Purchases and Sales Made in Q4 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
5.89KNew |
$192K - $219K
|
5.89K
$254K
|
|
|
Feb 10, 2023
Q4 2022
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
5.87K+ 37.03% |
$191K - $218K
|
21.7K
$935K
|
|
|
Jan 25, 2023
Q4 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
5.6K+ 26.62% |
$183K - $208K
|
26.6K
$1.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
4.82KNew |
$157K - $179K
|
4.82K
$207K
|
|
|
Feb 15, 2023
Q4 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
4.45K+ 50.63% |
$145K - $165K
|
13.2K
$569K
|
|
|
Feb 06, 2023
Q4 2022
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
4.36K+ 36.56% |
$142K - $162K
|
16.3K
$701K
|
|
|
Feb 13, 2023
Q4 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
4.25K+ 41.87% |
$138K - $158K
|
14.4K
$619K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.2K+ 3.66% |
$137K - $156K
|
119K
$5.11M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.96K+ 5.42% |
$129K - $147K
|
77K
$3.31M
|
|
|
Mar 15, 2023
Q4 2022
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
3.64KNew |
$119K - $135K
|
3.64K
$157K
|
|
|
Feb 14, 2023
Q4 2022
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
3.47K+ 3.47% |
$113K - $129K
|
103K
$4.45M
|
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO
|
BUY
|
- |
3.28K+ 4.47% |
$107K - $122K
|
76.6K
$3.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.84K+ 7.35% |
$92.6K - $106K
|
41.5K
$1.79M
|
|
|
Feb 08, 2023
Q4 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
2.81K+ 31.66% |
$91.6K - $104K
|
11.7K
$503K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.6K+ 1.29% |
$84.9K - $96.9K
|
205K
$8.83M
|
|
|
Feb 07, 2023
Q4 2022
|
Brio Consultants, LLC
|
BUY
|
- |
2.46K+ 10.11% |
$80.1K - $91.4K
|
26.8K
$1.15M
|
|
|
Feb 06, 2023
Q4 2022
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
2.45K+ 4.08% |
$79.8K - $91K
|
62.3K
$2.68M
|
|
|
Jan 03, 2023
Q4 2022
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
2.39K+ 3.4% |
$78K - $88.9K
|
72.6K
$3.13M
|
|
|
Jan 18, 2023
Q4 2022
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
1.94K+ 1.8% |
$63.2K - $72.1K
|
109K
$4.71M
|
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
1.81K+ 6.59% |
$59K - $67.3K
|
29.3K
$1.26M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.8K+ 12.75% |
$58.8K - $67.1K
|
15.9K
$687K
|
|
|
Feb 07, 2023
Q4 2022
|
Vista Wealth Management Group, LLC
|
BUY
|
- |
1.77K+ 18.91% |
$57.7K - $65.8K
|
11.1K
$479K
|
|
|
Jan 23, 2023
Q4 2022
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
1.73K+ 5.76% |
$56.5K - $64.4K
|
31.8K
$1.37M
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.68KNew |
$54.9K - $62.6K
|
1.68K
$72.5K
|
|
|
Jan 30, 2023
Q4 2022
|
Evolution Advisers, Inc.
|
BUY
|
- |
1.51K+ 11.39% |
$49.4K - $56.3K
|
14.8K
$637K
|
|
|
Feb 09, 2023
Q4 2022
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
1.49K+ 5.05% |
$48.5K - $55.3K
|
30.9K
$1.33M
|
|
|
Jan 13, 2023
Q4 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
1.48K+ 14.79% |
$48.2K - $55K
|
11.5K
$494K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.44K+ 1.59% |
$47K - $53.6K
|
92.3K
$3.97M
|
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
1.4K+ 18.23% |
$45.5K - $51.9K
|
9.05K
$390K
|
|
|
Feb 10, 2023
Q4 2022
|
Assetmark, Inc
|
BUY
|
- |
1.34K+ 51.03% |
$43.7K - $49.8K
|
3.97K
$171K
|
|
|
Feb 13, 2023
Q4 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
1.25K+ 4.08% |
$40.6K - $46.3K
|
31.8K
$1.37M
|
|
|
Jan 24, 2023
Q4 2022
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
1.24K+ 7.72% |
$40.4K - $46.1K
|
17.3K
$744K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
1.04K+ 356.01% |
$33.8K - $38.5K
|
1.33K
$57.1K
|
|
|
Feb 10, 2023
Q4 2022
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
BUY
|
- |
1.03KNew |
$33.6K - $38.3K
|
1.03K
$44.3K
|
|
|
Jan 20, 2023
Q4 2022
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
1.02K+ 5.09% |
$33.2K - $37.8K
|
21K
$904K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
978+ 1.39% |
$31.9K - $36.4K
|
71.2K
$3.07M
|
|
|
Jan 18, 2023
Q4 2022
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
976+ 2.34% |
$31.8K - $36.3K
|
42.7K
$1.84M
|
|
|
Feb 06, 2023
Q4 2022
|
First Ascent Asset Management, LLC
|
BUY
|
- |
964+ 2.07% |
$31.4K - $35.9K
|
47.5K
$2.04M
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
949+ 7.98% |
$31K - $35.3K
|
12.8K
$553K
|
|
|
Feb 06, 2023
Q4 2022
|
Neumann Capital Management, LLC
|
BUY
|
- |
900+ 5.42% |
$29.4K - $33.5K
|
17.5K
$754K
|
|
|
Jan 24, 2023
Q4 2022
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
890+ 6.87% |
$29K - $33.1K
|
13.8K
$596K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
790+ 3.39% |
$25.8K - $29.4K
|
24.1K
$1.04M
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
772+ 11.8% |
$25.2K - $28.7K
|
7.32K
$315K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
736+ 2.52% |
$24K - $27.4K
|
29.9K
$1.29M
|
|
|
Jan 27, 2023
Q4 2022
|
Concord Wealth Partners
|
BUY
|
- |
697New |
$22.7K - $25.9K
|
697
$30K
|
|
|
Jan 17, 2023
Q4 2022
|
Bond & Devick Financial Network, Inc.
|
BUY
|
- |
610+ 8.38% |
$19.9K - $22.7K
|
7.89K
$340K
|
|
|
Feb 09, 2023
Q4 2022
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
551+ 4.4% |
$18K - $20.5K
|
13.1K
$563K
|
|
|
Feb 14, 2023
Q4 2022
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
BUY
|
- |
452New |
$14.7K - $16.8K
|
452
$19.5K
|
|
|
Feb 15, 2023
Q4 2022
|
Vicus Capital
State College, PA |
BUY
|
- |
433+ 0.68% |
$14.1K - $16.1K
|
63.7K
$2.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
430New |
$14K - $16K
|
430
$18.5K
|