2021
|
Money Design Co.,Ltd.
|
SELL
|
- |
-963Closed |
$38.3K - $45.7K
|
0
$0
|