Purchases and Sales Made in Q4 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
Greenup Street Wealth Management LLC
|
BUY
|
- |
5.71KNew |
$227K - $271K
|
5.71K
$258K
|
|
|
Jan 31, 2022
Q4 2021
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
5.4K+ 36.09% |
$215K - $256K
|
20.3K
$921K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
5.24KNew |
$209K - $249K
|
5.24K
$237K
|
|
|
Feb 07, 2022
Q4 2021
|
Corundum Group, Inc.
|
BUY
|
- |
5.23KNew |
$208K - $248K
|
5.23K
$237K
|
|
|
Jan 28, 2022
Q4 2021
|
Colorado Capital Management, Inc.
|
BUY
|
- |
5.23K+ 4.26% |
$208K - $248K
|
128K
$5.79M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5.18K+ 80.48% |
$206K - $246K
|
11.6K
$526K
|
|
|
Feb 07, 2022
Q4 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
5.11K+ 37.19% |
$203K - $243K
|
18.8K
$853K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.74K+ 15.39% |
$189K - $225K
|
35.5K
$1.61M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
4.54K+ 18.29% |
$181K - $216K
|
29.4K
$1.33M
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
BUY
|
- |
4.51K+ 32.19% |
$180K - $214K
|
18.5K
$839K
|
|
|
Aug 13, 2024
Q4 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
4K+ 45.09% |
$159K - $190K
|
12.9K
$583K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
4K+ 70.04% |
$159K - $190K
|
9.71K
$439K
|
|
|
Jan 21, 2022
Q4 2021
|
First Pacific Financial
|
BUY
|
- |
3.67K+ 5.24% |
$146K - $174K
|
73.8K
$3.34M
|
|
|
Feb 09, 2022
Q4 2021
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
3.06K+ 59.5% |
$122K - $145K
|
8.2K
$371K
|
|
|
Feb 10, 2022
Q4 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
2.97K+ 26.57% |
$118K - $141K
|
14.1K
$640K
|
|
|
Jan 28, 2022
Q4 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
2.79K+ 6.76% |
$111K - $132K
|
44.1K
$2M
|
|
|
Jan 19, 2022
Q4 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
2.79K+ 37.63% |
$111K - $132K
|
10.2K
$461K
|
|
|
Jan 19, 2022
Q4 2021
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
2.73K+ 5.52% |
$109K - $130K
|
52.1K
$2.36M
|
|
|
Feb 15, 2022
Q4 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
2.72K+ 5.55% |
$108K - $129K
|
51.8K
$2.35M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.48K+ 22.48% |
$98.6K - $118K
|
13.5K
$611K
|
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO
|
BUY
|
- |
2.44K+ 3.29% |
$97.3K - $116K
|
76.7K
$3.47M
|
|
|
Jan 11, 2022
Q4 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
2.33K+ 14.66% |
$92.6K - $110K
|
18.2K
$824K
|
|
|
Feb 14, 2022
Q4 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
2.22K+ 13.53% |
$88.5K - $106K
|
18.6K
$844K
|
|
|
Jan 28, 2022
Q4 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
2.19K+ 18.6% |
$87K - $104K
|
13.9K
$631K
|
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
2.1K+ 10.93% |
$83.7K - $99.8K
|
21.3K
$966K
|
|
|
Jan 26, 2022
Q4 2021
|
Eastern Bank
|
BUY
|
- |
2.04K+ 1.78% |
$81.3K - $96.9K
|
117K
$5.28M
|
|
|
Jan 04, 2022
Q4 2021
|
S.A. Mason LLC
|
BUY
|
- |
1.64K+ 79.56% |
$65.1K - $77.6K
|
3.69K
$167K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
1.35K+ 10.7% |
$53.7K - $64K
|
13.9K
$631K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.34K+ 15.87% |
$53.5K - $63.8K
|
9.8K
$444K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
BUY
|
- |
1.34K+ 93.77% |
$53.3K - $63.6K
|
2.77K
$125K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
1.2K+ 3.07% |
$47.9K - $57.1K
|
40.4K
$1.83M
|
|
|
Feb 03, 2022
Q4 2021
|
Neumann Capital Management, LLC
|
BUY
|
- |
1K+ 9.72% |
$39.8K - $47.5K
|
11.3K
$511K
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
987New |
$39.3K - $46.9K
|
987
$44.7K
|
|
|
Jan 19, 2022
Q4 2021
|
Brio Consultants, LLC
|
BUY
|
- |
899+ 9.03% |
$35.8K - $42.7K
|
10.9K
$491K
|
|
|
Feb 07, 2022
Q4 2021
|
Wrapmanager Inc
|
BUY
|
- |
894+ 8.07% |
$35.6K - $42.4K
|
12K
$542K
|
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
874New |
$34.8K - $41.5K
|
874
$39.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
860+ 29.01% |
$34.2K - $40.8K
|
3.83K
$173K
|
|
|
Feb 08, 2022
Q4 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
846+ 9.68% |
$33.7K - $40.2K
|
9.58K
$434K
|
|
|
Jan 20, 2022
Q4 2021
|
First United Bank & Trust
|
BUY
|
- |
828+ 9.33% |
$33K - $39.3K
|
9.7K
$439K
|
|
|
Jan 12, 2022
Q4 2021
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
793+ 6.65% |
$31.6K - $37.7K
|
12.7K
$576K
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
BUY
|
- |
770+ 43.6% |
$30.7K - $36.6K
|
2.54K
$115K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
694+ 8.74% |
$27.6K - $33K
|
8.64K
$391K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
692+ 14.38% |
$27.6K - $32.9K
|
5.5K
$249K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
668+ 1.46% |
$26.6K - $31.7K
|
46.5K
$2.11M
|
|
|
Jan 18, 2022
Q4 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
579+ 109.25% |
$23.1K - $27.5K
|
1.11K
$50.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
517+ 245.02% |
$20.6K - $24.5K
|
728
$32.9K
|
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
516+ 5.98% |
$20.5K - $24.5K
|
9.14K
$414K
|
|
|
Feb 11, 2022
Q4 2021
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
497+ 6.88% |
$19.8K - $23.6K
|
7.73K
$350K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
468+ 5.21% |
$18.6K - $22.2K
|
9.45K
$428K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
468+ 3.02% |
$18.6K - $22.2K
|
16K
$723K
|